Vivani director August Moretti files Form 3

Vivani Medical, Inc. filed an initial Form 3 for director August J. Moretti.

Rhea-AI Filing Summary

Vivani Medical, Inc. filed an initial Form 3 for director August J. Moretti. The data provided shows no reported purchases, sales, gifts, tax withholdings, restructurings, or derivative exercises, and no derivative positions listed in the derivative summary.

Key Figures

Reported share purchases: 0 shares Reported share sales: 0 shares Derivative exercises: 0 shares +1 more

4 metrics

Reported share purchases 0 shares buyShares in transaction summary

Reported share sales 0 shares sellShares in transaction summary

Derivative exercises 0 shares exerciseShares in transaction summary

Derivative transactions 0 derivativeTransactionCount in transaction summary

Key Terms

Form 3, reportingPersons, ten percent owner, derivativeTransactionCount

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

""reportingPersons": [ { "name": "Moretti August J""

ten percent owner financial

""is_ten_percent_owner": 0"

derivativeTransactionCount financial

""derivativeTransactionCount": 0"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Vivani Medical (VANI) disclose in August J. Moretti’s Form 3?

Vivani Medical’s Form 3 lists August J. Moretti as a director and shows no reported transactions. The transaction summary indicates zero buys, sells, exercises, gifts, tax withholdings, restructurings, or derivative transactions in the provided data.

Does August J. Moretti report any stock transactions in this Vivani Medical Form 3?

No, the Form 3 data shows no stock transactions for August J. Moretti. BuyCount, sellCount, acquireCount, disposeCount, exerciseCount, giftCount, and derivativeTransactionCount are all reported as zero in the transaction summary table.

Are there any derivative securities reported for August J. Moretti at Vivani Medical (VANI)?

No derivative securities are reported for August J. Moretti in this Form 3. The derivative summary is empty, and derivativeTransactionCount is zero, indicating no listed option, warrant, or other derivative positions in the provided information.

Is August J. Moretti identified as a ten percent owner of Vivani Medical in this Form 3?

No, August J. Moretti is not identified as a ten percent owner. The Form 3 data flags him as a director, with the ten percent owner indicator set to zero, meaning he is not reported as holding ten percent or more of Vivani Medical’s equity.

Does the Vivani Medical Form 3 for August J. Moretti indicate any net buying or selling activity?

No, the Form 3 shows neutral activity, with netBuySellShares at zero and netBuySellDirection labeled as neutral. This reflects that no buys, sells, or other reportable transactions appear in the transaction summary data provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/26/2026 - 02:21 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Moretti August J

(Last) (First) (Middle)

C/O VIVANI MEDICAL, INC.

1350 S. LOOP ROAD

(Street)

ALAMEDA CALIFORNIA 94502

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/24/2026

3. Issuer Name and Ticker or Trading Symbol
Vivani Medical, Inc. [ VANI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 Power of Attorney No securities are beneficially owned.

No securities are beneficially owned.

	/s/ Anthony Baldor as Attorney-in-fact	06/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)