VASO Corp CEO reports 6% ownership stake

Jun Ma filed a Schedule 13D reporting beneficial ownership of 10,498,146 shares of VASO Corp common stock, representing 6.0% of the class.

Rhea-AI Filing Summary

Jun Ma filed a Schedule 13D reporting beneficial ownership of 10,498,146 shares of VASO Corp common stock, representing 6.0% of the class. Most of these shares, 9,749,834, were granted by the company, while 777,312 were purchased with personal funds.

Ma, who serves as President and CEO of Vaso Corporation, states the shares were acquired for investment purposes and under an Employment Agreement that allows participation in the company’s equity compensation programs at the board’s discretion. He reports sole voting and dispositive power over all of these shares and no transactions in the past 60 days.

Key Figures

Beneficial ownership: 10,498,146 shares Ownership percentage: 6.0% of class Shares granted: 9,749,834 shares +3 more

6 metrics

Beneficial ownership 10,498,146 shares VASO Corp common stock reported on Schedule 13D

Ownership percentage 6.0% of class Percent of VASO Corp common stock represented by holdings

Shares granted 9,749,834 shares Granted by Vaso Corporation to Jun Ma

Shares purchased 777,312 shares Purchased by Jun Ma using personal funds

Sole voting power 10,498,146 shares Shares over which Jun Ma has sole voting authority

Sole dispositive power 10,498,146 shares Shares over which Jun Ma has sole dispositive authority

Key Terms

Schedule 13D, beneficially owned, Sole Voting Power, Sole Dispositive Power, +2 more

6 terms

Schedule 13D regulatory

"If the filing person has previously filed a statement on Schedule 13G..."

A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.

beneficially owned financial

"Number of Shares Beneficially Owned by Each Reporting Person With:"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Sole Voting Power financial

"Number of Shares Beneficially Owned by Each Reporting Person With: | 7 | Sole Voting Power 10,498,146.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Sole Dispositive Power financial

"9 | Sole Dispositive Power 10,498,146.00 10 | Shared Dispositive Power 0.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

equity compensation programs financial

"the Reporting Person is entitled to participate in the Issuer's equity compensation programs"

Employment Agreement regulatory

"Pursuant to an Employment Agreement between the Issuer and the Reporting Person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many VASO (VASO) shares does Jun Ma report owning?

Jun Ma reports beneficial ownership of 10,498,146 VASO Corp common shares, equal to 6.0% of the outstanding class. He has sole voting and dispositive power over all reported shares, meaning he alone controls how they are voted and potentially sold.

How did Jun Ma acquire his VASO (VASO) share position?

Jun Ma’s position combines 9,749,834 shares granted by Vaso Corporation and 777,312 shares purchased using personal funds. The granted shares arise under his Employment Agreement, which permits equity awards at the board of directors’ discretion as part of his compensation.

What percentage of VASO (VASO) does Jun Ma’s stake represent?

Jun Ma’s beneficial ownership represents 6.0% of VASO Corp’s common stock. This level of ownership makes him a significant shareholder and triggers the requirement to file a Schedule 13D detailing his holdings, control rights, and the purpose of his investment in the company.

What is the stated purpose of Jun Ma’s VASO (VASO) share holdings?

The filing states Jun Ma acquired the VASO Corp shares for investment purposes. It also notes his Employment Agreement entitles him to participate in the company’s equity compensation programs, with specific equity grants determined at the discretion of the board of directors.

Has Jun Ma traded VASO (VASO) shares recently according to this filing?

According to the Schedule 13D, Jun Ma has not engaged in any transactions in VASO Corp securities during the past 60 days. The filing also notes that no other person is known to have rights to dividends or sale proceeds from these reported shares.

Does anyone else share voting or dispositive power over Jun Ma’s VASO stake?

The filing shows Jun Ma has sole voting and sole dispositive power over all 10,498,146 VASO Corp shares he reports. Shared voting power and shared dispositive power are each listed as 0, indicating no other party shares control over these securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/16/2026 - 09:03 AM EDT Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

VASO Corp

(Name of Issuer)

Common Stock

(Title of Class of Securities)

(CUSIP Number)

Kimberly J. Decker
Barley Snyder LLP, 126 East King Street
Lancaster, PA, 17601
717-299-5201

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

06/25/2019

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP No.

1

Name of reporting person

Jun Ma

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

PF, OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 10,498,146.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 10,498,146.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

10,498,146.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

6.0 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Common Stock
(b)	Name of Issuer: VASO Corp
(c)	Address of Issuer's Principal Executive Offices: 137 Commercial Street, Suite 200, Plainview, NEW YORK , 11803.
Item 2.	Identity and Background
(a)	This Schedule 13D is being filed by Jun Ma (the "Reporting Person")
(b)	The principal business address for the Reporting Person is 137 Commercial Street, Suite 200, Plainview, New York 11803.
(c)	The principal occupation of the Reporting Person is President and CEO of Vaso Corporation, the business address of which is 137 Commercial Street, Suite 200, Plainview, New York 11803.
(d)	The Reporting Person has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e)	The Reporting Person has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activity subject to, federal or state securities laws or finding any violations with respect to such laws.
(f)	The reporting person is a United States citizen.
Item 3.	Source and Amount of Funds or Other Consideration
	9,749,834 shares were granted to the Reporting Person by the Company. An additional 777,312 Shares were purchased by the Reporting Person using personal funds.
Item 4.	Purpose of Transaction
	The Reporting Person acquired the Shares for investment purposes. Pursuant to an Employment Agreement between the Issuer and the Reporting Person, the Reporting Person is entitled to participate in the Issuer's equity compensation programs, with grants being subject to the discretion of the Board of Directors of the Issuer.
Item 5.	Interest in Securities of the Issuer
(a)	For information regarding beneficial ownership of the Reporting Person, see items 7-11 of the cover page of this Schedule 13D.
(b)	For information regarding beneficial ownership of the Reporting Person, see items 7-11 of the cover page of this Schedule 13D.
(c)	The Reporting Person has not engaged in any transactions in the Issuer's securities in the past 60 days.
(d)	No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares.
(e)	Not applicable.
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	The Reporting Person has not entered into any contracts, arrangements, understandings or relationships with respect to securities of the Issuer other than the Employment Agreement, described in Item 4 above.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Jun Ma

Signature:	/s/ Jun Ma
Name/Title:	Jun Ma
Date:	04/15/2026