[144] Veritex Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice filed for Veritex Holdings, Inc. (VBTX) reporting a proposed sale of 9,314 common shares with an aggregate market value of $298,145.20, to be sold on or about 08/14/2025 through Fidelity Brokerage Services LLC on NASDAQ. The filing shows total shares outstanding of 54,745,471. The shares were acquired in several transactions: open-market purchases of 4,000 (04/29/2022) and 3,652 (02/10/2023), and restricted stock vesting of 831 (10/01/2022) and 831 (01/01/2023). No securities were reported sold by the holder in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Positive

• Full transaction details provided: class, broker, share count, market value, sale date, and exchange are disclosed
• Acquisition history documented: acquisition dates and nature (open-market purchases and restricted stock vesting) are listed
• No sales in prior three months: the filer reports "Nothing to Report" for securities sold during the past 3 months

Negative

• Identifying metadata missing in provided excerpt: filer CIK/CCC and issuer contact fields are blank or not shown, limiting traceability
• Potential materiality assessment limited: without filer identity or role (insider vs. non-insider), investor impact cannot be fully assessed

Insights

Securities Analyst

TL;DR: Routine Rule 144 sale notification for a mid-sized block of common stock; disclosure is standard and non-material to company fundamentals.

The filing documents a proposed sale of 9,314 shares valued at about $298k executed through a retail/prime broker, indicating an orderly market transaction rather than an immediate block trade. Acquisitions are a mix of open-market purchases and vested restricted shares, which suggests the holder was not granted a one-time large issuance that might trigger concentrated insider selling. The absence of sales in the prior three months reduces the appearance of rapid divestment. However, the filing omits explicit filer CIK and issuer address details in the provided content, limiting traceability of the selling person within public records.

Corporate Governance Expert

TL;DR: Compliance-driven disclosure under Rule 144; provides required transactional history but lacks some identifying metadata in this excerpt.

The notice meets Rule 144 requirements by listing class, broker, share count, market value, acquisition dates, and nature of acquisition (open-market and restricted vesting). This supports transparency around the basis and timing of ownership. The representation about no undisclosed material adverse information is standard. From a governance perspective, the filing itself is routine and not indicative of a governance breach, but the missing filer/issuer contact details in the supplied content impede full verification of the seller's identity and potential insider status.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9314	298145.20	54745471	08/14/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/29/2022	Open Market Purchase	Issuer			4000	04/29/2022	Cash
Common	02/10/2023	Open Market Purchase	Issuer			3652	02/10/2023	Cash
Common	10/01/2022	Restricted Stock Vesting	Issuer			831	10/01/2022	Compensation
Common	01/01/2023	Restricted Stock Vesting	Issuer			831	01/01/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for VBTX disclose?

The Form 144 discloses a proposed sale of 9,314 common shares of Veritex Holdings (VBTX) valued at $298,145.20, to be sold on or about 08/14/2025 through Fidelity Brokerage Services on NASDAQ.

How were the shares being sold by the filer acquired?

The shares were acquired via open-market purchases on 04/29/2022 (4,000) and 02/10/2023 (3,652), and via restricted stock vesting on 10/01/2022 (831) and 01/01/2023 (831).

Does the filing show any securities sold by the filer in the past three months?

No; the filing states "Nothing to Report" for securities sold during the past three months.

Through which broker will the VBTX shares be sold?

The filing lists Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI 02917 as the broker for the proposed sale.

What is the number of VBTX shares outstanding reported in the filing?

The filing reports 54,745,471 shares outstanding.