[144] Veritex Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Veritex Holdings, Inc. (VBTX) reports a proposed sale of 5,669 common shares, with an aggregate market value of $181,409.13. The filing lists 54,745,471 shares outstanding and an approximate sale date of 08/15/2025 on the OTC market. All 5,669 shares were acquired as RSU compensation on 08/19/2015 (2,000 shares) and on 04/01/2020, 07/01/2020, and 10/01/2020 (1,223 shares each).

The form also discloses a recent sale on 08/14/2025 by John Sughrue of 9,314 common shares for gross proceeds of $298,145.20. The filer certifies no undisclosed material adverse information and includes the required signature/attestation language.

Insights

Financial Analyst

TL;DR: Insider plans a small, routine sale of previously granted RSUs; no new operational disclosures.

The filing documents a proposed sale of 5,669 common shares derived entirely from RSU compensation grants spanning 2015 and 2020. The disclosure includes basic transaction mechanics and an approximate sale date of 08/15/2025 on the OTC market. There are no earnings, liquidity, or forward-looking operational details provided, and the filer affirms no undisclosed material information. For investors, this is a routine insider liquidity event rather than a material corporate development.

Corporate Governance Expert

TL;DR: Compliance-focused filing meets Rule 144 disclosure requirements; contains standard attestation language.

The notice provides required information on the securities to be sold, acquisition dates, and the nature of acquisition (RSU compensation). It also reports a separate recent sale by an individual (John Sughrue). The document contains the standard representation regarding undisclosed material information and signature attestation language, indicating procedural compliance with Rule 144 filing obligations. No governance issues or deviations are identified within the provided text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Stephens Inc. 111 Center St Little Rock AR 72201	5669	181409.13	54745471	08/15/2025	OTC

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/19/2015	RSU Compensation	Issuer			2000	08/19/2015	Compensation
Common	04/01/2020	RSU Compensation	Issuer			1223	04/01/2020	Compensation
Common	07/01/2020	RSU Compensation	Issuer			1223	07/01/2020	Compensation
Common	10/01/2020	RSU Compensation	Issuer			1223	10/01/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Sughrue 8214 Westchester Dr. Suite 800 Dallas TX 75225	Common	08/14/2025	9314	298145.20

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the VBTX Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 5,669 common shares with an aggregate market value of $181,409.13, to occur approximately on 08/15/2025 on the OTC market.

How were the 5,669 VBTX shares acquired by the seller?

All 5,669 shares were acquired as RSU compensation: 2,000 on 08/19/2015 and 1,223 each on 04/01/2020, 07/01/2020, and 10/01/2020.

Does the filing report any recent sales by insiders for VBTX?

Yes. The filing lists a sale by John Sughrue of 9,314 common shares on 08/14/2025 for gross proceeds of $298,145.20.

How many VBTX shares are outstanding according to the Form 144?

The filing reports 54,745,471 shares outstanding.

Does the Form 144 state there is any undisclosed material information?

The filer represents by signing the notice that they do not know any material adverse information regarding the issuer that has not been publicly disclosed.