Welcome to our dedicated page for Victory Capital SEC filings (Ticker: VCTR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Victory Capital Holdings, Inc. (NASDAQ: VCTR) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Victory Capital is a Delaware-incorporated, diversified global asset management firm headquartered in San Antonio, Texas, and its filings offer detailed insight into its operations, financial condition, and material events.
Investors can review Victory Capital’s Form 8-K current reports, which the company uses to announce key developments. These include earnings press releases under Item 2.02, where Victory Capital reports quarterly and year-to-date financial results, including revenue, operating margin, net income, Adjusted EBITDA, and other non-GAAP metrics. The firm also files 8-Ks under Item 8.01 to furnish monthly and quarterly AUM updates, detailing total client assets, assets under management, other assets, flows, and asset class and regional breakdowns.
Other 8-K filings document material agreements and financing activities. For example, Victory Capital has reported entry into amendments to its credit agreement, including a sixth amendment that extended the maturity of its revolving credit facility, adjusted interest rate margins, and refinanced existing term loans into replacement term loans. Such disclosures help users understand the company’s capital structure and direct financial obligations.
In addition to 8-Ks, users can access Victory Capital’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide comprehensive financial statements, management’s discussion and analysis, and risk factor updates. Proxy statements on Schedule 14A and beneficial ownership reports and insider transaction filings on Forms 3, 4, and 5 are also relevant for analyzing governance and insider activity.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, such as major changes in AUM, notable shifts in margins, new credit arrangements, or significant risk disclosures. Real-time updates from EDGAR ensure that new Victory Capital filings, including 10-Ks, 10-Qs, 8-Ks, and Form 4 insider trading reports, are quickly available with plain-language explanations, helping users interpret complex regulatory information more efficiently.
Victory Capital Holdings, Inc. issued a press release on
The communication contains customary forward-looking statements and cautions about required approvals, potential litigation, client consents and other closing conditions. It also explains that any definitive proxy, registration or tender documents will be filed with the SEC if a negotiated transaction is agreed.
Victory Capital Holdings, Inc. filed a Form 8-K to disclose an improved proposal to acquire Janus Henderson Group plc. The revised offer gives Janus Henderson shareholders $40.00 in cash plus 0.250 Victory Capital shares for each share owned, implying 31% ownership of the combined company.
Based on Victory Capital’s closing share price on March 16, 2026, the proposal equates to $56.84 per Janus Henderson share, a 37% premium to Janus Henderson’s unaffected share price on October 24, 2025, and $1.2 billion of additional aggregate consideration versus Victory’s prior proposal. Using Victory’s unaffected share price before its February 26, 2026 approach, the total consideration would be $59.32 per share, a 42% premium to the same unaffected reference price.
Victory states the proposal is fully financed with no financing out, targets about $500 million of annual synergies, and would result in pro forma net leverage of 3.5x last‑twelve‑month EBITDA excluding synergies and 2.7x including synergies at close. Victory, which reports managing approximately $327 billion of assets, emphasizes that the proposal is non-binding, subject to due diligence, regulatory and client consents, and shareholder approvals, and includes extensive forward‑looking statement and no‑offer disclaimers.
Policarpo Michael Dennis reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that President, CFO & CAO Michael Dennis Policarpo received an equity grant of 62,246 shares of Common Stock, valued using a share price of
According to the terms, these 62,246 shares vest in equal installments on
Sipp Thomas Michael reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Executive Vice President Thomas Michael Sipp reported stock-based compensation in the form of two grants of Common Stock. He was awarded 39,748 shares and 14,999 shares at a reference price of
The 39,748-share award is scheduled to vest in equal installments on each of
Brown David Craig reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Chairman and CEO David Craig Brown received an equity award of 101,994 shares of common stock. These shares vest in three equal installments on March 15, 2027, 2028 and 2029, rather than all at once. The award value reference uses the company’s March 13, 2026 closing share price of $66.67. Following this grant, Brown directly holds 2,263,365 shares of Victory Capital common stock.
Dhillon Mannik S. reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that President, Investment Franchise Mannik S. Dhillon received an equity award of 16,499 shares of Common Stock as compensation. These shares vest in three equal installments on March 15 of 2027, 2028 and 2029, aligning the award with multi‑year performance and retention. Following this grant, Dhillon directly holds 297,748 shares of Victory Capital common stock, reflecting his continuing equity stake in the company. The award was valued using the closing share price of $66.67 on March 13, 2026, which sets the accounting basis for this compensation grant rather than indicating an open-market purchase.
Gupta Nina reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Chief Legal Officer Nina Gupta received a grant of 26,998 shares of Common Stock, treated as an award based on a reference price of
Victory Capital Holdings, Inc. reported that President, Investment Franchise, Mannik S. Dhillon had 7,746 shares of common stock withheld on March 15, 2026 to cover taxes due on previously granted restricted shares that vested that day. These shares were withheld by the company rather than sold in the open market.
The restricted shares were originally granted in 2023, 2024 and 2025 and vested on March 15, 2026, using a net settlement price equal to the March 13, 2026 closing stock price of $66.67 per share. After this tax-withholding event, Dhillon directly owned 281,249 shares of Victory Capital common stock.