STOCK TITAN

Director paid in stock at Victory Capital (VCTR) for board fees

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DEMARTINI RICHARD M reported acquisition or exercise transactions in this Form 4 filing.

Victory Capital Holdings director Richard M. DeMartini received 534 shares of Common Stock as a stock award in lieu of cash director fees. The award, valued at $36,250 based on a price of $67.79 per share, represents fees for Board and committee service. Following this grant, he directly holds 273,671 shares. Additional indirect holdings include 27,841 shares held by his spouse and 572,801 shares held through The DeMartini 2018 Childrens Trust, where he has investment control but disclaims beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider DEMARTINI RICHARD M
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 534 $67.79 $36K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 273,671 shares (Direct); Common Stock — 27,841 shares (Indirect, By Spouse)
Footnotes (1)
  1. These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on April 10, 2026. Includes Common Stock Shares held by The DeMartini 2018 Childrens Trust, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. These shares were received pursuant to exempt prorata distributions from DeMartini Investors, L.P., of which The DeMartini 2018 Childrens Trust is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein.
Stock award shares 534 shares Common Stock granted in lieu of director fees on April 10, 2026
Implied award value $36,250 Director and committee fees satisfied in stock instead of cash
Grant price $67.79 per share Based on Victory Capital closing price on April 10, 2026
Direct holdings after grant 273,671 shares Common Stock directly held by Richard M. DeMartini
Spousal indirect holdings 27,841 shares Common Stock held indirectly, nature of ownership: By Spouse
Trust indirect holdings 572,801 shares Common Stock held via The DeMartini 2018 Childrens Trust
Board fee component $28,750 Quarterly director fees for Board service paid in stock
Committee fees in stock $7,500 $5,000 chair fee plus $2,500 Compensation Committee fee
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
director fees financial
"in lieu of quarterly director fees for service on the Company Board"
prorata distributions financial
"These shares were received pursuant to exempt prorata distributions from DeMartini Investors, L.P."
limited partner financial
"of which The DeMartini 2018 Childrens Trust is a limited partner."
A limited partner is an investor in a pooled investment vehicle—such as a private equity, venture capital, or real estate fund—who provides capital but does not take part in day‑to‑day management and whose financial responsibility is capped at the amount invested. For investors, being a limited partner matters because it defines how much control they have, how much risk they bear, and how returns are distributed; think of a limited partner as a silent co‑owner who shares in profits and losses while leaving operations to the fund managers.
pecuniary interest financial
"disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DEMARTINI RICHARD M

(Last)(First)(Middle)
C/O VICTORY CAPITAL HOLDINGS, INC.
15935 LA CANTERA PARKWAY

(Street)
SAN ANTONIO TEXAS 78256

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Victory Capital Holdings, Inc. [ VCTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/10/2026A534A$67.79(1)273,671D
Common Stock27,841IBy Spouse
Common Stock572,801ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on April 10, 2026.
2. Includes Common Stock Shares held by The DeMartini 2018 Childrens Trust, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. These shares were received pursuant to exempt prorata distributions from DeMartini Investors, L.P., of which The DeMartini 2018 Childrens Trust is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein.
/s/ Nina Gupta, attorney-in-fact for Mr. DeMartini04/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Victory Capital (VCTR) report for Richard M. DeMartini?

Victory Capital reported that director Richard M. DeMartini received 534 shares of Common Stock as a stock award. The shares were issued instead of cash director fees for Board and committee service, reflecting routine equity-based compensation rather than an open-market purchase.

How was the value of Richard DeMartini’s Victory Capital stock award determined?

The 534-share stock award to Richard DeMartini was valued using a price of $67.79 per share. That price was based on Victory Capital’s closing share price on April 10, 2026, resulting in director fee compensation totaling $36,250 delivered in stock rather than cash.

How many Victory Capital shares does Richard DeMartini hold after this Form 4 filing?

After the reported grant, Richard DeMartini directly holds 273,671 Victory Capital shares. The filing also notes 27,841 shares held indirectly by his spouse and 572,801 shares held through The DeMartini 2018 Childrens Trust, where he has investment control but limited beneficial ownership.

What director fees were converted into Victory Capital stock for Richard DeMartini?

Richard DeMartini elected to receive stock instead of cash for several director fees: $28,750 for Board service, $5,000 for chairing the Nominating, Governance and Sustainability Committee, and $2,500 for Compensation Committee service. These amounts together were satisfied through the 534-share stock issuance.

How are trust-held Victory Capital shares attributed to Richard DeMartini?

Some Victory Capital shares are held by The DeMartini 2018 Childrens Trust, where DeMartini’s spouse is trustee and he has investment control. The filing states these shares were received via exempt prorata distributions, and DeMartini disclaims beneficial ownership except to the extent of his pecuniary interest.