Welcome to our dedicated page for Victory Capital SEC filings (Ticker: VCTR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Victory Capital Holdings, Inc. (NASDAQ: VCTR) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Victory Capital is a Delaware-incorporated, diversified global asset management firm headquartered in San Antonio, Texas, and its filings offer detailed insight into its operations, financial condition, and material events.
Investors can review Victory Capital’s Form 8-K current reports, which the company uses to announce key developments. These include earnings press releases under Item 2.02, where Victory Capital reports quarterly and year-to-date financial results, including revenue, operating margin, net income, Adjusted EBITDA, and other non-GAAP metrics. The firm also files 8-Ks under Item 8.01 to furnish monthly and quarterly AUM updates, detailing total client assets, assets under management, other assets, flows, and asset class and regional breakdowns.
Other 8-K filings document material agreements and financing activities. For example, Victory Capital has reported entry into amendments to its credit agreement, including a sixth amendment that extended the maturity of its revolving credit facility, adjusted interest rate margins, and refinanced existing term loans into replacement term loans. Such disclosures help users understand the company’s capital structure and direct financial obligations.
In addition to 8-Ks, users can access Victory Capital’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide comprehensive financial statements, management’s discussion and analysis, and risk factor updates. Proxy statements on Schedule 14A and beneficial ownership reports and insider transaction filings on Forms 3, 4, and 5 are also relevant for analyzing governance and insider activity.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, such as major changes in AUM, notable shifts in margins, new credit arrangements, or significant risk disclosures. Real-time updates from EDGAR ensure that new Victory Capital filings, including 10-Ks, 10-Qs, 8-Ks, and Form 4 insider trading reports, are quickly available with plain-language explanations, helping users interpret complex regulatory information more efficiently.
Dhillon Mannik S. reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Mannik S. Dhillon, President Investment Franchise, received a grant of 65,561 performance-based restricted stock units. Each unit represents a contingent right to one share of common stock under the company’s Amended and Restated 2018 Equity Plan.
These performance shares may vest over a period from March 15, 2026 through March 15, 2033 if specified stock price hurdles are reached. Vesting becomes eligible in four 25% tranches upon achieving average closing share price hurdles of $100.01, $110.01, $120.01, and $133.34 for five consecutive trading days, subject to continued employment and Compensation Committee approval.
Sipp Thomas Michael reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Executive Vice President Thomas Michael Sipp received a grant of 163,926 shares of performance-based restricted stock. Each performance share represents a contingent right to one share of common stock, with vesting tied to ambitious stock price hurdles over a multi-year period.
The award can vest in four 25% tranches if stock price hurdles of $100.01, $110.01, $120.01 and $133.34 are achieved at any time between March 15, 2026 and March 15, 2033, based on five consecutive trading days. Any earned shares settle within ten business days after Compensation Committee approval, subject to his continued employment through the date each hurdle is achieved.
Victory Capital Holdings, Inc. granted Chairman and CEO David Craig Brown 590,115 performance-based restricted stock units on March 15, 2026 under its Amended and Restated 2018 Equity Plan. Each unit represents a contingent right to receive one share of common stock at no exercise price.
The award vests only if strict stock price hurdles are met during the period from March 15, 2026 to March 15, 2033. Vesting eligibility is split into four 25% tranches tied to stock price hurdles of $100.01, $110.01, $120.01 and $133.34, each requiring a five-day average closing price and continued employment through achievement and approval.
Gupta Nina reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Chief Legal Officer Nina Gupta received a grant of 76,496 performance-based restricted stock units, each tied to one share of common stock. These awards vest only if ambitious stock price hurdles between $100.01 and $133.34 are met within a seven-year performance period ending on March 15, 2033, and require continued employment through the date each hurdle is achieved.
Victory Capital Holdings, Inc. reported that President, CFO & CAO Michael Dennis Policarpo received a grant of 295,050 performance-based restricted stock shares. Each performance share can convert into one share of common stock if demanding stock price hurdles are met between $100.01 and $133.34 during a performance period from March 15, 2026 to March 15, 2033. Vesting and settlement occur only after the Compensation Committee confirms the stock price hurdles have been achieved and require his continued employment through the achievement date.
Victory Capital Holdings, Inc. approved a one-time grant of performance-based restricted stock awards to key executives under its 2018 Equity Plan. The awards vest only if the stock achieves four price hurdles during a seven-year period starting on March 15, 2026, with a one-year post-vesting holding requirement.
CEO David C. Brown received 590,115 Performance Shares with a grant value of $39,343,000, while other named executives received between 65,561 and 295,050 shares. Vesting occurs in 25% increments at stock price hurdles of $100.01, $110.01, $120.01, and $133.34, and unearned shares are forfeited.
Victory Capital Holdings, Inc. reported that as of February 28, 2026, Total Assets Under Management were $324.0 billion, with Other Assets of $3.1 billion, for Total Client Assets of $327.1 billion. Average Total AUM for February was $322.6 billion, and average Total Client Assets were $325.6 billion.
By asset class, Total Long-Term Assets were $320.3 billion, led by Solutions at $96.1 billion, Fixed Income at $80.8 billion, and U.S. Large Cap Equity at $63.4 billion. By vehicle, Mutual Funds held $176.2 billion, Separate Accounts and Other Pooled Vehicles $131.1 billion, and ETFs $16.7 billion, all contributing to the Total AUM of $324.0 billion.
Total Client Assets increased from $323.2 billion as of January 31, 2026 to $327.1 billion as of February 28, 2026. U.S. client assets were $269.8 billion and Non-U.S. client assets were $57.3 billion at month end.
Victory Capital says it submitted a fully financed, actionable and clearly superior proposal to acquire Janus Henderson and that Janus Henderson’s Special Committee declined substantive engagement. Victory Capital says the committee’s only interaction during four months was a single 32-minute call, and Victory Capital states it has committed financing and intends to pursue the transaction.
Context: Victory Capital reports $323.2 billion in total client assets as of January 31, 2026. Victory Capital notes potential future SEC filings if a negotiated transaction is agreed and describes advisors serving the company.
Victory Capital Holdings, Inc. posted a LinkedIn communication and transcript of an interview in which Chairman and CEO David C. Brown stated that Victory has submitted a “superior proposal” to acquire Janus Henderson Group plc and that “all options are on the table.” Victory says its proposal would pay a majority of consideration in cash and offer Janus shareholders 38% in the combined company. The post notes Victory first proposed in November and again in December, and urges the Janus Henderson special committee to engage in discussions. The communication reiterates customary forward-looking disclaimers and directs readers to potential future SEC filings if a negotiated transaction proceeds.
Victory Capital Chairman and CEO David C. Brown appeared on CNBC to describe a proposed unsolicited offer to acquire Janus Henderson. The proposal values Janus Henderson at $54.15 per share, consisting of $30 per share in cash and the remainder in stock, which would give Janus shareholders approximately 38% of the combined company. Brown said Victory Capital believes the proposal is "clearly superior" to Trian’s $49 per share all-cash bid and reiterated confidence in delivering up to $500 million of synergies, which he described as roughly 23% of Janus’ cost base. Brown said the special committee has not engaged and emphasized a desire to begin discussions.