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Vera Therapeutics (VERA) CEO exercises 46,250 options and sells shares under 10b5-1 plan

(Neutral)
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Vera Therapeutics, Inc. president and CEO Marshall Fordyce exercised stock options covering 46,250 shares of Class A Common Stock on July 7, 2026 at an exercise price of $2.8968 per share, and on the same date sold 46,250 shares in multiple transactions at weighted-average prices between $40.7762 and $43.5947. The option, which vests over four years and expires on December 15, 2030, showed 525,801 derivative securities beneficially owned following the reported exercise. The sales were made pursuant to a Rule 10b5-1(c) trading plan adopted on January 9, 2026.

Positive

  • None.

Negative

  • None.
Insider Fordyce Marshall
Role PRESIDENT AND CEO
Sold 46,250 shs ($1.96M)
Approx. gross sale proceeds $1.96M
Approx. exercise cost $134K
Approx. pre-tax spread $1.82M
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) F1, F7 46,250 $0.00 $0.00
Exercise Class A Common Stock F1 46,250 $2.8968 $134K
Sale Class A Common Stock F2, F3, F1 1,000 $40.7762 $41K
Sale Class A Common Stock F2, F4, F1 32,550 $42.0736 $1.37M
Sale Class A Common Stock F2, F5, F1 10,500 $42.8578 $450K
Sale Class A Common Stock F2, F6, F1 2,200 $43.5947 $96K
Holdings After Transaction: Stock Option (Right to Buy) — 525,801 shares (Direct); Class A Common Stock — 235,244 shares (Direct)
Footnotes (7)
  1. F1. This amended Form 4 is filed to reflect the option exercise that occurred on July 7, 2026 and correct the amounts reported in Column 5 "Amount of Securities Beneficially Owned Following Reported Transaction(s)".
  2. F2. The sales were made pursuant to a written plan adopted on January 9, 2026, meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended.
  3. F3. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $40.39 to $41.31, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. F4. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $41.40 to $42.39, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. F5. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $42.40 to $43.38, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. F6. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.42 to $43.97, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. F7. 1/4 of the shares subject to the option vested on December 16, 2021, and 1/48 of the shares vested monthly thereafter.
Options exercised 46,250 shares Stock options exercised for Class A Common Stock on July 7, 2026
Exercise price $2.8968 per share Exercise price of stock options converted into Class A Common Stock
Shares sold 46,250 shares Total Class A Common shares sold across four sale transactions on July 7, 2026
Sale price range (weighted-average groups) $40.7762–$43.5947 per share Weighted-average prices for grouped sale transactions on July 7, 2026
Derivative securities post-exercise 525,801 Amount of derivative securities beneficially owned following the option exercise
Option expiration date December 15, 2030 Expiration date of the exercised stock option
10b5-1 plan adoption date January 9, 2026 Date the Rule 10b5-1(c) trading plan governing the sales was adopted
Initial vesting date December 16, 2021 Date when 1/4 of the option shares vested; remaining 1/48 monthly thereafter
Rule 10b5-1(c) regulatory
"plan adopted on January 9, 2026, meeting the requirements of Rule 10b5-1(c)"
Rule 10b5-1(c) is an SEC guideline that lets company insiders set up a written, pre-planned schedule to buy or sell their company stock when they are not in possession of material, nonpublic information. For investors, it matters because such plans can reduce the appearance of insider trading by separating decisions from inside knowledge—like putting your trades on autopilot—while also requiring scrutiny since pre-planned trades can still affect market confidence and share value.
weighted-average price financial
"The price reported is a weighted-average price. These shares were sold"
Weighted-average price is the average of multiple prices where each price is counted according to its size or importance—larger trades carry more weight than smaller ones, like averaging course grades by credit hours. It matters to investors because it gives a more realistic picture of the true price paid or received, helping assess trade execution, compare performance, calculate cost basis, and value positions more accurately than a simple average.
Stock Option (Right to Buy) financial
"security_title": "Stock Option (Right to Buy)""
Class A Common Stock financial
"underlying_security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transactions did VERA CEO Marshall Fordyce report on this Form 4/A?

Marshall Fordyce reported exercising options for 46,250 shares of Vera Therapeutics Class A Common Stock at $2.8968 per share and selling 46,250 shares in multiple transactions on July 7, 2026.

How many Vera Therapeutics (VERA) shares did the CEO sell and at what prices?

Marshall Fordyce sold a total of 46,250 Class A Common shares on July 7, 2026 at weighted-average prices ranging from $40.7762 to $43.5947, across several grouped sale transactions.

Were the VERA CEO’s July 7, 2026 share sales under a 10b5-1 plan?

Yes. The filing states the sales were made under a written plan adopted on January 9, 2026 that meets the requirements of Rule 10b5-1(c) of the Exchange Act.

What were the terms of the Vera Therapeutics (VERA) stock options exercised by the CEO?

The exercised stock options covered 46,250 shares at an exercise price of $2.8968 per share. One quarter vested on December 16, 2021, with 1/48 vesting monthly thereafter, and the options expire on December 15, 2030.

How many derivative securities does the VERA CEO report owning after the option exercise?

Following the reported option exercise, Marshall Fordyce is shown as beneficially owning 525,801 derivative securities related to Vera Therapeutics, based on the post-transaction amount for the exercised stock option position.

Is this VERA Form 4/A an amendment and what does it correct?

Yes. The report explains it is filed to reflect the option exercise on July 7, 2026 and to correct the amounts shown in Column 5, “Amount of Securities Beneficially Owned Following Reported Transaction(s).”
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fordyce Marshall

(Last)(First)(Middle)
C/O VERA THERAPEUTICS, INC.
2000 SIERRA POINT PARKWAY, SUITE 1200

(Street)
BRISBANE CALIFORNIA 94005

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vera Therapeutics, Inc. [ VERA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT AND CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/09/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/07/2026M(1)46,250A$2.8968281,494(1)D
Class A Common Stock07/07/2026S(2)1,000D$40.7762(3)280,494(1)D
Class A Common Stock07/07/2026S(2)32,550D$42.0736(4)247,944(1)D
Class A Common Stock07/07/2026S(2)10,500D$42.8578(5)237,444(1)D
Class A Common Stock07/07/2026S(2)2,200D$43.5947(6)235,244(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$2.896807/07/2026M(1)46,250 (7)12/15/2030Class A Common Stock46,250$0525,801D
Explanation of Responses:
1. This amended Form 4 is filed to reflect the option exercise that occurred on July 7, 2026 and correct the amounts reported in Column 5 "Amount of Securities Beneficially Owned Following Reported Transaction(s)".
2. The sales were made pursuant to a written plan adopted on January 9, 2026, meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended.
3. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $40.39 to $41.31, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
4. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $41.40 to $42.39, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
5. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $42.40 to $43.38, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
6. The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.42 to $43.97, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
7. 1/4 of the shares subject to the option vested on December 16, 2021, and 1/48 of the shares vested monthly thereafter.
/s/ Joseph R. Young, Attorney-in-Fact08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)