Veritone, Inc. SEC filings document the reporting obligations of an operating company whose common stock trades on The Nasdaq Global Market under the symbol VERI. The filings cover operating results, material-event reports, registered securities offerings, capital-structure disclosures, governance matters and agreements tied to its enterprise AI software, data services and managed-services business.
Recent regulatory disclosures include Form 8-K reports on preliminary financial results, revenue-accounting matters, non-reliance on previously issued interim financial statements, changes in the company's independent registered public accounting firm, and auditor reports containing going-concern explanatory language. The filing record also includes late-filing notices, registration-statement materials for common stock offerings, and disclosures concerning board and audit-committee actions.
Veritone, Inc. announced a registered direct offering of 12,864,494 shares of common stock. The shares are being sold to purchasers named in a securities purchase agreement dated October 15, 2025. The transaction was made pursuant to Veritone’s effective Form S-3 shelf registration (No. 333-280148), using a base prospectus and a prospectus supplement. The company also filed the related legal opinion and consent as exhibits.
Veritone, Inc. (VERI) is offering 12,864,494 shares of common stock at $5.83 per share in a registered direct offering. The transaction is expected to deliver approximately $75.0 million in gross proceeds. Placement agent fees are $3.75 million, with estimated offering expenses of about $0.3 million, resulting in estimated net proceeds of approximately $71.0 million.
Veritone plans to use the net proceeds for working capital and general corporate purposes, including capital expenditures, debt service, other business opportunities, and to further develop and market its AI platform and applications. Needham & Company is acting as sole placement agent on a reasonable best-efforts basis. Delivery is expected on or about October 17, 2025, subject to customary closing conditions. Company executives and directors agreed to 90-day lock-up arrangements, subject to customary exceptions.
Veritone, Inc. announced a registered direct offering of 12,864,494 shares of common stock at $5.83 per share, for expected gross proceeds of approximately $75.0 million. The transaction is expected to close on or about October 17, 2025, subject to customary closing conditions.
The company plans to use net proceeds, together with existing cash and cash equivalents, for working capital and general corporate purposes including capital expenditures, debt service, and repayment of indebtedness. The offering is being made under an effective Form S-3 shelf with a related base prospectus and prospectus supplement.
Veritone, Inc. announced preliminary, unaudited results for the quarter ended September 30, 2025. The company expects a GAAP net loss of $(29.3)M to $(19.3)M for Q3 2025, and a non-GAAP net loss of $(6.0)M to $(5.5)M. For the nine months ended September 30, 2025, Veritone forecasts a GAAP net loss of $(76.0)M to $(66.0)M and a non-GAAP net loss of $(25.8)M to $(25.3)M.
The reconciliation lists Q3 adjustments including interest expense of $2.9M, depreciation and amortization of $7.4M, stock-based compensation of $1.6M, and other non‑recurring items of $2.0M to $1.5M. These figures are estimates and may change upon filing the Form 10‑Q.
The company includes forward‑looking statements and notes risks such as its ability to continue as a going concern and to service or refinance debt, alongside execution priorities in expanding its aiWARE SaaS business and integrating prior transactions.
Veritone, Inc. (VERI) furnished an update on its business by announcing preliminary, unaudited financial results for the quarter ended September 30, 2025. The company disclosed the information via a press release attached as Exhibit 99.1.
The press release is furnished under Item 2.02 and is not deemed filed or incorporated by reference, limiting related liabilities. Veritone’s common stock trades on the Nasdaq Global Market under the symbol VERI.
Veritone, Inc. is offering common stock and related securities at a price per share of $2.63, with totals shown of $25,000,004.15 (without option) and $28,750,002.80 (with underwriter option). The prospectus supplement states the company intends to use net proceeds, together with existing cash and cash equivalents, for working capital and general corporate purposes, including capital expenditures, debt service and development and marketing of its AI platform and applications.
A condensed pro forma snapshot as of June 30, 2025 shows Actual cash of $13,568 (in thousands) and As Adjusted cash of $36,868 (in thousands). Other aggregated line items are presented, with Total assets or comparable aggregated total of $118,065 (Actual) and $141,365 (As Adjusted) (amounts shown as unaudited). The document discloses potential dilution linked to pre-funded warrants and restricted stock unit vesting and details customary lock-up provisions, permitted transfers, and resale restrictions under various jurisdictions. Multiple filings (10-Ks, 10-Qs, 8-Ks and an 8-A) are incorporated by reference for additional disclosure.
Veritone, Inc. prospectus supplement for debt securities describes offering mechanics, incorporation by reference of recent SEC filings and intended use of proceeds. The company states it intends to use net proceeds, together with existing cash and cash equivalents, for working capital and general corporate purposes, including capital expenditures, debt service and to further develop and market its AI platform and applications. The supplement references multiple filed reports including Form 10-Ks, Form 10-Qs and Form 8-Ks for 2023 and 2024 and specified quarters in 2025, and notes these documents are incorporated by reference into the prospectus.
The supplement includes a financial snapshot labeled "As of June 30, 2025 (Unaudited)" with figures shown in thousands including $13,568; $26,419; $90,428; $116,847; $55; $515,982; adjustments of (513,953) and (866); and a line showing $118,065. The document also includes lock-up provisions, shareholder transfer limitations, resale restrictions under various jurisdictions, and a note that pre-funded warrants in the offering could experience further dilution.
Veritone, Inc. amended its existing Credit and Guaranty Agreement through a Fourth Amendment dated August 29, 2025. The change adjusts the financial covenant that governs the company’s minimum Consolidated Liquidity. The covenant requires liquidity to be at least $5 million for the period beginning on June 13, 2025 and extending through September 12, 2025. Starting September 13, 2025, the minimum Consolidated Liquidity level increases to $15 million and will remain at that level through the loan’s maturity. All other terms of the underlying credit agreement remain in effect, with the detailed amendment set out in the attached exhibit.
This amendment to the Schedule 13D reports that Ryan Steelberg acquired 366,300 shares of Veritone common stock in a private placement at a per-share price of $2.73. The private placement shares were not registered under the Securities Act and were offered under the Section 4(a)(2)/Rule 506(b) exemption. After giving effect to the issuance, the reporting person beneficially owns 6,079,106 shares, representing 10.9% of the class based on 55,271,810 shares outstanding plus the 366,300 placement shares. The filing breaks down holdings across vehicles: the RSS Trust, RVH, LLC and the reporting person, and notes existing vested options and exercisable warrants included in the beneficial total.
Ryan Steelberg, who is listed as President and CEO, a director and a 10% owner of Veritone, Inc. (VERI), purchased common stock under a securities purchase agreement for a gross aggregate price of $1.0 million. The purchase price was fixed on August 12, 2025 at the consolidated closing bid of $2.73 per share, and the filing shows an issuance of 366,300 shares in connection with that agreement.
The Form 4 discloses Steelberg reports indirect interests through The RSS Living Trust and through RVH, LLC (of which he is the sole manager and member). The form was signed on August 13, 2025, and notes the securities purchase agreement dated June 30, 2025. The transaction became reportable under Section 16 when the purchase price was fixed.