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VinFast Auto Form 4 Filings

VFS NASDAQ

Every Form 4 that VinFast Auto (VFS) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow VFS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full VFS filings page.

Rhea-AI Summary

VinFast Auto Ltd. Chief Executive Officer Vuong Pham Nhat reported an indirect other acquisition of 500,000,000 VFVN Series 5 Preference Shares of subsidiary VinFast Vietnam Joint Stock Company, held of record by Vingroup Joint Stock Company. After the transaction, 704,667,875 such preference shares are held. These securities are exchangeable into 226,346,763 VinFast ordinary shares at an exchange rate of 2.209 VFVN Series 5 Preference Shares to 1 ordinary share, subject to necessary approvals and other conditions, and have no expiration date. Vuong, who holds a majority interest in Vingroup, disclaims beneficial ownership beyond any pecuniary interest.

Rhea-AI Summary

VinFast Auto Ltd. reports an internal restructuring involving preference shares held by Vingroup, an entity associated with CEO Vuong Pham Nhat. A termination agreement dated June 29, 2026 ended the share exchange agreement that had governed the exchange of 5,210,260,286 VFTP preference shares for VinFast ordinary shares.

The Form 4 shows three "other" derivative transactions (code J) for VFTP 2026 Series 1, 3 and 5 preference shares, all held indirectly "By Vingroup." Each line now lists 0 derivative shares following the transaction. The reporting person disclaims beneficial ownership of Vingroup’s holdings except to the extent of his pecuniary interest.

Rhea-AI Summary

VinFast Auto Ltd. director and Chief Executive Officer Vuong Pham Nhat reported a series of Form 4 entries showing 11 “J”‑code derivative transactions involving preference shares held indirectly through Vingroup Joint Stock Company. These entries reflect a corporate restructuring of Vingroup’s holdings in VFTP and VFVN preference shares, not open‑market buying or selling.

The transactions reallocate and reclassify more than 11.1 billion preference shares across multiple VFTP and VFVN series, with several VFTP series going to a zero balance and new 2026 and VFVN series appearing with large positions. Footnotes state the preference shares are exchangeable into VinFast ordinary shares at fixed ratios, subject to obtaining necessary approvals and other conditions, and that the reporting person disclaims beneficial ownership of securities held by Vingroup except to the extent of his pecuniary interest.

Rhea-AI Summary

VinFast Auto Ltd. CEO Vuong Pham Nhat reported an indirect restructuring-type transaction involving 1,000,000,000 VFTP Series 5 Preference Shares held through Vingroup. These preference shares are in VinFast Trading and Product Joint Stock Company, a Vietnamese subsidiary of VinFast.

The VFTP Series 5 Preference Shares are exchangeable into VinFast ordinary shares at a rate of 10.1 preference shares for 1 ordinary share, subject to obtaining necessary approvals and other conditions, and they have no expiration date. Following the transaction, 4,542,643,385 VFTP Series 5 Preference Shares are reported as indirectly owned. The filing classifies the move as an “other” derivative transaction related to restructuring, not a standard open-market buy or sell.