STOCK TITAN

Viavi SVP granted 36,982 RSUs and 36,982 MSUs totaling 73,964 shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Anthony Michael Petrucci, SVP and Chief Operations Officer of Viavi Solutions Inc. (VIAV), acquired equity awards on 08/28/2025 consisting of 36,982 Restricted Stock Units (RSUs) and 36,982 Market Stock Units (MSUs). Each award converts to one share of common stock for a combined total of 73,964 underlying shares following the reported transactions. The RSUs vest annually in three equal installments and the MSU vesting schedule and terms are referenced in an exhibit; both award types have no expiration dates. The holdings reported after the transactions are 36,982 RSUs and 36,982 MSUs held directly.

Positive

  • Substantial equity grant totaling 73,964 underlying shares, which can align executive incentives with shareholder value
  • RSUs vest over three years (annual equal installments), providing multi-year retention incentives
  • No expiration dates on RSUs and MSUs, preserving the awards' long-term value capture

Negative

  • None.

Insights

TL;DR: Executive received sizable equity awards totaling 73,964 underlying shares, aligning pay with stock performance.

The awards comprise 36,982 RSUs and 36,982 MSUs granted on 08/28/2025. RSUs vest in three equal annual installments, while MSU terms and vesting are defined in an exhibit. Both award types have no expiration dates, which preserves long-term value capture for the executive. Reported ownership after the transactions shows 36,982 units of each award held directly. This is a standard executive equity compensation disclosure and does not by itself indicate a change in company operations or performance.

TL;DR: Grant follows common governance practice: time- and performance-linked equity to align executive incentives.

The filing shows grants of RSUs and MSUs to the SVP/COO, with RSU vesting specified and MSU terms referenced. The absence of expiration dates is notable for record-keeping and long-term alignment. The form indicates direct ownership of the awarded units after the transaction. The disclosure is routine and satisfies Section 16 reporting requirements for insider equity changes.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Petrucci Anthony Michael

(Last) (First) (Middle)
C/O VIAVI SOLUTIONS INC.
1445 SOUTH SPECTRUM BLVD, SUITE 102

(Street)
CHANDLER AZ 85286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Operations Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit $0 08/28/2025 A 36,982 (1) (2) Common Stock 36,982 $0 36,982 D
Market Stock Units $0 08/28/2025 A 36,982 (3) (4) Common Stock 36,982 $0 36,982 D
Explanation of Responses:
1. Units subject to the Award shall vest annually in three equal installments.
2. There are no expiration dates on RSUs.
3. See Exhibit 99 - FY26 MSU for vesting schedule and terms.
4. There are no expiration dates on MSUs.
/s/ Donna T. Rossi, attorney-in-fact 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did VIAV insider Anthony Petrucci receive on 08/28/2025?

He was granted 36,982 RSUs and 36,982 MSUs, totaling 73,964 underlying shares of VIAV common stock.

How do the RSUs awarded to VIAV's SVP vest?

The RSUs vest annually in three equal installments according to the filing.

Do the RSUs or MSUs in the VIAV Form 4 expire?

The filing states there are no expiration dates on the RSUs and MSUs.

How many shares are reported as beneficially owned after the transaction for each award type?

The filing reports 36,982 RSUs and 36,982 MSUs beneficially owned following the transactions.

Where can I find the MSU vesting schedule and terms for the VIAV grant?

The filing references an exhibit titled "Exhibit 99 - FY26 MSU" for the MSU vesting schedule and terms.
Viavi Solutions Inc

NASDAQ:VIAV

VIAV Rankings

VIAV Latest News

VIAV Latest SEC Filings

VIAV Stock Data

4.08B
219.47M
1.61%
99.26%
4.27%
Communication Equipment
Semiconductors & Related Devices
Link
United States
CHANDLER