STOCK TITAN

Vinci Compass (VINP) finance chief reports RSUs, options and share stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. executive Sergio Passos Ribeiro, President of Finance & Operations, filed an initial ownership report detailing his equity interests in the company. The filing lists restricted stock units, stock options and indirect holdings of Class A common shares.

He holds RSUs tied to 22,426 and 19,448 Class A Shares, each RSU representing one share upon settlement. One RSU grant vests in three installments on May 10, 2026, 2027 and 2028, and another vests on January 15, 2029, in each case subject to continued employment.

He also holds employee stock options over Class A Shares with exercise prices of $9.21, $9.74, $11.90 and $13.13, with vesting schedules running from January 16, 2027 through January 15, 2029 and, for one grant, staged vesting each January 31 through 2030. For certain options, he has one year from each vesting date to exercise.

Indirectly, the report shows 465,967 Class A Common Shares held by SPR Opportunity Investments and 359,760 Class A Common Shares held by SPR Capital Ltd. These holdings are reported as indirect ownership interests associated with the executive.

Positive

  • None.

Negative

  • None.
Insider Ribeiro Sergio Passos
Role Pres. of Finance & Operations
Type Security Shares Price Value
holding Restricted Stock Units (RSU) -- -- --
holding Restricted Stock Units (RSU) -- -- --
holding Employee Stock Option (right to buy) -- -- --
holding Employee Stock Option (right to buy) -- -- --
holding Employee Stock Option (right to buy) -- -- --
holding Employee Stock Option (right to buy) -- -- --
holding Employee Stock Option (right to buy) -- -- --
holding Class A Common Shares -- -- --
holding Class A Common Shares -- -- --
Holdings After Transaction: Restricted Stock Units (RSU) — 22,426 shares (Direct); Employee Stock Option (right to buy) — 18,219 shares (Direct); Class A Common Shares — 465,967 shares (Indirect, By: SPR Opportunity Investments)
Footnotes (1)
  1. The RSUs vest in three installments, with 4,485 vesting on May 10, 2026, 6,728 vesting on May 10, 2027 and 11,213 vesting on May 10, 2028, subject in each case to the Reporting Person's continuous employment through the applicable vesting date. Each RSU represents a contingent right to receive 1 of the issuer's Class A Shares upon settlement. The RSUs vest on January 15, 2029, subject to the Reporting Person's continued employment through such date. The option becomes fully vested and exercisable on January 16, 2027, subject to the Reporting Person's continued employment through such vesting date. The Reporting Person has one year from the vesting date of the option to exercise the applicable option. The option became vested and exercisable as to 4,502 Class A Shares on January 31, 2026 and will become vested and exercisable as to 4,501 Class A Shares on each of January 31, 2027, January 31, 2028, January 31, 2029 and January 31, 2030, in each case subject to the Reporting Person's continued employment through such vesting date. The option becomes fully vested and exercisable on January 16, 2028, subject to the Reporting Person's continued employment through such vesting date. The option will become vested and exercisable on January 16, 2028, subject to the Reporting Person's continued employment through such vesting date. The option will become vested and exercisable on January 15, 2029, subject to the Reporting Person's continued employment through such vesting date.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336,

(Street)
LEBLON-RIO DE JANEIRO,22431-002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Pres. of Finance & Operations
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares465,967IBy: SPR Opportunity Investments
Class A Common Shares359,760IBy: SPR Capital Ltd.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSU) (1) (1)Class A Shares22,426(2)D
Restricted Stock Units (RSU) (3) (3)Class A Shares19,448(2)D
Employee Stock Option (right to buy) (4) (5)Class A Shares18,219$9.74D
Employee Stock Option (right to buy) (6) (5)Class A Shares22,506$9.74D
Employee Stock Option (right to buy) (7) (5)Class A Shares50,479$9.21D
Employee Stock Option (right to buy) (8) (5)Class A Shares81,383$11.9D
Employee Stock Option (right to buy) (9) (5)Class A Shares46,505$13.13D
Explanation of Responses:
1. The RSUs vest in three installments, with 4,485 vesting on May 10, 2026, 6,728 vesting on May 10, 2027 and 11,213 vesting on May 10, 2028, subject in each case to the Reporting Person's continuous employment through the applicable vesting date.
2. Each RSU represents a contingent right to receive 1 of the issuer's Class A Shares upon settlement.
3. The RSUs vest on January 15, 2029, subject to the Reporting Person's continued employment through such date.
4. The option becomes fully vested and exercisable on January 16, 2027, subject to the Reporting Person's continued employment through such vesting date.
5. The Reporting Person has one year from the vesting date of the option to exercise the applicable option.
6. The option became vested and exercisable as to 4,502 Class A Shares on January 31, 2026 and will become vested and exercisable as to 4,501 Class A Shares on each of January 31, 2027, January 31, 2028, January 31, 2029 and January 31, 2030, in each case subject to the Reporting Person's continued employment through such vesting date.
7. The option becomes fully vested and exercisable on January 16, 2028, subject to the Reporting Person's continued employment through such vesting date.
8. The option will become vested and exercisable on January 16, 2028, subject to the Reporting Person's continued employment through such vesting date.
9. The option will become vested and exercisable on January 15, 2029, subject to the Reporting Person's continued employment through such vesting date.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Julya Sotto Mayor Wellisch, attorney-in-fact for Sergio Passos Ribeiro03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the VINP Form 3 filing by Sergio Passos Ribeiro show?

The Form 3 shows initial ownership by executive Sergio Passos Ribeiro in Vinci Compass Investments. It details his restricted stock units, employee stock options, and indirect Class A Common Share holdings through SPR Opportunity Investments and SPR Capital Ltd.

How many Vinci Compass (VINP) shares are reported as indirectly owned?

The filing reports 465,967 Class A Common Shares held by SPR Opportunity Investments and 359,760 Class A Common Shares held by SPR Capital Ltd., both shown as indirect ownership interests associated with Sergio Passos Ribeiro.

What restricted stock units does the VINP finance chief hold?

Sergio Passos Ribeiro holds RSUs linked to 22,426 and 19,448 Vinci Compass Class A Shares. One grant vests in three installments in 2026, 2027 and 2028, and another vests on January 15, 2029, subject to continued employment.

What stock options are disclosed in the Vinci Compass (VINP) Form 3?

The report lists employee stock options over Class A Shares with exercise prices of $9.21, $9.74, $11.90 and $13.13. Vesting runs from January 16, 2027 through January 15, 2029, plus staged vesting each January 31 through 2030.

When do Sergio Passos Ribeiro’s Vinci Compass RSUs vest?

One RSU award vests in three tranches on May 10, 2026, May 10, 2027 and May 10, 2028. Another award vests on January 15, 2029. All vesting is conditioned on his continued employment with Vinci Compass Investments.

Does the VINP Form 3 show any insider buying or selling activity?

The Form 3 is an initial ownership report and lists existing RSUs, options and share holdings. The summarized data show holdings and vesting terms, not open-market purchases or sales by the reporting person on the filing date.