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Vinci Compass (VINP) director discloses 7,022,893 Class A shares via LLC

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. director Balbontin Fernandez Manuel Jose filed an initial ownership report showing indirect control over 7,022,893 Class A common shares of VINP. These shares are held by Costanera Management LLC, which he ultimately controls, and he disclaims beneficial ownership except for his pecuniary interest.

Positive

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Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Balbontin Fernandez Manuel Jose

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336
LEBLON

(Street)
RIO DE JANEIRO22431-002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares7,022,893IBy Costanera Management LLC(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The Reporting Person ultimately controls Costanera Management LLC and as a result may be deemed to beneficially own the Class A Shares owned directly by Costanera Management LLC, for which the Reporting Person disclaims beneficial ownership of such Class A Shares except to the extent of his pecuniary interest therein.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Julya Sotto Mayor Wellisch, attorney-in-fact for Manuel Jose Balbontin Fernandez03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the VINP Form 3 filing by Balbontin Fernandez Manuel Jose show?

The Form 3 shows indirect control over 7,022,893 Class A common shares of Vinci Compass Investments Ltd., held through Costanera Management LLC, with beneficial ownership disclaimed except for his pecuniary interest in those shares.

How many Vinci Compass (VINP) shares are reported in this Form 3?

The filing reports 7,022,893 Class A common shares of Vinci Compass Investments Ltd. These shares are owned directly by Costanera Management LLC, an entity ultimately controlled by the reporting person, and reflect his indirect economic exposure.

Is the VINP Form 3 a buy or sell transaction?

The VINP Form 3 is an initial ownership report, not a buy or sell transaction. It simply discloses an existing indirect holding of 7,022,893 Class A shares through Costanera Management LLC, with no trade direction indicated.

How are the VINP shares in this Form 3 held and reported?

The 7,022,893 Class A common shares are held by Costanera Management LLC. The reporting person ultimately controls this entity and may be deemed to beneficially own the shares, while disclaiming beneficial ownership except for his pecuniary interest.

What does it mean that beneficial ownership is disclaimed in the VINP Form 3?

The disclaimer means the reporting person states he may be deemed to beneficially own the VINP shares via Costanera Management LLC but does not admit full beneficial ownership, except to the extent of his pecuniary (economic) interest in those shares.
Vinci Compass Investments Ltd

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