Was the VINP CFO share sale made under a Rule 10b5-1 plan?

Yes, the 1,701-share sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans schedule trades in advance, helping separate routine portfolio management from discretionary market-timed transactions.

Vinci Compass CFO sells 1,701 shares under plan

Vinci Compass Investments Ltd. Chief Financial Officer Ribeiro Sergio Passos reported an open-market sale of 1,701 Class A Common Shares at a weighted average price of $11.08 per share.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Ribeiro Sergio Passos reported an open-market sale of 1,701 Class A Common Shares at a weighted average price of $11.08 per share. The sale was executed indirectly through SPR Capital Ltd.

The transaction was carried out pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025. After the sale, indirect holdings reported include 315,893 Class A Common Shares through SPR Capital Ltd. and 465,967 Class A Common Shares through SPR Opportunity Investments.

Insider Trade Summary 10b5-1

Net Seller: 1,701 shares

Net Sell 2 txns

Insider Ribeiro Sergio Passos

Role Chief Financial Officer

Sold 1,701 shs ($19K)

Type	Security	Shares	Price	Value
Sale	Class A Common Shares	1,701	$11.08	$19K
holding	Class A Common Shares	--	--	--

Holdings After Transaction: Class A Common Shares — 315,893 shares (Indirect, By: SPR Capital Ltd.); Class A Common Shares — 465,967 shares (Indirect, By: SPR Opportunity Investments)

Footnotes (2)

F1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.77 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Key Figures

Shares sold: 1,701 shares Weighted average sale price: $11.08 per share Post-transaction holdings via SPR Capital Ltd.: 315,893 shares +2 more

5 metrics

Shares sold 1,701 shares Class A Common Shares sold indirectly by SPR Capital Ltd.

Weighted average sale price $11.08 per share Open-market sale on April 17, 2026

Post-transaction holdings via SPR Capital Ltd. 315,893 shares Indirect Class A Common Share holdings after sale

Holdings via SPR Opportunity Investments 465,967 shares Indirect Class A Common Share holdings reported as of the Form 4 date

Sale price range $10.77–$11.40 per share Multiple transactions within this range on sale date

Key Terms

Rule 10b5-1 trading plan, weighted average price, indirect ownership, Class A Common Shares

4 terms

Rule 10b5-1 trading plan regulatory

"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person..."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions..."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

indirect ownership financial

"direct_or_indirect: "I", nature_of_ownership: "By: SPR Capital Ltd.""

Class A Common Shares financial

"security_title: "Class A Common Shares""

A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did VINP CFO Ribeiro Sergio Passos report?

Ribeiro Sergio Passos reported selling 1,701 Vinci Compass Class A Common Shares at a weighted average price of $11.08 per share. The sale was executed indirectly through SPR Capital Ltd. and disclosed on a Form 4 insider trading report.

At what prices were the VINP shares sold by the CFO-affiliated entity?

The reported weighted average sale price was $11.08 per Vinci Compass Class A Common Share. Footnotes state the shares were sold in multiple transactions at prices ranging from $10.77 to $11.40, inclusive, across the reported trades.

How many VINP shares does SPR Capital Ltd. hold after the reported sale?

After the 1,701-share sale, SPR Capital Ltd. is reported to hold 315,893 Vinci Compass Class A Common Shares indirectly for the CFO. This figure reflects total shares following the transaction, as disclosed in the Form 4 filing.

What indirect VINP holdings are reported through SPR Opportunity Investments?

The Form 4 shows an indirect holding entry of 465,967 Vinci Compass Class A Common Shares through SPR Opportunity Investments. This line is reported as a holding, without a buy or sell transaction code associated with it on the reported date.

Does the Form 4 show any derivative securities for VINP held by the CFO?

No derivative securities are listed in the derivative transaction section for this Form 4. The filing’s derivativeSummary is empty, indicating no option or warrant transactions were reported in connection with the disclosed VINP share sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 04/20/2026 - 05:49 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ribeiro Sergio Passos

(Last)

(First)

(Middle)

AV. BARTOLOMEU MITRE, 336

LEBLON

(Street)

RIO DE JANEIRO

22431-002

(City)

(State)

(Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Shares	04/17/2026		S⁽¹⁾		1,701	D	$11.08⁽²⁾	315,893	I	By: SPR Capital Ltd.
Class A Common Shares								465,967	I	By: SPR Opportunity Investments

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.77 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

	/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro	04/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Vinci Compass CFO sells 1,701 shares under plan

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