STOCK TITAN

Vinci Compass (NYSE: VINP) CFO sells 2,234 shares via trading plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos reported indirect open-market sales of Class A common shares through affiliated entities. On May 5, 976 shares were sold by SPR Capital Ltd. at a weighted average price of $10.90 per share. On May 4, 1,258 shares were sold by SPR Capital Ltd. at a weighted average price of $10.82 per share. These sales, totaling 2,234 shares, were executed under a Rule 10b5-1 trading plan adopted on December 15, 2025. After these transactions, SPR Capital Ltd. held 297,350 shares, and a separate indirect holding entry shows 465,967 shares held by SPR Opportunity Investments as of May 4.

Positive

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Insider Ribeiro Sergio Passos
Role Chief Financial Officer
Sold 2,234 shs ($24K)
Type Security Shares Price Value
Sale Class A Common Shares 976 $10.90 $11K
Sale Class A Common Shares 1,258 $10.82 $14K
holding Class A Common Shares -- -- --
Holdings After Transaction: Class A Common Shares — 297,350 shares (Indirect, By: SPR Capital Ltd.)
Footnotes (1)
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.71 to $11.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.81 to $11.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Shares sold May 5 976 shares Class A common shares sold indirectly at $10.90 average
Price May 5 sale $10.90/share Weighted average sale price for 976 shares
Shares sold May 4 1,258 shares Class A common shares sold indirectly at $10.82 average
Price May 4 sale $10.82/share Weighted average sale price for 1,258 shares
Total shares sold 2,234 shares Net open-market sales across reported transactions
SPR Capital holding after 297,350 shares Indirect Class A holdings following May 5 sale
SPR Opportunity holding 465,967 shares Indirect Class A holding entry as of May 4
Price ranges $10.71–$11.22 and $10.81–$11.05 Trade price ranges noted in weighted-average footnotes
Rule 10b5-1 trading plan regulatory
"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported is a weighted average price. These shares were sold in multiple transactions"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
indirect ownership financial
"direct_or_indirect: I, ownership_type: indirect, nature_of_ownership: By: SPR Capital Ltd."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336

(Street)
LEBLON-RIO DE JANEIRO22431-002

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares05/04/2026S(1)1,258D$10.82(2)298,326IBy: SPR Capital Ltd.
Class A Common Shares05/05/2026S(1)976D$10.9(3)297,350IBy: SPR Capital Ltd.
Class A Common Shares465,967IBy: SPR Opportunity Investments
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.71 to $11.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.81 to $11.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro05/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Vinci Compass (VINP) CFO Sergio Passos report in this Form 4 filing?

He reported indirect open-market sales of Vinci Compass Class A common shares totaling 2,234 shares. The sales were made through SPR Capital Ltd. on May 4 and May 5, 2026, at weighted average prices around $10.82–$10.90 per share.

How many Vinci Compass (VINP) shares were sold and at what prices?

SPR Capital Ltd. sold 976 shares at a weighted average price of $10.90 on May 5 and 1,258 shares at $10.82 on May 4. Footnotes state actual trade prices ranged from $10.71–$11.22 and $10.81–$11.05, respectively.

Were the VINP share sales by entities associated with the CFO pre-planned?

Yes. A footnote states the sale reported was effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. Such plans schedule trades in advance, providing a structured framework for selling shares over time.

How many Vinci Compass (VINP) shares remain held indirectly after these transactions?

After the reported sales, SPR Capital Ltd. held 297,350 Class A shares. A separate holding entry shows 465,967 Class A shares held indirectly through SPR Opportunity Investments as of May 4, 2026, reflecting substantial continuing indirect ownership positions.

What type of ownership and nature of transactions are disclosed for VINP shares?

All reported Vinci Compass transactions involve indirect ownership. Shares were held and sold by entities labeled “By: SPR Capital Ltd.” and “By: SPR Opportunity Investments.” The sales were classified as open-market transactions in Class A common shares, rather than direct personal trades.

How many VINP share sales versus other entries appear in this Form 4 summary?

The summary shows two sale transactions totaling 2,234 shares and one holding entry without a buy or sell code. Overall, the net effect is a net-sell direction of 2,234 Vinci Compass Class A common shares across the reported period.