Vinci Compass (VINP) CFO-linked entity makes small 697-share Rule 10b5-1 sale

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos Ribeiro reported a small indirect sale of Class A Common Shares in Vinci Compass (VINP). An entity associated with him, SPR Capital Ltd., sold 697 shares at a weighted average price of $10.97 per share in an open-market transaction.

The transaction was executed on a pre-arranged basis under a Rule 10b5-1 trading plan adopted on December 15, 2025. After the sale, SPR Capital Ltd. held 299,584 Class A Common Shares indirectly, while another associated entity, SPR Opportunity Investments, reported an indirect holding of 465,967 Class A Common Shares as of the same date.

Insights

Equity ownership and insider-transactions analyst

Small, pre-planned indirect sale; overall position remains large.

The filing shows an entity associated with Vinci Compass Investments Ltd. CFO Sergio Passos Ribeiro, SPR Capital Ltd., sold 697 Class A Common Shares at a weighted average of $10.97 per share. The transaction is coded as an open-market sale.

A footnote states the sale occurred under a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025, indicating routine portfolio management rather than opportunistic timing. After this trade, SPR Capital Ltd. still holds 299,584 shares, and SPR Opportunity Investments holds 465,967 shares, so the disclosed sale represents a very small portion of the total indirect holdings.

Insider Trade Summary 10b5-1

Net Seller: 697 shares ($7,646)

Net Sell 2 txns

Insider Ribeiro Sergio Passos

Role Chief Financial Officer

Sold 697 shs ($8K)

Type	Security	Shares	Price	Value
Sale	Class A Common Shares	697	$10.97	$8K
holding	Class A Common Shares	--	--	--

Holdings After Transaction: Class A Common Shares — 299,584 shares (Indirect, By: SPR Capital Ltd.)

Footnotes (1)

1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.89 to $11.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Key Figures

Shares sold: 697 shares Average sale price: $10.97 per share Price range: $10.89–$11.10 +3 more

6 metrics

Shares sold 697 shares Class A Common Shares sold by SPR Capital Ltd.

Average sale price $10.97 per share Weighted average price for the 697 shares sold

Price range $10.89–$11.10 Range of prices for multiple sale transactions

SPR Capital Ltd. holdings after sale 299,584 shares Indirect Class A Common Share holdings post-transaction

SPR Opportunity Investments holdings 465,967 shares Indirect holding entry reported as of transaction date

Net shares sold 697 shares Net sell direction in transaction summary

Key Terms

Rule 10b5-1 trading plan, weighted average price, Class A Common Shares, open-market sale

4 terms

Rule 10b5-1 trading plan regulatory

"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Class A Common Shares financial

"security_title: "Class A Common Shares""

A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).

open-market sale financial

"transaction_action: "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ribeiro Sergio Passos

(Last) (First) (Middle)

AV. BARTOLOMEU MITRE, 336

(Street)

LEBLON-RIO DE JANEIRO 22431-002

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Shares	05/01/2026		S(1)		697	D	$10.97(2)	299,584	I	By: SPR Capital Ltd.
Class A Common Shares								465,967	I	By: SPR Opportunity Investments

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.89 to $11.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

	/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Vinci Compass (VINP) report on this Form 4?

Vinci Compass (VINP) reported that an entity associated with its CFO, SPR Capital Ltd., sold 697 Class A Common Shares. The shares were sold as an open-market transaction at a weighted average price of $10.97 per share.

Who executed the share sale related to Vinci Compass (VINP) and how is it held?

The sale is attributed to SPR Capital Ltd., an entity through which CFO Sergio Passos Ribeiro holds shares indirectly. The filing classifies the holding as indirect ownership, meaning the shares are held by this related entity rather than directly by the executive.

At what price were Vinci Compass (VINP) shares sold in this insider trade?

The 697 Vinci Compass (VINP) Class A Common Shares were sold at a weighted average price of $10.97 per share. A footnote notes multiple trades occurred between $10.89 and $11.10, and detailed breakdowns are available upon request.

How many Vinci Compass (VINP) shares does SPR Capital Ltd. hold after the sale?

After selling 697 Class A Common Shares, SPR Capital Ltd. remains the indirect owner of 299,584 Vinci Compass (VINP) shares. This indicates the reported transaction is small relative to the entity’s remaining position disclosed in the filing.

What is SPR Opportunity Investments’ Vinci Compass (VINP) share position in this filing?

SPR Opportunity Investments is reported as indirectly holding 465,967 Vinci Compass (VINP) Class A Common Shares. This entry reflects a holding position rather than a new transaction, providing additional context on entities associated with the CFO’s indirect ownership.

Was the Vinci Compass (VINP) insider sale under a Rule 10b5-1 trading plan?

Yes. A footnote explains the sale was executed under a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. Such pre-arranged plans typically indicate scheduled, systematic trading rather than ad hoc market timing decisions.