Were Fernando Lovisotto’s VINP share sales made under a trading plan?

Yes, both reported sales were executed under a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans schedule trades in advance, which can make the timing of these sales more routine rather than discretionary, according to the filing’s footnote disclosure.

Vinci Compass (VINP) executive reports RSU vesting and pre-planned share sales

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. executive Fernando Lovisotto reported both equity awards vesting and pre-planned share sales. On May 8, 6,553 Restricted Stock Units vested under a 2022 award agreement, converting into the same number of Class A shares. The filing then shows Dolomita Capital Ltd., an entity through which Lovisotto holds shares indirectly, selling 5,477 Class A Common Shares on May 11 at a weighted average price of $10.69 and 4,310 shares on May 12 at a weighted average price of $10.52, both under a Rule 10b5-1 trading plan adopted on December 15, 2025. After these transactions, the indirect position stands at 1,073,310 Class A Common Shares, and the RSU account reflects 26,214 units that can settle into Class A Shares in the future.

Insider Trade Summary 10b5-1

Net Seller: 9,787 shares ($103,890)

Net Sell 4 txns

Insider Lovisotto Fernando

Role Head of Global IP&S

Sold 9,787 shs ($104K)

Type	Security	Shares	Price	Value
Sale	Class A Common Shares	4,310	$10.52	$45K
Sale	Class A Common Shares	5,477	$10.69	$59K
Exercise	Restricted Stock Units (RSU)	6,553	$0.00	--
Exercise	Class A Common Shares	6,553	$0.00	--

Holdings After Transaction: Class A Common Shares — 1,073,310 shares (Indirect, By: Dolomita Capital Ltd.); Restricted Stock Units (RSU) — 26,214 shares (Direct, null); Class A Common Shares — 6,553 shares (Direct, null)

Footnotes (1)

The acquisition reported on this Form 4 was effected pursuant to the Rule 16b-3(d). These shares were vested in accordance with the Restricted Share Unit Award Agreement entered into between the reporting person and the Issuer on August 10, 2022. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.12 to $11.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Each RSU represents a contingent right to receive 1 of the issuer's Class A Shares upon settlement.

Key Figures

Shares sold May 11: 5,477 shares Shares sold May 12: 4,310 shares RSUs vested: 6,553 units +3 more

6 metrics

Shares sold May 11 5,477 shares Class A Common Shares sold at $10.69 weighted average

Shares sold May 12 4,310 shares Class A Common Shares sold at $10.52 weighted average

RSUs vested 6,553 units Restricted Stock Units vested into Class A shares on May 8, 2026

Shares held after sales 1,073,310 shares Indirect Class A Common Share holdings after May 12 transactions

RSUs outstanding 26,214 units Restricted Stock Units remaining after 6,553 vested

Net shares sold 9,787 shares Total Class A Common Shares sold across May 11 and May 12

Key Terms

Rule 10b5-1 trading plan, Rule 16b-3(d), Restricted Stock Units (RSU), weighted average price, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Rule 16b-3(d) regulatory

"The acquisition reported on this Form 4 was effected pursuant to the Rule 16b-3(d)."

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

Restricted Stock Units (RSU) financial

"Restricted Stock Units (RSU)"

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions..."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Class A Common Shares financial

"Class A Common Shares"

A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 05/13/2026 - 09:36 PM Accepted by SEC EDGAR 05/13/2026 - 09:35 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lovisotto Fernando

(Last)

(First)

(Middle)

AV. BARTOLOMEU MITRE, 336

(Street)

LEBLON - RIO DE JANEIRO

22431-002

(City)

(State)

(Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Head of Global IP&S

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Shares	05/08/2026		M⁽¹⁾		6,553	A	$0	6,553	D
Class A Common Shares	05/11/2026		S⁽²⁾		5,477	D	$10.69⁽³⁾	1,077,620	I	By: Dolomita Capital Ltd.
Class A Common Shares	05/12/2026		S⁽²⁾		4,310	D	$10.52⁽⁴⁾	1,073,310	I	By: Dolomita Capital Ltd.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units (RSU)	⁽⁵⁾	05/08/2026		M			6,553	⁽¹⁾	⁽¹⁾	Class A Shares	6,553	⁽⁵⁾	26,214	D

Explanation of Responses:

1. The acquisition reported on this Form 4 was effected pursuant to the Rule 16b-3(d). These shares were vested in accordance with the Restricted Share Unit Award Agreement entered into between the reporting person and the Issuer on August 10, 2022.

2. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.

3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.12 to $11.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

5. Each RSU represents a contingent right to receive 1 of the issuer's Class A Shares upon settlement.

	/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Fernando Lovisotto	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did VINP executive Fernando Lovisotto report?

Fernando Lovisotto reported RSU vesting and open-market sales. 6,553 Restricted Stock Units vested into Class A shares, followed by sales of 5,477 and 4,310 Class A Common Shares on May 11 and May 12 at weighted average prices of $10.69 and $10.52, respectively.

How many VINP shares does Fernando Lovisotto hold after these transactions?

After the reported transactions, Lovisotto indirectly holds 1,073,310 Class A Common Shares through Dolomita Capital Ltd. In addition, his RSU account shows 26,214 Restricted Stock Units outstanding, each representing a contingent right to receive one Class A Share upon settlement.

What RSU activity did VINP disclose for Fernando Lovisotto?

The filing shows 6,553 Restricted Stock Units vesting on May 8, 2026, under a Restricted Share Unit Award Agreement dated August 10, 2022. These RSUs converted into the same number of Class A shares, and 26,214 RSUs remain outstanding following the vesting event.

How many VINP shares did Dolomita Capital Ltd. sell, and at what prices?

Dolomita Capital Ltd., through which Lovisotto holds shares indirectly, sold 5,477 Class A Common Shares at a weighted average price of $10.69 and 4,310 shares at $10.52. The filing notes both were open-market sales executed across multiple trades within disclosed price ranges.