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Vinci Compass (VINP) CFO sells 3,213 shares under Rule 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos Ribeiro reported pre-planned insider sales of 3,213 Class A Common Shares. The sales, executed by SPR Capital Ltd., occurred at weighted average prices of $10.38 for 1,955 shares and $10.27 for 1,258 shares in open-market transactions pursuant to a Rule 10b5-1 trading plan adopted on December 15, 2025. Following these sales, indirect holdings through SPR Capital Ltd. were 279,109 shares. Separate entries show 465,967 shares held indirectly through SPR Opportunity Investments and 4,485 shares held directly, indicating the CFO continues to hold a substantial position.

Positive

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Negative

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Insider Ribeiro Sergio Passos
Role Chief Financial Officer
Sold 3,213 shs ($33K)
Type Security Shares Price Value
Sale Class A Common Shares 1,955 $10.38 $20K
Sale Class A Common Shares 1,258 $10.27 $13K
holding Class A Common Shares -- -- --
holding Class A Common Shares -- -- --
Holdings After Transaction: Class A Common Shares — 277,154 shares (Indirect, By: SPR Capital Ltd.); Class A Common Shares — 4,485 shares (Direct, null)
Footnotes (1)
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.92 to $10.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Shares sold 3,213 shares Total Class A Common Shares sold in reported transactions
Sale block 1 1,955 shares at $10.38 Open-market sale via SPR Capital Ltd.
Sale block 2 1,258 shares at $10.27 Open-market sale via SPR Capital Ltd.
Holdings via SPR Capital Ltd. 279,109 shares Indirect Class A holdings after reported sales
Holdings via SPR Opportunity 465,967 shares Indirect Class A holdings as of May 18, 2026
Direct holdings 4,485 shares Direct Class A holdings as of May 18, 2026
Rule 10b5-1 trading plan regulatory
"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.44..."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
indirect ownership financial
""direct_or_indirect": "I", "nature_of_ownership": "By: SPR Capital Ltd.""
Class A Common Shares financial
""security_title": "Class A Common Shares""
A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336

(Street)
LEBLON - RIO DE JANEIRO22431-002

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares4,485D
Class A Common Shares05/18/2026S(1)1,258D$10.27(2)279,109IBy: SPR Capital Ltd.
Class A Common Shares05/19/2026S(1)1,955D$10.38(3)277,154IBy: SPR Capital Ltd.
Class A Common Shares465,967IBy: SPR Opportunity Investments
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.92 to $10.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Vinci Compass (VINP) report for its CFO?

Vinci Compass CFO Sergio Passos Ribeiro reported open-market sales of 3,213 Class A Common Shares. These consisted of 1,955 shares at $10.38 and 1,258 shares at $10.27, executed indirectly through SPR Capital Ltd. and disclosed on a Form 4.

Were the Vinci Compass (VINP) CFO share sales made under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans pre-schedule trades, indicating the timing of these transactions was arranged in advance rather than decided opportunistically.

How many Vinci Compass (VINP) shares did the CFO sell and at what prices?

The CFO sold 3,213 Class A Common Shares in total. One sale covered 1,955 shares at a weighted average of $10.38, and another covered 1,258 shares at a weighted average of $10.27, both reported as open-market transactions.

What Vinci Compass (VINP) shareholdings remain for the CFO after these transactions?

After the reported sales, indirect holdings via SPR Capital Ltd. were 279,109 shares. Additional holdings shown include 465,967 shares indirectly through SPR Opportunity Investments and 4,485 shares held directly, indicating a sizable remaining ownership position in Vinci Compass.

Are the Vinci Compass (VINP) CFO transactions direct or through affiliated entities?

The reported sales were indirect, executed through SPR Capital Ltd. as noted in the ownership description. The filing also shows separate indirect holdings via SPR Opportunity Investments and a smaller block of shares held directly by the CFO.

How does the Vinci Compass (VINP) filing describe the pricing of the CFO’s share sales?

The prices are reported as weighted averages, with trades executed in multiple transactions. One group ranged from $10.20 to $10.44 per share, and the other from $9.92 to $10.28, with the CFO undertaking to provide detailed breakdowns upon request.