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Pre-planned Vinci Compass (VINP) CFO-related share sale under 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. reported an insider transaction involving entities associated with Chief Financial Officer Sergio Passos Ribeiro. SPR Capital Ltd. sold 2,143 Class A Common Shares in an open-market trade at a weighted average price of $11.42 per share under a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025. After this sale, SPR Capital Ltd. held 307,725 Class A shares indirectly, while another associated entity, SPR Opportunity Investments, reported indirect holdings of 465,967 Class A shares.

Positive

  • None.

Negative

  • None.
Insider Ribeiro Sergio Passos
Role Chief Financial Officer
Sold 2,143 shs ($24K)
Type Security Shares Price Value
Sale Class A Common Shares 2,143 $11.42 $24K
holding Class A Common Shares -- -- --
Holdings After Transaction: Class A Common Shares — 307,725 shares (Indirect, By: SPR Capital Ltd.)
Footnotes (1)
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Shares sold 2,143 shares Class A Common Shares sold by SPR Capital Ltd.
Weighted average sale price $11.42 per share Open-market sale of Vinci Compass Class A shares
Sale price range $11.05–$11.68 per share Multiple transactions within reported sale
Indirect holdings after sale (SPR Capital Ltd.) 307,725 shares Class A Common Shares held indirectly
Indirect holdings (SPR Opportunity Investments) 465,967 shares Separate entity’s Class A Common Shares
Rule 10b5-1 trading plan regulatory
"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.68, inclusive."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect ownership financial
"total_shares_following_transaction: 307725.0000, direct_or_indirect: I, nature_of_ownership: By: SPR Capital Ltd."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336

(Street)
LEBLON - RIO DE JANEIRO22431-002

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares04/24/2026S(1)2,143D$11.42(2)307,725IBy: SPR Capital Ltd.
Class A Common Shares465,967IBy: SPR Opportunity Investments
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro04/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did Vinci Compass (VINP) disclose in this Form 4?

Vinci Compass disclosed that an entity associated with its CFO, SPR Capital Ltd., sold 2,143 Class A Common Shares in an open-market transaction. The filing also updated indirect share holdings through SPR Capital Ltd. and SPR Opportunity Investments after the reported sale.

How many Vinci Compass (VINP) shares were sold and at what price?

SPR Capital Ltd. sold 2,143 Vinci Compass Class A Common Shares at a weighted average price of $11.42 per share. The filing notes these shares were sold in multiple trades, with individual prices ranging from $11.05 to $11.68 during the transaction.

Was the Vinci Compass (VINP) insider sale part of a Rule 10b5-1 plan?

Yes. The Form 4 states the sale was effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. Such plans pre-schedule trades, making the timing more routine and less discretionary for the insider.

How many Vinci Compass (VINP) shares do entities linked to the CFO hold after the sale?

After the reported sale, SPR Capital Ltd. held 307,725 Vinci Compass Class A Common Shares indirectly. A separate entity, SPR Opportunity Investments, was shown holding 465,967 Class A Common Shares indirectly, according to the updated ownership details in the Form 4.

Is the Vinci Compass (VINP) insider holding direct or indirect after this Form 4?

The holdings reported are indirect. The Form 4 labels ownership as indirect through two entities, SPR Capital Ltd. and SPR Opportunity Investments, rather than direct ownership by the individual CFO, reflecting entity-level control of the reported shares.