STOCK TITAN

CFO-linked entities at Vinci Compass (VINP) sell 3,322 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos reported indirect open-market sales of Class A Common Shares through affiliated entities. SPR Capital Ltd. sold 1,795 shares at a weighted average price of $10.93 on April 30, 2026 and 1,527 shares at $10.81 on April 29, 2026, totaling 3,322 shares.

These transactions were executed under a Rule 10b5-1 trading plan adopted on December 15, 2025. After these trades, SPR Capital Ltd. holds 300,281 Class A shares indirectly for Passos, and SPR Opportunity Investments holds 465,967 Class A shares indirectly, indicating that the reported sales represent a small portion of his overall indirect position.

Positive

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Negative

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Insider Ribeiro Sergio Passos
Role Chief Financial Officer
Sold 3,322 shs ($36K)
Type Security Shares Price Value
Sale Class A Common Shares 1,795 $10.93 $20K
Sale Class A Common Shares 1,527 $10.81 $17K
holding Class A Common Shares -- -- --
Holdings After Transaction: Class A Common Shares — 300,281 shares (Indirect, By: SPR Capital Ltd.)
Footnotes (1)
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.72 to $11.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.28 to $11.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Shares sold on April 30, 2026 1,795 shares at $10.93 Indirect open-market sale via SPR Capital Ltd.
Shares sold on April 29, 2026 1,527 shares at $10.81 Indirect open-market sale via SPR Capital Ltd.
Total shares sold 3,322 shares Sum of reported open-market sales in this Form 4
Indirect holdings via SPR Capital Ltd. 300,281 shares Class A Common Shares following transactions
Indirect holdings via SPR Opportunity Investments 465,967 shares Class A Common Shares shown as a holding entry
Rule 10b5-1 plan adoption date December 15, 2025 Plan governing the reported sales
Rule 10b5-1 trading plan regulatory
"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average price financial
"The price reported is a weighted average price. These shares were sold in multiple transactions"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect ownership financial
""direct_or_indirect": "I", "nature_of_ownership": "By: SPR Capital Ltd.""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336

(Street)
LEBLON-RIO DE JANEIRO22431-002

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares04/29/2026S(1)1,527D$10.81(2)302,076IBy: SPR Capital Ltd.
Class A Common Shares04/30/2026S(1)1,795D$10.93(3)300,281IBy: SPR Capital Ltd.
Class A Common Shares465,967IBy: SPR Opportunity Investments
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.72 to $11.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.28 to $11.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did Vinci Compass (VINP) disclose for CFO Sergio Passos?

Vinci Compass disclosed that CFO Sergio Passos reported indirect open-market sales of Class A Common Shares through SPR Capital Ltd., totaling 3,322 shares. These transactions were executed under a Rule 10b5-1 trading plan and leave him with substantial remaining indirect holdings through affiliated entities.

How many Vinci Compass (VINP) shares were sold and at what prices?

Affiliated entity SPR Capital Ltd. sold 1,795 shares at a weighted average price of $10.93 and 1,527 shares at $10.81. Both transactions involved Class A Common Shares and were reported as open-market or private sales linked to CFO Sergio Passos’ indirect ownership.

Were the Vinci Compass (VINP) insider sales made under a Rule 10b5-1 plan?

Yes, the filing states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans pre-schedule trades, indicating the timing of these transactions was established in advance rather than decided opportunistically at the trade dates.

What are CFO Sergio Passos’ remaining Vinci Compass (VINP) holdings after these trades?

After the reported sales, SPR Capital Ltd. holds 300,281 Class A shares indirectly for Sergio Passos. A separate affiliated entity, SPR Opportunity Investments, reports 465,967 Class A shares held indirectly, indicating a sizable continuing indirect ownership position in Vinci Compass.

How significant are the Vinci Compass (VINP) insider sales relative to total holdings?

The filing shows 3,322 shares sold indirectly through SPR Capital Ltd., compared with indirect post-transaction holdings of 300,281 shares at SPR Capital Ltd. and 465,967 shares at SPR Opportunity Investments. This suggests the reported sales are small relative to the overall indirect stake.

What does ‘weighted average price’ mean in the Vinci Compass (VINP) Form 4?

The filing explains that the reported prices are weighted average prices from multiple trades within price ranges. For example, one sale ranged from $10.72 to $11.09. The insider undertakes to provide exact trade-level prices and share counts upon request to the issuer or regulators.