Welcome to our dedicated page for Vivakor SEC filings (Ticker: VIVK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Vivakor, Inc. (VIVK) SEC filings page on Stock Titan compiles the company’s official reports to the U.S. Securities and Exchange Commission, giving investors detailed insight into this energy infrastructure and environmental services business. Vivakor’s filings describe it as an integrated provider of energy transportation, storage, reuse, and remediation services, with operations that include crude oil trucking, the Omega Gathering Pipeline, terminaling and storage of crude oil and byproducts, and oilfield waste remediation facilities intended to support recovery, reuse, and disposal of petroleum byproducts and oilfield waste products.
Recent Forms 8-K highlight several key areas: registered direct offerings of common stock and pre-funded warrants under an effective Form S-3 shelf registration statement, junior secured convertible promissory notes and other convertible debt arrangements, and conversions of these instruments into common stock under Section 4(a)(2) exemptions. Filings also discuss a Physical Commodity Intermediation Agreement supporting Vivakor Supply & Trading (VST), the company’s commodities trading platform, which participates in physical crude oil and liquefied petroleum gas (LPG) transactions.
Other current reports address settlement agreements with former executives and employees, transition and compensation arrangements, and governance changes such as officer appointments. An 8-K dated December 16, 2025, details a Nasdaq Listing Qualifications notice regarding compliance with Listing Rule 5635(d) tied to certain October 2025 offerings, and outlines Vivakor’s intention to submit a plan to regain compliance, while cautioning that there are no assurances.
On Stock Titan, Vivakor’s 10-K annual reports, 10-Q quarterly reports, and 8-K current reports can be paired with AI-powered summaries that explain complex sections, such as capital structure changes, midstream and remediation segment disclosures, and risk factors. Users can also review Form 4 insider transaction reports, when filed, to see equity activity by officers, directors, and significant shareholders. Real-time updates from EDGAR and AI-generated overviews help readers navigate Vivakor’s regulatory history and understand how its hazardous waste-related remediation, transportation, and trading activities are presented in formal SEC documents.
Vivakor, Inc. filed a Form 12b-25 (Notification of Late Filing) stating it could not timely file its Annual Report on Form 10-K for the period ended December 31, 2025 due to delays completing financial statements and disclosures. The company says it is compiling required information and anticipates filing within the fifteenth calendar day following the prescribed due date, but adds there is no assurance it will meet that target.
The notification cites significant business changes affecting 2025 results, including the acquisition of Endeavor Entities on October 1, 2024 and the divestment of two subsidiaries on July 30, 2025, plus various 2025 financings and stock transactions that are expected to materially change assets, liabilities, revenue, expenses, and net income for the period.
Vivakor, Inc. has completed a 1-for-200 reverse stock split of its common stock, effective March 24, 2026. This reduced issued and outstanding shares from 410,068,820 to approximately 2,050,344, while authorized common stock remains 500,000,000 shares.
The move is aimed at meeting Nasdaq’s $1.00 minimum bid price rule so the company can continue listing on the Nasdaq Capital Market. The stock will trade under the temporary symbol “VIVKD” for 20 business days before reverting to “VIVK.” If the bid price meets Nasdaq’s requirement by April 30, 2026, trading is expected to be reinstated on the Nasdaq Capital Market, followed by a one-year mandatory monitoring period.
Vivakor, Inc. announced that a Nasdaq Hearings Panel has granted its request for continued listing on the Nasdaq Stock Market, provided the company regains compliance with Nasdaq’s $1.00 minimum bid price requirement by April 30, 2026. To meet this rule, the closing bid for Vivakor’s common stock must be at least $1.00 for ten consecutive trading days, after which trading on The Nasdaq Capital Market will be reinstated and the company will be subject to a one-year Mandatory Panel Monitor period. The Panel’s letter also acts as a Public Reprimand Letter because Vivakor issued more than 19.99% of its common stock for certain financings without first obtaining required shareholder approval, which violated Nasdaq Listing Rules.
Vivakor, Inc. entered into a Third Amendment to its Loan Agreement and Fourth Forbearance Agreement with J.J. Astor & Co. on February 27, 2026, and issued a Fourth Junior Secured Convertible Promissory Note with a $993,750 original principal amount, providing $750,000 in new funding maturing on April 6, 2026.
If the Fourth Note goes into default, interest increases to 19% per annum, principal is increased to 110% of the amount then owed, and the lender may convert 200% of the amount due at a price based on a steep discount to specified prior closing prices. Vivakor’s subsidiaries guaranteed the obligations, the company and subsidiaries pledged their assets as collateral for the Second and Fourth Notes, and certain real property in Blaine County, Oklahoma was conveyed as additional security, to be reconveyed if the Fourth Note is paid in full by maturity. The amendment also extends the deadline to relist on Nasdaq to April 6, 2026 and aligns certain Second Note default terms with those of the Fourth Note.
Vivakor, Inc. director reports no share ownership. Albert Johnson filed an initial beneficial ownership report stating that, as of the event date, he does not beneficially own any Vivakor, Inc. securities. This Form 3 establishes his starting ownership position as a director at zero shares.
Vivakor, Inc. entered into a Forbearance and Note Payment Amendment Agreement with J.J. Astor & Co. on February 5, 2026, extending the maturity date of its junior secured convertible promissory note to January 1, 2027. The Second Note has a principal amount of $5,940,000, for which the Company previously received $4,400,000 in proceeds on July 15, 2025. Under the Agreement, Vivakor also agreed to make specified payments to pay off the Second Note.
Vivakor, Inc. entered Forbearance and Note Amendment Agreements with seven accredited investors holding its convertible promissory notes. The notes were originally issued for aggregate principal of $5,117,647.06, from which the company received $4,350,000 before fees. Vivakor has satisfied approximately $2,874,854 of principal and currently owes about $2,242,793.
The agreements extend the notes’ maturity to January 31, 2027, require scheduled cash payments through that date, and provide for the issuance of 56,167,665 restricted common shares. Conversions under the notes are not permitted unless Vivakor misses these payments or fails to be re-listed on Nasdaq by February 28, 2026, subject to extension while a reverse stock split is being completed.
Vivakor, Inc. is reporting that two accredited lenders have converted a portion of its previously issued convertible promissory notes into common stock. The lenders converted $41,165 of amounts due under lender notes into 9,215,789 shares of Vivakor common stock under a Securities Purchase Agreement originally covering an aggregate principal amount of $5,117,647.06, for which the company had received $4,350,000 before fees. The shares were issued without a Rule 144 restrictive legend based on legal opinions, and the company relied on the Section 4(a)(2) exemption because the lenders are accredited investors familiar with its operations.
Vivakor, Inc. reported that on January 12, 2026 it converted $50,000 of principal from an existing junior secured convertible promissory note into 11,904,762 shares of its common stock. This note, with an original principal amount of $5,940,000, was issued in connection with an amended loan and security agreement under which the company had previously received $4,400,000 in cash proceeds.
The new shares were issued without a Rule 144 restrictive legend based on a legal opinion provided to the company and its transfer agent. The transaction was conducted as an unregistered offering relying on the Section 4(a)(2) exemption under the Securities Act, as the lender is described as an accredited investor familiar with Vivakor’s operations.
Vivakor, Inc. reports a new interim forbearance arrangement and significant note conversions. The company previously issued a secured promissory note for $3,670,160.77 to Cedarview under a loan maturing October 31, 2025. After failing to pay the note as amended, Vivakor entered an Interim Forbearance Agreement on December 31, 2025, under which Cedarview agreed to forbear exercising default rights through January 23, 2026. Vivakor agreed to negotiate a longer-term forbearance by that date that would extend the note’s maturity to January 31, 2027 and include a payment plan and a Confession of Judgment covering all amounts due plus $200,000 of collection expenses.
Separately, between December 31, 2025 and January 7, 2026, holders of earlier issued convertible promissory notes converted $256,690 of principal into 37,886,206 shares of Vivakor common stock, issued without a Rule 144 restrictive legend under an exemption for accredited investors.