STOCK TITAN

Warrants keep Esousa, Wachs’ VivoSim Labs (VIVS) stake under 10%

(Neutral)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

VivoSim Labs, Inc. received an amended Schedule 13G reporting that Esousa Group Holdings LLC and Michael Wachs together beneficially own 319,429 shares of common stock, representing 9.9% of the outstanding common stock. This ownership is based on 3,194,295 shares outstanding as of June 30, 2026.

The reporting persons also hold warrants for 576,542 additional shares, but these are excluded from beneficial ownership because a Beneficial Ownership Limitation in the warrants prevents exercises that would raise their ownership above 9.9%. They report sole voting and dispositive power over the 319,429 shares and no shared power.

Positive

  • None.

Negative

  • None.
Beneficially owned shares 319,429 shares Common stock beneficially owned by Esousa Group Holdings LLC and Michael Wachs
Ownership percentage 9.9% Percent of VivoSim Labs common stock class beneficially owned
Shares outstanding 3,194,295 shares VivoSim Labs common shares outstanding as of June 30, 2026
Warrant shares 576,542 shares Common stock issuable upon exercise of warrants, subject to Beneficial Ownership Limitation
Sole voting power 319,429 shares Shares over which the reporting persons have sole voting power
Sole dispositive power 319,429 shares Shares over which the reporting persons have sole dispositive power
Beneficial Ownership Limitation regulatory
"the Reporting Person would beneficially own, after any such issuance or exercise, more than 9.9%"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
beneficially owned regulatory
"Amount beneficially owned: 319,429. This amount consists of 319,429 shares of common stock."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Sole Voting Power regulatory
"Sole Voting Power 319,429.00 6 | Shared Voting Power 0.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
Sole Dispositive Power regulatory
"Sole Dispositive Power 319,429.00 8 | Shared Dispositive Power 0.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
Schedule 13D or 13G regulatory
"Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G"
warrants financial
"576,542 shares of common stock issuable upon the exercise of common warrants"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.

FAQ

What ownership stake in VIVS does Esousa Group Holdings LLC report in this Schedule 13G/A?

Esousa Group Holdings LLC and Michael Wachs report beneficial ownership of 319,429 shares of VivoSim Labs, Inc. common stock, representing 9.9% of the company’s 3,194,295 shares outstanding as of June 30, 2026.

How is the 9.9% ownership of VIVS by Esousa and Michael Wachs calculated?

The 9.9% stake is calculated using 319,429 beneficially owned shares divided by 3,194,295 VivoSim Labs common shares outstanding as of June 30, 2026, as referenced from a Form 10-Q filed on August 12, 2026.

What additional VIVS securities do Esousa and Michael Wachs hold beyond common shares?

They hold warrants for 576,542 shares of VivoSim Labs common stock. These warrant shares are not counted as beneficially owned because exercising them is restricted by a 9.9% Beneficial Ownership Limitation in the warrant terms.

What is the Beneficial Ownership Limitation described for VIVS in this filing?

The warrants contain a Beneficial Ownership Limitation that prevents the issuer from issuing, and the holders from exercising for, common stock if their beneficial ownership would exceed 9.9% of VivoSim Labs’ then-outstanding common stock after any exercise.

Do Esousa and Michael Wachs have sole or shared voting power over their VIVS shares?

They report sole voting power and sole dispositive power over 319,429 shares of VivoSim Labs common stock, and no shared voting or shared dispositive power over any shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





68620A302

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Esousa Group Holdings LLC
Signature:/s/ Michael Wachs
Name/Title:Michael Wachs/Managing Member
Date:08/17/2026
Michael Wachs
Signature:/s/ Michael Wachs
Name/Title:Michael Wachs
Date:08/17/2026
Exhibit Information

Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G