Volcon Inc SEC Filings

Volcon, Inc. (VLCN) – Form 3 insider filing records the initial beneficial ownership of Co-Chief Executive Officer & Chairman Ryan M. Lane as of 07/17/2025.

• Indirect common stock: 26,594 shares held through various Empery Funds.
• Derivative securities:
  • 834 common warrants, strike $1.856, exp. 11/22/2029.
  • 493,750 common warrants, strike $16.00, exp. 02/16/2030.
  • 340,624 pre-funded warrants, strike $0.00008, no fixed expiry.
  • 4,323 pre-funded warrants, strike $0.00001, no fixed expiry.
• All warrants are exercisable once conditions are met and are capped by a 4.99 % beneficial-ownership limit.
• Lane files individually; no transactions occurred—filing only establishes statutory disclosure under Section 16(a).

The disclosure clarifies insider equity alignment but does not signal new capital raises, purchases or sales.

Volcon, Inc. (VLCN) Form 4 key takeaways: Director Karin-Joyce Tjon reported two insider purchase events. On 07/21/2025 she bought 20,000 common shares at $10 in the company’s recently closed private placement, bringing her direct ownership to 20,000 shares. Earlier, on 07/17/2025 she was granted 10,000 stock options with a $10 exercise price, expiring 07/17/2035.

The option grant vests in 20% increments as Volcon’s volume-weighted average price (VWAP) hits $10, $14, $18, $22 and fully vests at $30; vesting is also conditioned on shareholder approval of a new stock-option plan. No dispositions were reported, and the filing was made solely by the director, who remains a Board member but is not a 10% owner.

The combined equity acquisition suggests alignment of management interests with shareholder value through both direct share ownership and performance-based incentives.

Volcon, Inc. (VLCN) Form 4 key takeaways: Director Karin-Joyce Tjon reported two insider purchase events. On 07/21/2025 she bought 20,000 common shares at $10 in the company’s recently closed private placement, bringing her direct ownership to 20,000 shares. Earlier, on 07/17/2025 she was granted 10,000 stock options with a $10 exercise price, expiring 07/17/2035.

The option grant vests in 20% increments as Volcon’s volume-weighted average price (VWAP) hits $10, $14, $18, $22 and fully vests at $30; vesting is also conditioned on shareholder approval of a new stock-option plan. No dispositions were reported, and the filing was made solely by the director, who remains a Board member but is not a 10% owner.

The combined equity acquisition suggests alignment of management interests with shareholder value through both direct share ownership and performance-based incentives.

Volcon, Inc. (VLCN) Form 4 key takeaways: Director Karin-Joyce Tjon reported two insider purchase events. On 07/21/2025 she bought 20,000 common shares at $10 in the company’s recently closed private placement, bringing her direct ownership to 20,000 shares. Earlier, on 07/17/2025 she was granted 10,000 stock options with a $10 exercise price, expiring 07/17/2035.

The option grant vests in 20% increments as Volcon’s volume-weighted average price (VWAP) hits $10, $14, $18, $22 and fully vests at $30; vesting is also conditioned on shareholder approval of a new stock-option plan. No dispositions were reported, and the filing was made solely by the director, who remains a Board member but is not a 10% owner.

The combined equity acquisition suggests alignment of management interests with shareholder value through both direct share ownership and performance-based incentives.

Volcon, Inc. (VLCN) – Form 4 insider filing: Chief Financial Officer Greg Endo disclosed two equity transactions dated 17–21 Jul 2025.

• Common shares: Endo purchased 20,000 shares at $10 each in the company’s private placement that closed 21 Jul 2025, establishing direct ownership of 20,000 shares.
• Amended options: An existing grant for 72,150 options was repriced to a $10 exercise and remains exercisable 30 May 2025–30 May 2035.
• New performance options: 747,005 options at a $10 strike were issued; they vest in 20 % tranches as the stock’s VWAP hits $10, $15, $20, $25 and fully at $30. Vesting requires shareholder approval of a new plan and the options expire 17 Jul 2035.

The filing signals personal capital commitment by the CFO and aligns incentives through substantial, performance-linked option exposure, but also introduces potential dilution if fully exercised.

Volcon, Inc. (VLCN) – Form 4 insider filing: Chief Financial Officer Greg Endo disclosed two equity transactions dated 17–21 Jul 2025.

• Common shares: Endo purchased 20,000 shares at $10 each in the company’s private placement that closed 21 Jul 2025, establishing direct ownership of 20,000 shares.
• Amended options: An existing grant for 72,150 options was repriced to a $10 exercise and remains exercisable 30 May 2025–30 May 2035.
• New performance options: 747,005 options at a $10 strike were issued; they vest in 20 % tranches as the stock’s VWAP hits $10, $15, $20, $25 and fully at $30. Vesting requires shareholder approval of a new plan and the options expire 17 Jul 2035.

The filing signals personal capital commitment by the CFO and aligns incentives through substantial, performance-linked option exposure, but also introduces potential dilution if fully exercised.

Volcon, Inc. (VLCN) – Form 4 filed 21-Jul-25

Co-CEO/Director John K. Kim increased his direct stake and received sizeable option awards:

• 22,500 common shares purchased at $10 in a private placement that closed 21-Jul-25 (≈ $225k cash investment).
• Existing option for 180,375 shares amended; exercise price raised to $10, expires 30-May-35.
• New grant of 1,494,010 performance-based options at $10, expiring 17-Jul-35. Vest 20 % on VWAP $10, then additional 20 % steps to full vest at VWAP $30. Vesting is contingent on shareholder approval of a new option plan.
• Post-transaction holdings: 22,500 shares + ≈1.67 m options, all recorded as direct ownership.

The insider purchase aligns management with shareholders after the 11-Jun-25 1-for-8 reverse split, while the large option package introduces potential dilution if price targets are achieved.

Volcon, Inc. (VLCN) – Form 4 filed 21-Jul-25

Co-CEO/Director John K. Kim increased his direct stake and received sizeable option awards:

• 22,500 common shares purchased at $10 in a private placement that closed 21-Jul-25 (≈ $225k cash investment).
• Existing option for 180,375 shares amended; exercise price raised to $10, expires 30-May-35.
• New grant of 1,494,010 performance-based options at $10, expiring 17-Jul-35. Vest 20 % on VWAP $10, then additional 20 % steps to full vest at VWAP $30. Vesting is contingent on shareholder approval of a new option plan.
• Post-transaction holdings: 22,500 shares + ≈1.67 m options, all recorded as direct ownership.

The insider purchase aligns management with shareholders after the 11-Jun-25 1-for-8 reverse split, while the large option package introduces potential dilution if price targets are achieved.