Valley National CFO has shares withheld for taxes

Valley National Bancorp Senior EVP and Chief Financial Officer Travis Lan reported a tax-related share withholding.

Rhea-AI Filing Summary

Valley National Bancorp Senior EVP and Chief Financial Officer Travis Lan reported a tax-related share withholding. On 2026-08-03, 4,877 shares of common stock were withheld at $14.29 per share to satisfy tax obligations from vesting restricted stock units, in a transaction exempt under Rule 16b-3. Lan now directly holds 81,268 shares of common stock.

Insider Trade Summary

Tax Withholding: 4,877 shares

Tax Withholding 1 txn

Insider LAN TRAVIS

Role SEVP, Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	4,877	$14.29	$70K

Holdings After Transaction: Common Stock — 81,268 shares (Direct)

Footnotes (1)

1. F1. Shares withheld to satisfy tax withholding obligations arising upon the vesting of restricted stock units in a transaction exempt under Rule 16b-3.

Key Figures

Shares withheld for taxes: 4,877 shares Per-share value for withholding: $14.29 per share Shares held after transaction: 81,268 shares

3 metrics

Shares withheld for taxes 4,877 shares Withheld on 2026-08-03 to satisfy tax obligations on RSU vesting

Per-share value for withholding $14.29 per share Value used for the tax-withholding disposition of common stock

Shares held after transaction 81,268 shares Direct common stock holdings of CFO Travis Lan following the transaction

Key Terms

restricted stock units, Rule 16b-3, tax withholding obligations

3 terms

restricted stock units financial

"tax withholding obligations arising upon the vesting of restricted stock units in a transaction"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"vesting of restricted stock units in a transaction exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

tax withholding obligations financial

"Shares withheld to satisfy tax withholding obligations arising upon the vesting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Valley National Bancorp (VLY) report for its CFO?

Valley National Bancorp reported that CFO Travis Lan had 4,877 shares of common stock withheld on 2026-08-03. The shares were used to cover tax withholding obligations from vesting restricted stock units, rather than being sold in the open market.

How many Valley National Bancorp (VLY) shares were involved and at what price?

The transaction involved 4,877 shares of Valley National Bancorp common stock valued at $14.29 per share. These shares were withheld to satisfy tax obligations associated with the vesting of restricted stock units, as noted in the Form 4 footnote.

Does the Valley National Bancorp (VLY) Form 4 show an open-market sale by the CFO?

No. The Form 4 states the shares were withheld to satisfy tax withholding obligations on RSU vesting. This reflects a tax-withholding disposition by the issuer, not a discretionary open-market sale by CFO Travis Lan.

How many Valley National Bancorp (VLY) shares does CFO Travis Lan hold after the transaction?

After the tax-withholding transaction, CFO Travis Lan directly holds 81,268 shares of Valley National Bancorp common stock. This post-transaction balance is reported in the Form 4 as his direct ownership position following the withholding event.

Was the Valley National Bancorp (VLY) CFO’s transaction linked to vesting restricted stock units?

Yes. A footnote explains the shares were withheld to cover taxes arising upon the vesting of restricted stock units. The filing notes the transaction was exempt under Rule 16b-3, which often applies to equity compensation-related events.

Was the Valley National Bancorp (VLY) CFO’s tax-withholding transaction under a Rule 10b5-1 plan?

The filing indicates the event as a tax-withholding disposition tied to RSU vesting and is described as exempt under Rule 16b-3. It is presented as a compensation-related withholding rather than a trade executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/04/2026 - 03:18 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAN TRAVIS

(Last) (First) (Middle)

C/O VALLEY NATIONAL BANCORP

ONE PENN PLAZA

(Street)

NEW YORK NEW YORK 10119

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP, Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/03/2026		F		4,877(1)	D	$14.29	81,268	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligations arising upon the vesting of restricted stock units in a transaction exempt under Rule 16b-3.

Remarks:

	/s/ TRAVIS LAN	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)