STOCK TITAN

Vince Holding (NYSE: VNCE) CFO reports routine 545-share tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

VINCE HOLDING CORP. Chief Financial Officer Yuji Okumura reported a routine tax-related stock transaction. On March 28, 2026, the company withheld 545 shares of common stock at $1.99 per share to cover tax obligations on previously granted restricted stock units that vested.

These shares were not sold in the open market but used to satisfy tax withholding. After this disposition, Okumura directly holds 13,724 shares of Vince common stock. The filing notes the transaction was reported inadvertently late.

Positive

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Negative

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Insider Okumura Yuji
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 545 $1.99 $1K
Holdings After Transaction: Common Stock — 13,724 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 545 shares Common stock withheld for tax obligations on RSU vesting
Withholding price per share $1.99 per share Value used for 545 withheld shares
Shares held after transaction 13,724 shares CFO direct ownership following tax-withholding disposition
Tax-withholding share count 545 shares Reflected in transactionSummary as taxWithholdingShares
restricted stock units financial
"on the vesting of restricted stock units previously granted to the Reporting Person"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to satisfy tax withholding obligations on the vesting of restricted stock units"
withheld financial
"Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations"
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Okumura Yuji

(Last)(First)(Middle)
C/O VINCE HOLDING CORP.
500 FIFTH AVENUE, 20TH FLOOR

(Street)
NEW YORK NEW YORK 10110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VINCE HOLDING CORP. [ VNCE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/28/2026F545(1)D$1.9913,724D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person. This transaction is filed inadvertently late.
/s/ Akiko Okuma, by Power of Attorney04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did VNCE CFO Yuji Okumura report in this Form 4?

CFO Yuji Okumura reported that 545 Vince Holding Corp. shares were withheld to cover tax obligations on vested restricted stock units. This was a routine tax-withholding event, not an open-market stock sale or purchase.

How many VNCE shares were withheld for taxes in this transaction?

A total of 545 shares of Vince Holding Corp. common stock were withheld at $1.99 per share. The company used these shares to satisfy Yuji Okumura’s tax withholding obligations on previously granted restricted stock units.

Did the VNCE CFO sell shares in the open market?

No, the CFO did not sell shares in the open market. The 545 shares reported were withheld by Vince Holding Corp. to pay tax liabilities on vesting restricted stock units, which is a standard non-market compensation-related transaction.

How many VNCE shares does the CFO hold after this tax-withholding event?

Following the tax-withholding disposition, CFO Yuji Okumura directly holds 13,724 shares of Vince Holding Corp. common stock. This figure reflects his position after the company withheld 545 shares to satisfy tax obligations tied to vested restricted stock units.

Was this VNCE Form 4 filing delayed?

Yes, the footnote states the transaction was filed inadvertently late. It explains that the reported 545 Vince Holding Corp. shares were withheld to meet tax withholding obligations on restricted stock units that had previously vested for the reporting person.