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Vogenx director lists stock options at $0.93–$1.20

Vogenx, Inc. (VOGX) director Richard M. Gorman reported his beneficial ownership of stock options in an initial insider filing.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vogenx, Inc. (VOGX) director Richard M. Gorman reported his beneficial ownership of stock options in an initial insider filing. He lists five Stock Option (right to buy) positions over Vogenx common stock with exercise prices of $0.93, $1.14, and $1.20 per share, expiring between 2032 and 2036. Some options covering 8,333 underlying shares at $0.93 and $1.14 are fully vested and exercisable, while others over 3,333 underlying shares at $1.20 vest in three equal annual installments on specified dates, subject to his continued service.

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Insider Gorman Richard M
Role Director
Type Security Shares Price Value
holding Stock Option (right to buy) F1 -- -- --
holding Stock Option (right to buy) F1 -- -- --
holding Stock Option (right to buy) F2 -- -- --
holding Stock Option (right to buy) F3 -- -- --
holding Stock Option (right to buy) F1 -- -- --
Holdings After Transaction: Stock Option (right to buy) — 26,665 contracts (Direct)
Footnotes (3)
  1. F1. The shares subject to this option are fully vested and exercisable as of the date hereof.
  2. F2. The shares subject to this option vest as to 1,111 shares on January 26, 2025, 1,111 shares on January 26, 2026 and 1,111 shares on January 26, 2027, subject to the Reporting Person's continued service on each such vesting date.
  3. F3. The shares subject to this option vest as to 1,111 shares on January 26, 2026, 1,111 shares on January 26, 2027 and 1,111 shares on January 26, 2028, subject to the Reporting Person's continued service on each such vesting date.
Underlying shares at $0.93 expiring 2032-07-27 8,333 shares Stock Option (right to buy) with $0.93 exercise price, expiration 2032-07-27
Underlying shares at $0.93 expiring 2033-01-25 3,333 shares Stock Option (right to buy) with $0.93 exercise price, expiration 2033-01-25
Underlying shares at $1.20 expiring 2034-01-27 3,333 shares Stock Option (right to buy) with $1.20 exercise price, expiration 2034-01-27
Underlying shares at $1.20 expiring 2035-01-27 3,333 shares Stock Option (right to buy) with $1.20 exercise price, expiration 2035-01-27
Underlying shares at $1.14 expiring 2036-01-01 8,333 shares Stock Option (right to buy) with $1.14 exercise price, expiration 2036-01-01
Vesting tranche size in $1.20 options 1,111 shares Each vesting date for certain $1.20 options vests 1,111 shares
Exercise price (fully vested options) $0.93 and $1.14 per share Options with these exercise prices are fully vested and exercisable
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
exercise price financial
"conversion_or_exercise_price: "0.9300""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
fully vested and exercisable financial
"The shares subject to this option are fully vested and exercisable"
vesting financial
"The shares subject to this option vest as to 1,111 shares"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
underlying shares financial
"underlying_security_shares: "8333.0000""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does VOGX’s Form 3 filing by Richard M. Gorman report?

It reports that director Richard M. Gorman beneficially owns several stock options on Vogenx, Inc. common stock, detailing the exercise prices, expiration dates, and underlying share amounts, along with vesting schedules tied to his continued service.

How many VOGX shares are covered by Richard M. Gorman’s fully vested options?

Footnotes state that certain options with exercise prices of $0.93 and $1.14 per share covering 8,333 underlying shares each are fully vested and exercisable as of the reporting date.

What are the exercise prices of the stock options reported by Richard M. Gorman for VOGX?

The reported stock options have exercise prices of $0.93, $1.14, and $1.20 per share, each relating to options to purchase Vogenx, Inc. common stock under different option awards and vesting schedules.

When do Richard M. Gorman’s reported VOGX stock options expire?

The stock options expire on July 27, 2032, January 25, 2033, January 27, 2034, January 27, 2035, and January 1, 2036, depending on the individual option grant described in the filing.

How do the vesting schedules work for the $1.20 VOGX stock options reported by Richard M. Gorman?

For the $1.20 options, footnotes state that 1,111 shares vest on each of three annual dates (for one grant: January 26, 2025, 2026, 2027; for another: January 26, 2026, 2027, 2028), in each case conditional on his continued service on the vesting dates.

Does the Form 3 for VOGX show any recent stock purchases or sales by Richard M. Gorman?

No. The Form 3 lists holdings of stock options and their terms but does not report any buy or sell transactions; transaction codes and share amounts for trades are not provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Gorman Richard M

(Last)(First)(Middle)
C/O VOGENX, INC.
PO BOX 19469

(Street)
RALEIGH NORTH CAROLINA 27619

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2026
3. Issuer Name and Ticker or Trading Symbol
Vogenx, Inc. [ VOGX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (1)07/27/2032Common Stock8,333$0.93D
Stock Option (right to buy) (1)01/25/2033Common Stock3,333$0.93D
Stock Option (right to buy) (2)01/27/2034Common Stock3,333$1.2D
Stock Option (right to buy) (3)01/27/2035Common Stock3,333$1.2D
Stock Option (right to buy) (1)01/01/2036Common Stock8,333$1.14D
Explanation of Responses:
1. The shares subject to this option are fully vested and exercisable as of the date hereof.
2. The shares subject to this option vest as to 1,111 shares on January 26, 2025, 1,111 shares on January 26, 2026 and 1,111 shares on January 26, 2027, subject to the Reporting Person's continued service on each such vesting date.
3. The shares subject to this option vest as to 1,111 shares on January 26, 2026, 1,111 shares on January 26, 2027 and 1,111 shares on January 26, 2028, subject to the Reporting Person's continued service on each such vesting date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Steven R. Delmar, Attorney-in-Fact for Richard M. Gorman08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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