STOCK TITAN

[Form 4] Catheter Precision, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

James Joseph Caruso, a director of Catheter Precision, Inc. (VTAK), reported an option award on 08/12/2025. The filing shows an acquisition of 50,000 stock options with an exercise price of $0.18. The options are exercisable beginning 08/12/2025 and reference an 08/12/2035 date in the derivative table, with the filing stating the options vest one-third per year beginning on the first anniversary of the grant. After this transaction Caruso beneficially owns the 50,000 underlying shares directly. The form is signed 08/14/2025.

James Joseph Caruso, membro del consiglio di Catheter Precision, Inc. (VTAK), ha dichiarato un premio di opzioni in data 12/08/2025. Il documento riporta l'acquisizione di 50.000 opzioni su azioni con prezzo di esercizio di $0,18. Le opzioni sono esercitabili a partire dal 12/08/2025 e, nella tabella dei derivati, fanno riferimento alla data 12/08/2035; il modulo specifica che le opzioni maturano un terzo all'anno a partire dal primo anniversario della concessione. Dopo questa operazione Caruso detiene effettivamente le 50.000 azioni sottostanti direttamente. Il modulo è firmato il 14/08/2025.

James Joseph Caruso, director de Catheter Precision, Inc. (VTAK), reportó una adjudicación de opciones el 12/08/2025. El registro muestra la adquisición de 50.000 opciones sobre acciones con un precio de ejercicio de $0,18. Las opciones son ejercitables a partir del 12/08/2025 y en la tabla de derivados aparece la fecha 12/08/2035; la presentación indica que las opciones se consolidan un tercio por año a partir del primer aniversario de la concesión. Tras esta transacción, Caruso posee de forma beneficiaria las 50.000 acciones subyacentes directamente. El formulario está firmado el 14/08/2025.

James Joseph Caruso, Catheter Precision, Inc. (VTAK) 이사, 가 2025-08-12에 주식매수선택권 수령을 신고했습니다. 제출서류에는 행사가격 $0.1850,000 주식매수선택권 취득이 기재되어 있습니다. 해당 옵션은 2025-08-12부터 행사 가능하며 파생상품 표에는 2035-08-12 날짜가 기재되어 있고, 서류에는 옵션이 지급일로부터 첫 번째 기념일에 시작하여 매년 1/3씩 베스팅된다고 명시되어 있습니다. 이 거래 이후 Caruso는 기초 주식 50,000주를 직접 실질적으로 보유하게 됩니다. 서류는 2025-08-14에 서명되었습니다.

James Joseph Caruso, administrateur de Catheter Precision, Inc. (VTAK), a déclaré une attribution d'options le 12/08/2025. Le dépôt indique l'acquisition de 50 000 options d'achat d'actions au prix d'exercice de 0,18 $. Les options sont exerçables à partir du 12/08/2025 et, dans le tableau des dérivés, la date de 12/08/2035 est mentionnée ; le document précise que les options acquièrent un tiers chaque année à compter du premier anniversaire de l'octroi. Après cette opération, Caruso détient directement la propriété bénéficiaire des 50 000 actions sous-jacentes. Le formulaire est signé le 14/08/2025.

James Joseph Caruso, Direktor von Catheter Precision, Inc. (VTAK), meldete am 12.08.2025 eine Optionszuteilung. Die Einreichung weist den Erwerb von 50.000 Aktienoptionen zu einem Ausübungspreis von $0,18 aus. Die Optionen sind ab dem 12.08.2025 ausübbar und in der Derivatetabelle ist das Datum 12.08.2035 angegeben; in der Einreichung heißt es, dass die Optionen ein Drittel pro Jahr beginnend am ersten Jahrestag der Gewährung vesten. Nach dieser Transaktion besitzt Caruso die 50.000 zugrundeliegenden Aktien direkt als wirtschaftlicher Eigentümer. Das Formular ist am 14.08.2025 unterschrieben.

Positive
  • 50,000 options granted to a director, aligning interests with shareholders
  • Clear vesting schedule: vests one-third per year beginning on first anniversary, supporting retention
  • Low exercise price disclosed ($0.18), making the grant's cost basis explicit
Negative
  • None.

Insights

TL;DR: Routine director option grant of 50,000 options at a low exercise price; limited immediate market impact.

The grant of 50,000 options at $0.18 aligns management incentives with shareholder value but appears routine for executive/director compensation. The vesting schedule (1/3 per year after the first anniversary) ties long-term retention to performance horizon. There is no financial statement or revenue data in this filing, so material valuation impact cannot be assessed from this form alone. For investors, this is a governance/compensation disclosure rather than an operational development.

TL;DR: Standard equity-based compensation disclosure for a director; suggests retention incentive but not a red flag.

The Form 4 documents a granted option package with multi-year vesting, a common practice to retain directors. The direct beneficial ownership of 50,000 underlying shares is disclosed clearly. The filing includes required dates and signature, meeting Section 16 reporting obligations. No departures, accelerated exercises, or related-party complexity are present in this filing.

James Joseph Caruso, membro del consiglio di Catheter Precision, Inc. (VTAK), ha dichiarato un premio di opzioni in data 12/08/2025. Il documento riporta l'acquisizione di 50.000 opzioni su azioni con prezzo di esercizio di $0,18. Le opzioni sono esercitabili a partire dal 12/08/2025 e, nella tabella dei derivati, fanno riferimento alla data 12/08/2035; il modulo specifica che le opzioni maturano un terzo all'anno a partire dal primo anniversario della concessione. Dopo questa operazione Caruso detiene effettivamente le 50.000 azioni sottostanti direttamente. Il modulo è firmato il 14/08/2025.

James Joseph Caruso, director de Catheter Precision, Inc. (VTAK), reportó una adjudicación de opciones el 12/08/2025. El registro muestra la adquisición de 50.000 opciones sobre acciones con un precio de ejercicio de $0,18. Las opciones son ejercitables a partir del 12/08/2025 y en la tabla de derivados aparece la fecha 12/08/2035; la presentación indica que las opciones se consolidan un tercio por año a partir del primer aniversario de la concesión. Tras esta transacción, Caruso posee de forma beneficiaria las 50.000 acciones subyacentes directamente. El formulario está firmado el 14/08/2025.

James Joseph Caruso, Catheter Precision, Inc. (VTAK) 이사, 가 2025-08-12에 주식매수선택권 수령을 신고했습니다. 제출서류에는 행사가격 $0.1850,000 주식매수선택권 취득이 기재되어 있습니다. 해당 옵션은 2025-08-12부터 행사 가능하며 파생상품 표에는 2035-08-12 날짜가 기재되어 있고, 서류에는 옵션이 지급일로부터 첫 번째 기념일에 시작하여 매년 1/3씩 베스팅된다고 명시되어 있습니다. 이 거래 이후 Caruso는 기초 주식 50,000주를 직접 실질적으로 보유하게 됩니다. 서류는 2025-08-14에 서명되었습니다.

James Joseph Caruso, administrateur de Catheter Precision, Inc. (VTAK), a déclaré une attribution d'options le 12/08/2025. Le dépôt indique l'acquisition de 50 000 options d'achat d'actions au prix d'exercice de 0,18 $. Les options sont exerçables à partir du 12/08/2025 et, dans le tableau des dérivés, la date de 12/08/2035 est mentionnée ; le document précise que les options acquièrent un tiers chaque année à compter du premier anniversaire de l'octroi. Après cette opération, Caruso détient directement la propriété bénéficiaire des 50 000 actions sous-jacentes. Le formulaire est signé le 14/08/2025.

James Joseph Caruso, Direktor von Catheter Precision, Inc. (VTAK), meldete am 12.08.2025 eine Optionszuteilung. Die Einreichung weist den Erwerb von 50.000 Aktienoptionen zu einem Ausübungspreis von $0,18 aus. Die Optionen sind ab dem 12.08.2025 ausübbar und in der Derivatetabelle ist das Datum 12.08.2035 angegeben; in der Einreichung heißt es, dass die Optionen ein Drittel pro Jahr beginnend am ersten Jahrestag der Gewährung vesten. Nach dieser Transaktion besitzt Caruso die 50.000 zugrundeliegenden Aktien direkt als wirtschaftlicher Eigentümer. Das Formular ist am 14.08.2025 unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Caruso James Joseph

(Last) (First) (Middle)
1670 HIGHWAY 160 WEST
SUITE 205

(Street)
FORT MILL SC 29708

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Catheter Precision, Inc. [ VTAK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options (Right to Buy) $0.18 08/12/2025 A 50,000 (1) 08/12/2035 Common Stock 50,000 $0 50,000 D
Explanation of Responses:
1. Options vests 1/3 per year beginning on first anniversary of grant date.
/s/ James Joseph Caruso 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for VTAK and what is their role?

The report was filed by James Joseph Caruso, who is identified as a Director of Catheter Precision, Inc.

What securities transaction is reported on this Form 4 for VTAK?

The filing reports acquisition of 50,000 stock options with an exercise price of $0.18 on 08/12/2025.

What is the vesting schedule for the options reported in the VTAK Form 4?

The options vest one-third per year beginning on the first anniversary of the grant date.

How many shares does the reporting person beneficially own after the transaction?

After the reported transaction, the filing shows beneficial ownership of the 50,000 underlying shares directly.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 08/14/2025.
Catheter Precision

NYSE:VTAK

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3.98M
11.59M
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4.89%
2.93%
Medical Devices
Surgical & Medical Instruments & Apparatus
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United States
FORT MILL