[SCHEDULE 13D/A] Invesco Trust for Investment Grade New York Municipals SEC Filing
Amendment No. 4 to Schedule 13D updates a prior filing concerning the Series 2015/6-VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) of Invesco Trust for Investment Grade New York Municipals. The reporting persons are Bank of America Corporation and Banc of America Preferred Funding Corp, each organized in Delaware, which together report beneficial ownership of 464 shares representing 100.0% of the class for the reporting persons shown. This Amendment is being filed to disclose execution of an Amendment to the Variable Rate Muni Term Preferred Shares Purchase Agreement dated September 5, 2025 and to replace Schedules and Exhibits from the Original Schedule 13D, including new exhibits for a joint filing agreement, power of attorney, updated schedules, and the September 5, 2025 amendment. The filing includes authorized signatures from an authorized signatory dated September 9, 2025.
L'Emendamento n. 4 al Modulo 13D aggiorna una precedente comunicazione relativa alle Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) dell'Invesco Trust for Investment Grade New York Municipals. I soggetti obbligati alla segnalazione sono Bank of America Corporation e Banc of America Preferred Funding Corp, entrambe costituite nel Delaware, che insieme dichiarano la detenzione beneficiaria di 464 azioni, pari al 100,0% della classe per le persone indicate nella segnalazione. Il presente Emendamento viene depositato per rendere nota l'esecuzione di un Emendamento al Variable Rate Muni Term Preferred Shares Purchase Agreement in data 5 settembre 2025 e per sostituire i Programmi e gli Allegati del Modulo 13D originale, inclusi nuovi allegati per un accordo di deposito congiunto, una procura, programmi aggiornati e l'emendamento del 5 settembre 2025. Il deposito contiene le firme autorizzate di un rappresentante autorizzato in data 9 settembre 2025.
Enmienda nº 4 al Anexo 13D actualiza una presentación anterior relativa a las Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) de Invesco Trust for Investment Grade New York Municipals. Las personas que informan son Bank of America Corporation y Banc of America Preferred Funding Corp, ambas constituidas en Delaware, que conjuntamente declaran la propiedad beneficiaria de 464 acciones, que representan el 100,0% de la clase para las personas indicadas. Esta Enmienda se presenta para divulgar la ejecución de una Enmienda al Variable Rate Muni Term Preferred Shares Purchase Agreement con fecha 5 de septiembre de 2025 y para reemplazar los Anexos y Exhibiciones del Anexo 13D original, incluidos nuevos anexos para un acuerdo de presentación conjunta, poder notarial, anexos actualizados y la enmienda del 5 de septiembre de 2025. La presentación incluye firmas autorizadas de un firmante autorizado con fecha 9 de septiembre de 2025.
스케줄 13D 수정서 4호는 Invesco Trust for Investment Grade New York Municipals의 Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507)에 관한 이전 제출서를 갱신합니다. 보고인은 델라웨어에 설립된 Bank of America Corporation과 Banc of America Preferred Funding Corp로, 두 회사는 함께 보고 대상자에 대해 총 464주, 해당 클래스의 100.0%를 실질 소유하고 있음을 보고합니다. 본 수정서는 2025년 9월 5일자 Variable Rate Muni Term Preferred Shares Purchase Agreement에 대한 수정 계약의 체결을 공시하고, 원본 스케줄 13D의 스케줄 및 증빙서류를 교체하기 위해 제출되었으며, 공동 제출 계약서, 위임장, 갱신된 스케줄 및 2025년 9월 5일자 수정서를 포함한 새로운 증빙서류가 추가되었습니다. 이 제출문에는 승인 서명자가 2025년 9월 9일자 서명한 권한 있는 서명이 포함되어 있습니다.
Avenant n°4 à l'Annexe 13D met à jour un dépôt antérieur concernant les Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) de l'Invesco Trust for Investment Grade New York Municipals. Les déclarants sont Bank of America Corporation et Banc of America Preferred Funding Corp, toutes deux constituées dans le Delaware, qui déclarent conjointement la propriété bénéficiaire de 464 actions, représentant 100,0 % de la catégorie pour les personnes déclarantes indiquées. Le présent avenant est déposé pour divulguer l'exécution d'un Avenant au Variable Rate Muni Term Preferred Shares Purchase Agreement en date du 5 septembre 2025 et pour remplacer les Annexes et Exhibits du Schedule 13D original, incluant de nouveaux exhibits pour un accord de dépôt conjoint, une procuration, des annexes mises à jour et l'avenant du 5 septembre 2025. Le dépôt comprend des signatures autorisées d'un signataire autorisé datées du 9 septembre 2025.
Nachtrag Nr. 4 zu Schedule 13D aktualisiert eine frühere Einreichung bezüglich der Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) des Invesco Trust for Investment Grade New York Municipals. Die meldepflichtigen Personen sind die Bank of America Corporation und die Banc of America Preferred Funding Corp, beide in Delaware gegründet, die zusammen den wirtschaftlichen Besitz von 464 Aktien, entsprechend 100,0% der Klasse, für die angegebenen meldepflichtigen Personen melden. Dieser Nachtrag wird eingereicht, um die Ausführung einer Änderung des Variable Rate Muni Term Preferred Shares Purchase Agreement vom 5. September 2025 offenzulegen und um Zeitpläne und Anlagen des ursprünglichen Schedule 13D zu ersetzen, einschließlich neuer Anlagen für eine gemeinsame Einreichungsvereinbarung, eine Vollmacht, aktualisierte Zeitpläne und die Änderung vom 5. September 2025. Die Einreichung enthält autorisierte Unterschriften eines bevollmächtigten Unterzeichners datiert auf den 9. September 2025.
- Updated disclosure of an executed Amendment to the Purchase Agreement dated September 5, 2025 filed as Exhibit 99.9
- Complete reporting of beneficial ownership with signatures and replacement of prior schedules and exhibits, improving transparency
- Concentration risk: the reporting persons disclose beneficial ownership of 464 shares representing 100.0% of the class for the CUSIP, indicating full concentration
- Substantive terms not summarized in the amendment text; the filing references an exhibit for the amendment rather than describing commercial changes within the Schedule 13D/A
Insights
TL;DR: This amendment discloses a contractual amendment and shows full reported beneficial ownership of the VMTP series by BAC-related entities, which is materially notable.
The filing replaces prior schedules and exhibits to reflect an Amendment to the Variable Rate Muni Term Preferred Shares Purchase Agreement dated September 5, 2025, which the reporting persons filed as Exhibit 99.9. The reporting persons report aggregate beneficial ownership of 464 shares equal to 100.0% of the class for the listed CUSIP, indicating complete reported control of this series by Bank of America entities. For investors and counterparties, the key takeaway is the concentration of ownership and the formalization of the amended purchase agreement; however, the filing does not disclose the substantive commercial terms of the amendment within the body of this Schedule 13D/A itself, only that the amendment is filed as an exhibit.
TL;DR: Governance disclosure updated: schedules and exhibits replaced, signatory certified; concentration and contractual amendment are the primary governance items.
The amendment updates identity/background schedules and replaces prior exhibits to clarify the reporting structure and to attach the executed amendment to the purchase agreement. Signatures by an authorized signatory are included. The filing enhances disclosure completeness regarding who holds and controls the VMTP shares and documents the existence of an amended contractual relationship, but it does not provide detail on how governance rights or voting arrangements materially change as a result of the amendment.
L'Emendamento n. 4 al Modulo 13D aggiorna una precedente comunicazione relativa alle Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) dell'Invesco Trust for Investment Grade New York Municipals. I soggetti obbligati alla segnalazione sono Bank of America Corporation e Banc of America Preferred Funding Corp, entrambe costituite nel Delaware, che insieme dichiarano la detenzione beneficiaria di 464 azioni, pari al 100,0% della classe per le persone indicate nella segnalazione. Il presente Emendamento viene depositato per rendere nota l'esecuzione di un Emendamento al Variable Rate Muni Term Preferred Shares Purchase Agreement in data 5 settembre 2025 e per sostituire i Programmi e gli Allegati del Modulo 13D originale, inclusi nuovi allegati per un accordo di deposito congiunto, una procura, programmi aggiornati e l'emendamento del 5 settembre 2025. Il deposito contiene le firme autorizzate di un rappresentante autorizzato in data 9 settembre 2025.
Enmienda nº 4 al Anexo 13D actualiza una presentación anterior relativa a las Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) de Invesco Trust for Investment Grade New York Municipals. Las personas que informan son Bank of America Corporation y Banc of America Preferred Funding Corp, ambas constituidas en Delaware, que conjuntamente declaran la propiedad beneficiaria de 464 acciones, que representan el 100,0% de la clase para las personas indicadas. Esta Enmienda se presenta para divulgar la ejecución de una Enmienda al Variable Rate Muni Term Preferred Shares Purchase Agreement con fecha 5 de septiembre de 2025 y para reemplazar los Anexos y Exhibiciones del Anexo 13D original, incluidos nuevos anexos para un acuerdo de presentación conjunta, poder notarial, anexos actualizados y la enmienda del 5 de septiembre de 2025. La presentación incluye firmas autorizadas de un firmante autorizado con fecha 9 de septiembre de 2025.
스케줄 13D 수정서 4호는 Invesco Trust for Investment Grade New York Municipals의 Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507)에 관한 이전 제출서를 갱신합니다. 보고인은 델라웨어에 설립된 Bank of America Corporation과 Banc of America Preferred Funding Corp로, 두 회사는 함께 보고 대상자에 대해 총 464주, 해당 클래스의 100.0%를 실질 소유하고 있음을 보고합니다. 본 수정서는 2025년 9월 5일자 Variable Rate Muni Term Preferred Shares Purchase Agreement에 대한 수정 계약의 체결을 공시하고, 원본 스케줄 13D의 스케줄 및 증빙서류를 교체하기 위해 제출되었으며, 공동 제출 계약서, 위임장, 갱신된 스케줄 및 2025년 9월 5일자 수정서를 포함한 새로운 증빙서류가 추가되었습니다. 이 제출문에는 승인 서명자가 2025년 9월 9일자 서명한 권한 있는 서명이 포함되어 있습니다.
Avenant n°4 à l'Annexe 13D met à jour un dépôt antérieur concernant les Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) de l'Invesco Trust for Investment Grade New York Municipals. Les déclarants sont Bank of America Corporation et Banc of America Preferred Funding Corp, toutes deux constituées dans le Delaware, qui déclarent conjointement la propriété bénéficiaire de 464 actions, représentant 100,0 % de la catégorie pour les personnes déclarantes indiquées. Le présent avenant est déposé pour divulguer l'exécution d'un Avenant au Variable Rate Muni Term Preferred Shares Purchase Agreement en date du 5 septembre 2025 et pour remplacer les Annexes et Exhibits du Schedule 13D original, incluant de nouveaux exhibits pour un accord de dépôt conjoint, une procuration, des annexes mises à jour et l'avenant du 5 septembre 2025. Le dépôt comprend des signatures autorisées d'un signataire autorisé datées du 9 septembre 2025.
Nachtrag Nr. 4 zu Schedule 13D aktualisiert eine frühere Einreichung bezüglich der Series 2015/6‑VTN Variable Rate Muni Term Preferred Shares (CUSIP 46131T507) des Invesco Trust for Investment Grade New York Municipals. Die meldepflichtigen Personen sind die Bank of America Corporation und die Banc of America Preferred Funding Corp, beide in Delaware gegründet, die zusammen den wirtschaftlichen Besitz von 464 Aktien, entsprechend 100,0% der Klasse, für die angegebenen meldepflichtigen Personen melden. Dieser Nachtrag wird eingereicht, um die Ausführung einer Änderung des Variable Rate Muni Term Preferred Shares Purchase Agreement vom 5. September 2025 offenzulegen und um Zeitpläne und Anlagen des ursprünglichen Schedule 13D zu ersetzen, einschließlich neuer Anlagen für eine gemeinsame Einreichungsvereinbarung, eine Vollmacht, aktualisierte Zeitpläne und die Änderung vom 5. September 2025. Die Einreichung enthält autorisierte Unterschriften eines bevollmächtigten Unterzeichners datiert auf den 9. September 2025.
FAQ
What does the Schedule 13D/A filed for VTN (CUSIP 46131T507) disclose?
Who are the reporting persons on this Schedule 13D/A for VTN?
What exhibits were added or replaced in this Amendment No. 4?
Does the Schedule 13D/A describe the commercial terms of the September 5, 2025 amendment?
When was the Amendment signed and by whom?
