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vTv Therapeutics changes shareholder voting rules

Director nominees must provide reasonable evidence of Rule 14a-19 compliance no later than five business days before the stockholder meeting.

(Moderate)

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Form Type
8-K

Rhea-AI Filing Summary

vTv Therapeutics Inc. adopted its Third Amended and Restated By-Laws on October 1, 2026, changing director-nomination procedures, stockholder voting rules and the forum for certain lawsuits. A stockholder seeking to nominate directors must deliver reasonable evidence of compliance with Rule 14a-19 no later than five business days before the meeting. For matters other than director elections, the standard is approval by a majority of the voting power of shares cast affirmatively or negatively, subject to the company’s certificate of incorporation, bylaws, applicable law and exchange rules. Federal district courts are the exclusive forum for complaints asserting claims under the Securities Act of 1933, unless vTv consents in writing to another forum. Other revisions align meeting procedures with the Delaware General Corporation Law and make ministerial and conforming changes.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance
The company amended its charter documents, bylaws, or changed its fiscal year.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Nomination notice deadline Five business days before the meeting Reasonable evidence of compliance with Rule 14a-19 must be delivered no later than this deadline.
Voting standard A majority of the voting power of shares cast affirmatively or negatively Applies to matters other than director elections, subject to stated exceptions.
Rule 14a-19 regulatory
"requirements of Rule 14a-19"
Rule 14a-19 is a U.S. Securities and Exchange Commission rule that governs how independent proxy advisory firms produce and distribute voting recommendations for shareholders. It requires these advisers to provide companies with notice of their recommendations and a chance to respond, and to disclose certain conflicts; think of it as a referee ensuring both sides see a game plan before fans cast votes. Investors care because proxy advisers influence voting outcomes and corporate governance, so the rule affects transparency, potential bias, and the reliability of guidance that many investors rely on when voting shares.
exclusive forum regulatory
"designate the federal district courts of the United States as the exclusive forum"
Delaware General Corporation Law regulatory
"conform to the current provisions of the Delaware General Corporation Law"
A set of state laws that acts like a rulebook for how corporations are formed, governed, and dissolved in Delaware. It lays out legal duties for company leaders, protections and voting rights for shareholders, and rules for mergers and other big transactions, giving investors clearer expectations about how corporate decisions are made and disputes are resolved—similar to having standardized traffic laws for business behavior.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
FALSE000164148912/31Nasdaq00016414892026-10-012026-10-01

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported):  October 1, 2026
vTv Therapeutics Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-37524
47-3916571
(State or other jurisdiction
of incorporation)
(Commission File No.)
(IRS Employer
Identification No.)
3980 Premier Drive, Suite 110
High Point, NC 27265
(Address of principal executive offices)
(336) 841-0300
(Registrant’s telephone number, including area code)
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Class A common stock, par value $0.01 per shareVTVT
Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨



Item 5.03 Amendments to Articles of Incorporation or By-Laws
On October 1, 2026, the Board of Directors of vTv Therapeutics Inc. (the “Company”) approved the adoption of the Company’s Third Amended and Restated By-Laws (the “Amended By-Laws”). The Amended By-Laws were amended and restated, among other things, to:
•revise the procedures and requirements for the nomination of directors at meetings of stockholders, including by adding a requirement that a stockholder seeking to nominate one or more directors at a meeting of stockholders deliver to the Company reasonable evidence that such stockholder has complied with the requirements of Rule 14a-19 of the Securities Exchange Act of 1934, as amended, no later than five business days before the meeting;
•revise the voting standard for stockholder meetings such that, in all matters other than the election of directors, the affirmative vote of a majority of the voting power of the shares cast affirmatively or negatively shall be the act of the stockholders (except as otherwise provided by Company’s Certificate of Incorporation, the Amended By-Laws, any applicable law or the rules of any applicable stock exchange on which the Company’s securities are listed);
•revise certain additional procedures related to stockholder meetings to conform to the current provisions of the Delaware General Corporation Law;
•designate the federal district courts of the United States as the exclusive forum for the resolution of any complaint asserting a cause of action arising under the Securities Act of 1933, as amended, unless the Company consents in writing to the selection of an alternative forum; and
•make certain other ministerial changes, clarifications, and conforming revisions.
The foregoing description is qualified in its entirety to the Amended By-Laws, a copy of which is attached to this Form 8-K as Exhibit 3.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
(d)Exhibits
Exhibit No.Description
3.1
Third Amended and Restated By-Laws of vTv Therapeutics Inc.
104Cover Page Interactive Data File (embedded within Inline XBRL document)



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
VTV THERAPEUTICS INC.
By:/s/ Paul J. Sekhri
Name:Paul J. Sekhri
Title:President and Chief Executive Officer
Dated: October 6, 2026

Filing Exhibits & Attachments

4 documents

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