[Form 3] Vivos Therapeutics, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Michael C. Skaff filed an initial Form 3 statement of beneficial ownership for Vivos Therapeutics (VVOS), reporting his position as a 10% owner. The filing details significant holdings through two investment vehicles:

Through V-CO Investors LLC:

• 514,498 shares of common stock
• Pre-Funded Warrant for 2,705,768 shares (exercise price: $0.0001, expires 2034)
• Common Stock Purchase Warrant for 3,220,266 shares (exercise price: $2.204, expires 2029)

Through V-Co Investors 2 LLC:

• 828,000 shares of common stock
• Pre-Funded Warrant for 725,258 shares (exercise price: $0.0001, expires 2035)
• Common Stock Purchase Warrant for 2,329,886 shares (exercise price: $2.23, expires 2030)

Skaff serves as Managing Director of SP Manager LLC, which manages both investment vehicles. He disclaims beneficial ownership except for his pecuniary interest.

Positive

• Significant 10% ownership position established through substantial holdings: combined direct ownership of 1,342,498 common shares through investment vehicles
• Large warrant position with potential ownership increase: rights to acquire additional 8,981,178 shares through various warrants, indicating strong commitment to the company

Negative

• None.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Skaff Michael C

(Last) (First) (Middle)

TWO TOWNE SQUARE

STE. 810

(Street)

SOUTHFIELD MI 48076

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/09/2025

3. Issuer Name and Ticker or Trading Symbol
Vivos Therapeutics, Inc. [ VVOS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	514,498	I	By V-CO Investors LLC(1)
Common Stock	828,000	I	By V-Co Investors 2 LLC(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Pre-Funded Warrant	06/10/2024	06/10/2034(3)	Common Stock	2,705,768	$0.0001	I	By V-CO Investors LLC(1)
Common Stock Purchase Warrant	06/10/2024	06/10/2029	Common Stock	3,220,266	$2.204	I	By V-CO Investors LLC(1)
Pre-Funded Warrant	06/09/2025	06/09/2035(3)	Common Stock	725,258	$0.0001	I	By V-Co Investors 2 LLC(2)
Common Stock Purchase Warrant	06/09/2025	06/09/2030	Common Stock	2,329,886	$2.23	I	By V-Co Investors 2 LLC(2)

Explanation of Responses:

1. The Reporting Person serves as Managing Director of SP Manager LLC, the Manager of V-CO Investors LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

2. The Reporting Person serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 2 LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

3. The Pre-Funded Warrant has a term ending on the complete exercise of the Pre-Funded Warrant.

	Michael C. Skaff, as Managing Director SP Manager LLC, Manager of V-CO Investors LLC	06/20/2025
	Michael C. Skaff, as Managing Director SP Manager LLC, Manager of V-Co Investors 2 LLC	06/20/2025
	Michael C. Skaff, as Managing Director SP Manager LLC	06/20/2025
	Michael C. Skaff, Individual	06/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of VVOS common stock does Michael Skaff beneficially own through V-CO Investors LLC?

Through V-CO Investors LLC, Michael Skaff beneficially owns 514,498 shares of VVOS common stock. However, as noted in the filing, he disclaims beneficial ownership except to the extent of his pecuniary interest as Managing Director of SP Manager LLC.

What warrants does Michael Skaff hold in VVOS through V-CO Investors LLC?

Through V-CO Investors LLC, Skaff holds two types of warrants: 1) A Pre-Funded Warrant for 2,705,768 shares exercisable at $0.0001 expiring June 10, 2034, and 2) A Common Stock Purchase Warrant for 3,220,266 shares exercisable at $2.204 expiring June 10, 2029.

What is Michael Skaff's relationship to VVOS according to the Form 3?

According to the Form 3, Michael Skaff is a 10% Owner of VVOS. He serves as Managing Director of SP Manager LLC, which is the Manager of both V-CO Investors LLC and V-Co Investors 2 LLC.

When did Michael Skaff acquire his most recent VVOS warrants?

The most recent warrants were acquired on June 9, 2025 through V-Co Investors 2 LLC, consisting of a Pre-Funded Warrant for 725,258 shares (exercisable at $0.0001, expiring June 9, 2035) and a Common Stock Purchase Warrant for 2,329,886 shares (exercisable at $2.23, expiring June 9, 2030).

What is the total direct and indirect common stock ownership of VVOS reported by Michael Skaff?

Michael Skaff reports indirect ownership of 1,342,498 shares of VVOS common stock in total, with 514,498 shares held through V-CO Investors LLC and 828,000 shares held through V-Co Investors 2 LLC. He reports no direct ownership of shares.