Vivos Therapeutics grants Lindsay 12,000 options

Half of the grant vested immediately, while the remaining portions are scheduled to vest on September 30 and December 31, 2026.

Rhea-AI Filing Summary

Vivos Therapeutics, Inc. director Mark F. Lindsay received 12,000 stock options on September 14, 2026, exercisable at $0.18 per share for 10 years from the grant date. One-half vested immediately; one-fourth is scheduled to vest September 30, 2026, and one-fourth December 31, 2026. His reported option balance following the grant was 17,200 options.

Insider Trade Summary

Grant/Award: 12,000 shares

Grant/Award 1 txn

Insider Lindsay Mark F.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Right to Buy) F1	12,000	$0.00	$0.00

Holdings After Transaction: Stock Options (Right to Buy) — 17,200 contracts (Direct)

Footnotes (1)

1. F1. On September 14, 2026 (the "Grant Date"), the Reporting Person received a grant of 12,000 stock options from the Issuer. One-half vested immediately (and the earliest possible exercise date in Table II relates to this tranche), one-fourth will vest on September 30, 2026 and one-fourth will vest on December 31, 2026. The options are exercisable for a period of 10 years from the Grant Date. Reflects expiry of 667 options on June 19, 2025 and 1,200 options on August 5, 2026, all of which expired unexercised.

Key Figures

Option grant: 12,000 options Exercise price: $0.18 per share Options following grant: 17,200 options +3 more

6 metrics

Option grant 12,000 options Granted September 14, 2026

Exercise price $0.18 per share Options granted September 14, 2026

Options following grant 17,200 options Reported following the grant

Immediate vesting One-half of the grant On the grant date

Scheduled vesting One-fourth on September 30, 2026; one-fourth on December 31, 2026 Grant vesting schedule

Option term 10 years From the grant date

Key Terms

stock options, vested, exercisable

3 terms

stock options financial

"grant of 12,000 stock options from the Issuer"

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

vested financial

"One-half vested immediately"

exercisable financial

"options are exercisable for a period of 10 years"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Mark F. Lindsay’s 17,200-option balance at VVOS include?

The reported balance was 17,200 options, and the footnote says it reflects 667 options that expired unexercised on June 19, 2025, and 1,200 options that expired unexercised on August 5, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/26/2026 - 09:53 PM EDT Accepted by SEC EDGAR 10/26/2026 - 09:52 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lindsay Mark F.

(Last) (First) (Middle)

7921 SOUTHPARK PLAZA,

SUITE 210

(Street)

LITTLETON COLORADO 80120

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vivos Therapeutics, Inc. [ VVOS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)	$0.18	09/14/2026		A		12,000		09/14/2026(1)	09/14/2036	Common Stock	12,000	$0	17,200(1)	D

Explanation of Responses:

1. On September 14, 2026 (the "Grant Date"), the Reporting Person received a grant of 12,000 stock options from the Issuer. One-half vested immediately (and the earliest possible exercise date in Table II relates to this tranche), one-fourth will vest on September 30, 2026 and one-fourth will vest on December 31, 2026. The options are exercisable for a period of 10 years from the Grant Date. Reflects expiry of 667 options on June 19, 2025 and 1,200 options on August 5, 2026, all of which expired unexercised.

	/s/ Bradford K. Amman as attorney-in-fact for Mark F. Lindsay	10/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)