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Wabtec (NYSE: WAB) EVP has 1,227 shares withheld for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Westinghouse Air Brake Technologies Corp executive Gregory Sbrocco reported a tax-related share disposition. On the vesting of restricted stock, the company withheld 1,227 shares of common stock at a price of $263.015 per share to cover his withholding tax obligations. This was recorded as a tax-withholding disposition rather than an open-market sale. After this transaction, he directly owns 19,932 shares of the company’s common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sbrocco Gregory

(Last) (First) (Middle)
30 ISABELLA ST.

(Street)
PITTSBURGH PA 15212

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [ WAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Operations
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Direct 03/02/2026 F 1,227(1) D $263.015 19,932 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.
Remarks:
David L. DeNinno, POA for Gregory Sbrocco 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did WAB executive Gregory Sbrocco report in this Form 4 filing?

Gregory Sbrocco reported a tax-withholding disposition of shares. The company withheld 1,227 shares of Westinghouse Air Brake Technologies common stock to satisfy his tax obligations when restricted stock vested, rather than him selling shares in the open market.

How many WAB shares were withheld for taxes from Gregory Sbrocco?

The company withheld 1,227 shares from Gregory Sbrocco. These shares of Westinghouse Air Brake Technologies common stock were retained by the company to discharge his withholding tax obligations arising from the vesting of restricted share awards granted as compensation.

At what price were Gregory Sbrocco’s WAB shares valued for the tax withholding?

The withheld shares were valued at $263.015 per share. This price is used in the Form 4 to calculate the value of the 1,227 Westinghouse Air Brake Technologies shares withheld to cover Gregory Sbrocco’s tax liability on vested restricted stock.

How many WAB shares does Gregory Sbrocco own after this tax-withholding transaction?

After the tax-withholding disposition, Gregory Sbrocco directly owns 19,932 shares. This post-transaction balance reflects his continuing direct ownership of Westinghouse Air Brake Technologies common stock following the restricted share vesting and related withholding.

Was Gregory Sbrocco’s WAB transaction an open-market sale or a tax withholding?

The transaction was a tax withholding, not an open-market sale. The company withheld 1,227 shares to satisfy Gregory Sbrocco’s tax obligations tied to restricted stock vesting, as described in the Form 4 footnote and coded as a tax-withholding disposition.

What role does Gregory Sbrocco hold at Westinghouse Air Brake Technologies (WAB)?

Gregory Sbrocco serves as Executive Vice President of Operations. His Form 4 filing reflects equity compensation activity, specifically restricted shares vesting and related tax-withholding, in his capacity as a senior officer of Westinghouse Air Brake Technologies Corp.
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