STOCK TITAN

Wabtec (WAB) CEO Rafael Santana awarded 32,398 shares in stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Santana Rafael reported acquisition or exercise transactions in this Form 4 filing.

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP President and CEO Rafael Santana received a grant of 32,398 shares of common stock on March 5, 2026, as a stock award. After this grant, his directly held common shares total 191,907. The grant size was calculated using a 30-day average Wabtec share price of $248.782.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Santana Rafael

(Last) (First) (Middle)
30 ISABELLA ST.

(Street)
PITTSBURGH PA 15212

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [ WAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Direct 03/05/2026 A 32,398 A $0(1) 191,907 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The 30-day average closing price of Wabtec stock as of March 5, 2026, which was used to calculate the number of shares involved in the reported grant, was $248.782 per share.
Remarks:
David L. DeNinno, POA for Rafael Santana 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WAB President and CEO Rafael Santana report?

Rafael Santana reported an acquisition of 32,398 shares of WAB common stock as a stock grant. This non-cash award increased his directly held stake to 191,907 shares, reflecting equity-based compensation rather than an open-market purchase.

When did Rafael Santana receive his latest WAB stock grant?

Rafael Santana received the reported WAB stock grant on March 5, 2026. The award consisted of 32,398 shares of common stock, calculated using a 30-day average closing Wabtec share price of $248.782 per share referenced in the filing footnote.

How many WAB shares does Rafael Santana hold after this Form 4 transaction?

Following the reported grant, Rafael Santana directly holds 191,907 WAB common shares. This total reflects the addition of 32,398 shares awarded on March 5, 2026, as part of his equity compensation, according to the insider filing disclosure.

Was Rafael Santana’s WAB stock transaction a purchase or an award?

The transaction was an equity award, not an open-market purchase. The Form 4 lists transaction code “A” for grant, award, or other acquisition, and describes the action as a grant/award acquisition with a per-share transaction price of $0.0000.

What price was used to determine the size of Rafael Santana’s WAB stock grant?

The size of the stock grant was based on a 30-day average closing WAB share price of $248.782 as of March 5, 2026. This average price was used solely to calculate the number of shares in the reported grant.
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