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Wabtec (WAB) EVP Sbrocco receives 11,130 shares and 5,993 phantom units

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Westinghouse Air Brake Technologies EVP Operations Gregory Sbrocco reported new equity awards and related tax withholding. On February 12, 2026 he received an award of 11,130 shares of common stock at $257.525 per share, bringing his directly held common stock to 26,535 shares before tax withholding.

On the same date he was granted 5,993 units of phantom stock, tied to common stock, increasing his phantom stock holdings to 8,282 units under the company’s deferred compensation plan. The filing also shows 4,424 common shares withheld at $257.525 per share to satisfy tax obligations, leaving him with 22,111 directly held common shares after withholding.

Positive

  • None.

Negative

  • None.
Insider Sbrocco Gregory
Role EVP Operations
Type Security Shares Price Value
Grant/Award Phantom Stock 5,993 $257.525 $1.54M
Grant/Award Common Stock - Direct 11,130 $257.525 $2.87M
Tax Withholding Common Stock - Direct 4,424 $257.525 $1.14M
Holdings After Transaction: Phantom Stock — 8,282 shares (Direct); Common Stock - Direct — 26,535 shares (Direct)
Footnotes (1)
  1. Shares were withheld from issuance to satisfy tax obligations The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be in annual installments commencing on the separation from service payment commencement date as defined in the Plan, as elected by the reporting person.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sbrocco Gregory

(Last) (First) (Middle)
30 ISABELLA ST.

(Street)
PITTSBURGH PA 15212

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [ WAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Operations
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Direct 02/12/2026 A 11,130 A $257.525 26,535 D
Common Stock - Direct 02/12/2026 F 4,424 D $257.525(1) 22,111 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock $194.1062 02/12/2026 A 5,993 (2) (2) Common Stock - Direct 5,993 $257.525 8,282 D
Explanation of Responses:
1. Shares were withheld from issuance to satisfy tax obligations
2. The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be in annual installments commencing on the separation from service payment commencement date as defined in the Plan, as elected by the reporting person.
Remarks:
David L. DeNinno, POA for Gregory Sbrocco 02/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did WAB EVP Gregory Sbrocco report on this Form 4?

Gregory Sbrocco reported receiving 11,130 shares of Westinghouse Air Brake Technologies common stock and 5,993 units of phantom stock. The filing also shows 4,424 common shares withheld to cover tax obligations related to the equity award on February 12, 2026.

How many WAB common shares does Gregory Sbrocco own after the reported transactions?

After the reported equity grant and tax withholding, Gregory Sbrocco directly owns 22,111 shares of Westinghouse Air Brake Technologies common stock. His holdings first increased to 26,535 shares from the grant, then decreased when 4,424 shares were withheld to satisfy associated tax obligations.

What phantom stock award did WAB grant to Gregory Sbrocco in this filing?

Westinghouse Air Brake Technologies granted Gregory Sbrocco 5,993 units of phantom stock on February 12, 2026. These units are payable under the company’s Deferred Compensation Plan, increasing his phantom stock balance to 8,282 units linked to the company’s common stock.

Why were 4,424 WAB shares disposed of in Gregory Sbrocco’s Form 4?

The 4,424 Westinghouse Air Brake Technologies shares shown as disposed were withheld from issuance to satisfy tax obligations. This is coded as a tax-withholding disposition, not an open-market sale, and relates directly to the equity award reported on the same date.

How and when will Gregory Sbrocco’s WAB phantom stock units be paid?

Sbrocco’s phantom stock becomes payable under his elected payment designation in the company’s Deferred Compensation Plan. Payments will be made in annual installments beginning on the separation-from-service payment commencement date defined in the plan and chosen by the reporting person.

What is Gregory Sbrocco’s role at Westinghouse Air Brake Technologies (WAB)?

Gregory Sbrocco is an officer of Westinghouse Air Brake Technologies, serving as Executive Vice President, Operations. The Form 4 identifies him as an officer, not a director or 10% owner, and reports his direct ownership of common stock and phantom stock units.
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