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Westinghouse Air Brake (NYSE: WAB) EVP receives 11,130-share stock award

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Westinghouse Air Brake Technologies’ EVP Operations Gregory Sbrocco received equity compensation on February 12, 2026, including a grant of 11,130 shares of common stock and 5,993 phantom stock units at $257.525 per unit. 4,424 shares were withheld to satisfy tax obligations, leaving 22,111 directly held common shares and 8,282 phantom units, which are payable in annual installments after separation from service under the company’s Deferred Compensation Plan.

Positive

  • None.

Negative

  • None.
Insider Sbrocco Gregory
Role EVP Operations
Type Security Shares Price Value
Grant/Award Phantom Stock 5,993 $257.525 $1.54M
Grant/Award Common Stock - Direct 11,130 $257.525 $2.87M
Exercise Price or Tax Liability Common Stock - Direct 4,424 $257.525 $1.14M
Holdings After Transaction: Phantom Stock — 8,282 shares (Direct); Common Stock - Direct — 22,111 shares (Direct)
Footnotes (2)
  1. F1. Shares were withheld from issuance to satisfy tax obligations
  2. F2. The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be in annual installments commencing on the separation from service payment commencement date as defined in the Plan, as elected by the reporting person.
Common shares awarded 11,130 shares Common Stock - Direct granted to EVP Gregory Sbrocco on February 12, 2026
Phantom units awarded 5,993 units Phantom Stock grant reported for February 12, 2026
Tax withholding shares 4,424 shares Common shares withheld to satisfy tax obligations on February 12, 2026
Award price per share $257.525 per share Per-share value used for common and phantom stock awards and tax withholding
Phantom conversion price 194.1062 Conversion or exercise price associated with phantom stock units
Common shares held after 22,111 shares Direct common stock holding for Gregory Sbrocco following the transactions
Phantom units held after 8,282 units Total phantom stock units after the February 12, 2026 grant
Phantom Stock financial
"Security titled "Phantom Stock" with units payable under a deferred plan"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Deferred Compensation Plan for Executive Officers and Directors financial
"Phantom stock becomes payable subject to the Deferred Compensation Plan"
separation from service payment commencement date financial
"Payments begin on the separation from service payment commencement date as defined in the Plan"

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FAQ

What equity awards did WAB executive Gregory Sbrocco receive on February 12, 2026?
Gregory Sbrocco was granted 11,130 shares of common stock and 5,993 phantom stock units at $257.525 per unit. These awards represent equity compensation tied to his role as EVP Operations at Westinghouse Air Brake Technologies.

How many WAB shares does Gregory Sbrocco hold after the reported transactions?
After the transactions, Gregory Sbrocco directly holds 22,111 shares of Westinghouse Air Brake common stock. He also has 8,282 phantom stock units, which provide deferred compensation value payable in installments following separation from service.

What portion of Gregory Sbrocco’s WAB stock was withheld for taxes?
A total of 4,424 common shares were withheld to satisfy tax obligations, valued at $257.525 per share. This tax-withholding disposition reduced the gross shares issued from his award, leaving his net direct common share position at 22,111 shares.

How are Gregory Sbrocco’s phantom stock units in WAB paid out?
Sbrocco’s phantom stock units are payable under Westinghouse Air Brake’s Deferred Compensation Plan in annual installments. Payments begin on the separation from service payment commencement date defined in the Plan, according to the election he filed for his payout designation.

What was the per-unit value used for Gregory Sbrocco’s WAB equity awards?
Both the common stock award and the phantom stock grant used a per-unit value of $257.525. The phantom stock also carries a conversion or exercise price of $194.1062, which defines the value reference when the phantom units are ultimately paid out.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sbrocco Gregory
(Last) (First) (Middle)
30 ISABELLA ST.
(Street)
PITTSBURGH PA 15212
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [ WAB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Operations
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Direct 02/12/2026 A 11,130 A $257.525 26,535 D
Common Stock - Direct 02/12/2026 F 4,424 D $257.525(1) 22,111 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock $194.1062 02/12/2026 A 5,993 (2) (2) Common Stock - Direct 5,993 $257.525 8,282 D
Explanation of Responses:
1. Shares were withheld from issuance to satisfy tax obligations
2. The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be in annual installments commencing on the separation from service payment commencement date as defined in the Plan, as elected by the reporting person.
Remarks:
David L. DeNinno, POA for Gregory Sbrocco 02/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR