Welcome to our dedicated page for Top KingWin SEC filings (Ticker: WAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. SEC filings for Top KingWin Ltd (WAI), a Cayman Islands exempted company operating in the financial services and capital markets space. As a foreign private issuer, Top KingWin reports to the SEC primarily through Form 6-K current reports, which cover corporate events, financing transactions, governance actions, and financial reporting.
In these filings, investors can review capital-raising and securities transactions, including details of convertible promissory note offerings to institutional investors, private placements of notes, and registered direct offerings of class A ordinary shares. The filings describe interest rates, original issue discounts, conversion rights into ordinary shares, and the use of proceeds for working capital and general corporate purposes. They also include documents such as purchase agreements, legal opinions, and termination agreements when offerings are unwound.
Top KingWin’s SEC submissions also document share structure and Nasdaq-related actions. Form 6-Ks describe shareholder approvals and implementation of 1-for-25 reverse share splits of class A and class B ordinary shares, handling of fractional shares by rounding up, and amendments to the company’s memorandum and articles of association. Other filings report Nasdaq bid price deficiency notices, delisting determinations, the company’s intent to request hearings, and subsequent Nasdaq notifications confirming that the company regained compliance and is subject to a one-year Mandatory Panel Monitor period.
Financial reporting is reflected in interim financial statements furnished on Form 6-K, which are incorporated by reference into registration statements such as Form S-8 and Form F-3. Exhibits include unaudited interim consolidated financial statements and associated Inline XBRL documents.
On Stock Titan, these filings are updated from EDGAR and paired with AI-powered summaries that explain the significance of each document. Users can quickly understand key points in Top KingWin’s 6-Ks, including financing terms, share consolidations, Nasdaq communications, and financial disclosures, without reading every page of the underlying filings.
Li Yibing reported acquisition or exercise transactions in this Form 4 filing.
Top KingWin Ltd director Li Yibing received a grant of 27,027 Class A Ordinary Shares as equity compensation. The grant is recorded at a price of $2.22 per share and increased his directly held stake to 44,628 shares following the transaction.
According to the footnote, these shares were issued as part of his compensation for service from October 1, 2025 to March 31, 2026, under a director letter agreement dated October 10, 2024. The filing reflects a compensation-related award rather than an open-market share purchase or sale.
Li Yanna reported acquisition or exercise transactions in this Form 4 filing.
Top KingWin Ltd director Li Yanna received a grant of 21,622 Class A Ordinary Shares on May 8, 2026 at $2.22 per share. The shares were issued as part of her director compensation for the period from October 1, 2025 to March 31, 2026 under an existing letter agreement, bringing her direct holdings to 35,702 shares.
Yang Jie (JIEYANG) reported acquisition or exercise transactions in this Form 4 filing.
Top KingWin Ltd Chief Financial Officer Yang Jie received a grant of 27,027 Class A Ordinary Shares as equity compensation. The shares were valued at $2.22 per share and increased her directly held position to 44,628 shares following the transaction. The award was issued as part of her compensation for the period from October 1, 2025 to March 31, 2026 under her August 19, 2024 employment agreement.
Mao Dongliang reported acquisition or exercise transactions in this Form 4 filing.
Top KingWin Ltd executive director Mao Dongliang received a grant of 13,514 Class A Ordinary Shares as equity compensation. The shares were valued at $2.22 per share and were issued as part of his compensation for the period from October 1, 2025 to March 31, 2026 under an employment agreement dated May 31, 2025. Following this award, he directly holds 22,315 Class A Ordinary Shares.
Liao Zhanlin reported acquisition or exercise transactions in this Form 4 filing.
Top KingWin Ltd director Liao Zhanlin received a share grant as compensation. On May 8, 2026, he was awarded 27,027 Class A Ordinary Shares at a value of 2.2200 per share as part of his compensation for the period from October 1, 2025 to March 31, 2026, under his director letter agreement. After this grant, he directly holds 44,628 Class A Ordinary Shares.
Top KingWin Ltd director and CEO Xu Ruilin has filed an initial statement of beneficial ownership, outlining his holdings in the company. He reports direct ownership of 133,882 Class B Ordinary Shares and indirect ownership of 6,060 Class B and 768 Class A Ordinary Shares through Xu Ruilin Capital Co., Ltd.
Top KingWin Ltd agreed to sell its wholly owned indirect subsidiary Guangdong Tiancheng Jinhui Enterprise Development Group Co., Ltd. to Junze Management Co., Limited for cash consideration of USD 218,100 under a Share Transfer Agreement dated May 21, 2026.
Before this deal, Top KingWin owned the Target through its ownership of Sky KingWin Ltd. and Sky KingWin (HK) Limited. After closing, the Purchaser will be the sole shareholder of the Target and will assume all of its assets and liabilities, as well as those of its subsidiaries, once closing conditions including payment of the purchase price are met.
Top KingWin Ltd Chief Financial Officer Yang Jie has filed an initial ownership report on Form 3, showing direct holdings of 17,601 Class A Ordinary Shares. This filing records her status as an insider and the size of her existing position, without reporting any recent share purchases or sales.
Top KingWin Ltd director Li Yanna has filed an initial ownership report showing a personal stake in the company. The Form 3 discloses direct ownership of 14,080 Class A Ordinary Shares of Top KingWin Ltd. This filing records existing holdings rather than reporting a new purchase or sale.
Top KingWin Ltd director Mao Dongliang filed an initial Form 3 reporting his beneficial ownership of the company’s Class A Ordinary Shares.
The filing shows indirect ownership of 154 shares through Mao Dongliang Holding Co., Ltd and direct ownership of 8,801 shares, with no reported buy or sell transactions.