Waldencast plc (WALD) director reports direct and indirect share stakes

Rhea-AI Filing Summary

Waldencast plc director Thompson Motta Roberto Moses filed an initial ownership report showing his stake in the company’s Class A Ordinary Shares. The filing lists 18,727 shares held directly in his name and 100,000 shares held indirectly through Nexus Limited, which is controlled by his spouse.

The director disclaims beneficial ownership of the shares held by Nexus Limited, except to the extent of his pecuniary interest. This Form 3 does not report any new share purchases or sales; it establishes his existing ownership position as he becomes subject to insider reporting rules.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Thompson Motta Roberto Moses

(Last) (First) (Middle)

C/O WALDENCAST PLC

MICHELIN HOUSE, 81 FULHAM ROAD

(Street)

LONDON SW3 6RD

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Waldencast plc [ WALD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	18,727	D
Class A Ordinary Shares	100,000	I	By Nexus Limited.(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Nexus Limited is controlled by the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by Nexus Limited, except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Roberto Thompson Motta	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider position does Thompson Motta Roberto Moses report at Waldencast (WALD)?

He reports ownership of Waldencast Class A Ordinary Shares, with 18,727 shares held directly and 100,000 shares held indirectly through Nexus Limited. This Form 3 establishes his starting ownership as a director subject to insider reporting requirements.

How many Waldencast (WALD) shares does the director hold indirectly?

The filing shows 100,000 Waldencast Class A Ordinary Shares held indirectly through Nexus Limited. Nexus Limited is controlled by the director’s spouse, and he disclaims beneficial ownership of those securities except to the extent of his pecuniary interest in them.

Does the Waldencast (WALD) Form 3 show any insider buying or selling?

No, the Form 3 does not show any insider buying or selling activity. It only reports existing holdings in Class A Ordinary Shares, both directly and indirectly, as the director becomes subject to ongoing SEC insider reporting obligations.

What is the significance of Nexus Limited in the Waldencast (WALD) Form 3?

Nexus Limited holds 100,000 Waldencast Class A Ordinary Shares attributed as indirect ownership for the director. The company is controlled by his spouse, and the director disclaims beneficial ownership of those shares except for any pecuniary interest he may have.

How many Waldencast (WALD) shares does the director hold directly?

The Form 3 identifies 18,727 Waldencast Class A Ordinary Shares held directly by the director. These shares are reported as direct ownership and form part of his overall disclosed position in the company’s equity at the time of the filing.