Waldencast (WALD) director details initial share and RSU holdings

Rhea-AI Filing Summary

Waldencast plc director Aaron Chatterley filed an initial ownership report showing his equity stake in the company. He reports direct ownership of 57,453 Class A ordinary shares and restricted stock units tied to 18,727 underlying Class A ordinary shares at an exercise price of 0.0000 per share.

Footnotes state he was granted 56,180 restricted stock units on February 12, 2025, vesting in three tranches: 18,727 on February 12, 2025, 18,726 on October 28, 2025, and 18,727 on October 28, 2026. Each RSU represents a contingent right to receive one Class A ordinary share or an equivalent cash amount at the plan administrator's election.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Chatterley Aaron

Role Director

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--
holding	Class A Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Stock Units — 18,727 shares (Direct); Class A Ordinary Shares — 57,453 shares (Direct)

Footnotes (1)

1. On February 12, 2025, the reporting person was granted 56,180 restricted stock units ("RSUs"), which vests as follows: (i) 18,727 on February 12, 2025; (ii) 18,726 on October 28, 2025; and (iii) 18,727 on October 28, 2026. Each RSU represents a contingent right to receive one Class A ordinary share, or an equivalent value in cash at the plan administrator's election.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Chatterley Aaron

(Last) (First) (Middle)

C/O WALDENCAST PLC

MICHELIN HOUSE, 81 FULHAM ROAD

(Street)

LONDON SW3 6RD

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Waldencast plc [ WALD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	57,453	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Class A Ordinary Shares	18,727	(2)	D

Explanation of Responses:

1. On February 12, 2025, the reporting person was granted 56,180 restricted stock units ("RSUs"), which vests as follows: (i) 18,727 on February 12, 2025; (ii) 18,726 on October 28, 2025; and (iii) 18,727 on October 28, 2026.

2. Each RSU represents a contingent right to receive one Class A ordinary share, or an equivalent value in cash at the plan administrator's election.

Remarks:

	/s/ Aaron Chatterley	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Waldencast (WALD) director Aaron Chatterley report in this Form 3?

Aaron Chatterley reports his initial equity holdings in Waldencast. He directly owns 57,453 Class A ordinary shares and holds restricted stock units linked to 18,727 underlying Class A ordinary shares, reflecting both current share ownership and equity-based compensation.

How many restricted stock units were granted to Aaron Chatterley at Waldencast (WALD)?

Aaron Chatterley was granted 56,180 restricted stock units (RSUs) on February 12, 2025. The grant vests in three scheduled tranches, providing a structured equity incentive that ties a significant portion of his compensation to Waldencast’s future performance over multiple dates.

What is the vesting schedule for Aaron Chatterley’s RSUs at Waldencast (WALD)?

His 56,180 RSUs vest as follows: 18,727 on February 12, 2025, 18,726 on October 28, 2025, and 18,727 on October 28, 2026. This staggered schedule encourages longer-term alignment with Waldencast’s business and share performance.

What does each Waldencast (WALD) restricted stock unit represent for Aaron Chatterley?

Each RSU represents a contingent right to receive one Class A ordinary share of Waldencast or an equivalent value in cash. The plan administrator chooses between shares or cash settlement when vesting occurs, offering flexibility in how the award is ultimately delivered.

Does this Waldencast (WALD) Form 3 show any stock purchases or sales by Aaron Chatterley?

No stock purchases or sales are reported in this Form 3. It records holding entries only, showing Chatterley’s existing ownership of Waldencast Class A shares and RSUs, rather than new market transactions or option exercises during the reported period.