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Waters (NYSE: WAT) SVP reports RSU tax withholding of 38 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Waters Corporation senior vice president Robert L. Carpio III reported a small insider transaction involving company common stock. On February 5, 2026, 38 shares were withheld by Waters to cover tax obligations tied to the vesting of previously reported restricted stock units at $376.89 per share. After this tax withholding, Carpio beneficially owns 2,618 shares of Waters common stock directly.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carpio Robert L III

(Last) (First) (Middle)
C/O WATERS CORPORATION
34 MAPLE STREET

(Street)
MILFORD MA 01757

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WATERS CORP /DE/ [ WAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Waters Division
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/05/2026 F 38(1) D $376.89 2,618 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of previously reported restricted stock units.
/s/ Michael Lynn, attorney-in-fact for Robert L. Carpio III 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Waters (WAT) report for Robert L. Carpio III?

Waters reported that Robert L. Carpio III had 38 shares of common stock withheld on February 5, 2026. The company used these shares to satisfy tax withholding obligations from vesting restricted stock units previously reported in earlier disclosures.

How many Waters (WAT) shares does Robert L. Carpio III own after this transaction?

After the February 5, 2026 transaction, Robert L. Carpio III beneficially owns 2,618 shares of Waters common stock. These shares are reported as directly owned, following the withholding of 38 shares to cover associated tax obligations on vesting restricted stock units.

What does the transaction code "F" mean in this Waters (WAT) Form 4 filing?

The filing uses transaction code “F” for the February 5, 2026 event, indicating a tax-related transaction. The footnote explains that 38 shares were withheld by Waters to satisfy tax withholding obligations tied to the vesting and settlement of restricted stock units.

Was the Waters (WAT) SVP’s transaction an open market sale of shares?

The filing indicates the transaction was not an open market sale. Instead, 38 shares were withheld by Waters Corporation to cover tax withholding obligations arising from the vesting and settlement of previously reported restricted stock units awarded to the senior vice president.

What role does Robert L. Carpio III hold at Waters (WAT)?

Robert L. Carpio III is reported as an officer of Waters Corporation, serving as Senior Vice President of the Waters Division. His status is explicitly marked as an officer, not a director or 10% owner, in the ownership section of the Form 4 filing.

At what price were the withheld Waters (WAT) shares valued in the Form 4?

The 38 shares of Waters common stock withheld on February 5, 2026 were valued at $376.89 per share. This per-share value is listed in the transaction table for the tax withholding related to the vesting and settlement of restricted stock units.
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Diagnostics & Research
Laboratory Analytical Instruments
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United States
MILFORD