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Foundations Investment Advisors, LLC (FIA) has filed Amendment No. 4 to Schedule 13G, revealing a significant holding in the Two Roads Shared Trust – Hypatia Women CEO ETF (CUSIP 90214Q766). As of 30 Jun 2025, FIA beneficially owned 1,166,081 shares, representing 7.7 % of the ETF’s outstanding units. The registered investment adviser reports sole dispositive power over the entire stake but no voting power, indicating authority to sell the shares on behalf of clients without exercising proxy control.
The filing is made under Rule 13d-1(b) for institutional investors. No group membership, subsidiary involvement, or control arrangements are disclosed, and the firm certifies the accuracy of the information. Maintaining a position above the 5 % threshold obliges FIA to continue reporting, signalling ongoing institutional interest in the ETF but no activist intent.
Schedule 13G/A (Amendment 6) filed by Foundations Investment Advisors, LLC covers the Hypatia Women CEO ETF, a series of Two Roads Shared Trust (CUSIP 90214Q550). The event date is 06/30/2025 and the filing was signed on 07/08/2025.
- Beneficial ownership: 0 shares.
- Percent of class: 0 %.
- Sole/Shared voting power: 0 / 0.
- Sole/Shared dispositive power: 0 / 0.
- Reporting person classification: Investment Adviser (IA) under Rule 13d-1(b)(1)(ii)(E).
No other group status, subsidiary information, or additional certifications were provided. The certification was executed by Marc Pugsley, CCO. The filing indicates Foundations Investment Advisors now owns <5 % of the ETF’s outstanding shares and has fully exited its position.
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