STOCK TITAN

WEC Energy officer Garcia reports no holdings

New Form 3 filing identifies the Vice President and Controller of WEC Energy Group as a reporting insider, with no holdings or transactions disclosed.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

WEC ENERGY GROUP, INC. (WEC) reported an initial statement of beneficial ownership for Caroline M. Garcia, who serves as Vice President and Controller. The filing does not list any equity holdings or transactions and includes an Exhibit 24 Power of Attorney authorizing filing-related actions.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"reported an initial statement of beneficial ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"reported an initial statement of beneficial ownership for Caroline M. Garcia"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Power of Attorney regulatory
"includes an Exhibit 24 Power of Attorney authorizing filing-related actions"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

What does the Form 3 for WEC indicate about Caroline M. Garcia?

The Form 3 identifies Caroline M. Garcia as an officer of WEC Energy Group, Inc., serving as Vice President and Controller. It is an initial statement of beneficial ownership and does not list any equity holdings or transactions.

Are any WEC (WEC) shares or transactions reported for Caroline M. Garcia?

No. The Form 3 for WEC lists no transactions and shows no reported share holdings or derivative positions for Caroline M. Garcia at the time of this initial filing.

What is Caroline M. Garcia’s role at WEC Energy Group (WEC)?

Caroline M. Garcia is reported as an officer of WEC Energy Group, Inc., holding the title Vice President and Controller, which qualifies her as a reporting person for insider ownership disclosures.

Does the WEC Form 3 mention a Rule 10b5-1 trading plan?

No. The structured data for the WEC Form 3 shows the Rule 10b5-1 plan field as null, and there are no transactions or footnotes indicating any trading plan activity in this filing.

What is the Exhibit 24 mentioned in the WEC Form 3?

The remarks state “Exhibit 24: Power of Attorney”, indicating that a Power of Attorney is included as an exhibit to authorize certain actions, such as signing or submitting SEC forms on behalf of the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Garcia Caroline M

(Last)(First)(Middle)
231 W. MICHIGAN ST.

(Street)
MILWAUKEE WISCONSIN 53203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/31/2026
3. Issuer Name and Ticker or Trading Symbol
WEC ENERGY GROUP, INC. [ WEC ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President and Controller
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24: Power of Attorney
No securities are beneficially owned.
Joshua M. Erickson, as attorney-in-fact09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)