Wells Fargo EVP Reports Preferred Share Redemption, Holds 44,454 Common Shares

Rhea-AI Filing Summary

Fernando Rivas, Sr. Executive Vice President of Wells Fargo, reported multiple securities transactions and holdings on June 28, 2025. Key changes include:

• Disposition of 46 Series U Preferred Shares on June 16, 2025, which were called for redemption by Wells Fargo at face value ($1,000)
• Current beneficial ownership of 44,454.1154 shares of Common Stock (Direct ownership)
• Indirect holdings through spouse include: - 39 Preferred Shares, Series BB - 100 Preferred Shares, Series EE

The filing indicates ongoing participation in a dividend reinvestment program, as reflected in the common stock holdings. The transaction was executed through Power of Attorney by Meghan Daly on behalf of Fernando Rivas.

Insider Trade Summary

Other: 46 shares

Other 4 txns

Insider Rivas Fernando

Role Sr. Executive Vice President

Type	Security	Shares	Price	Value
Other	Preferred Shares, Series U	46	$1,000.00	$46K
holding	Common Stock, $1 2/3 Par Value	--	--	--
holding	Preferred Shares, Series BB	--	--	--
holding	Preferred Shares, Series EE	--	--	--

Holdings After Transaction: Preferred Shares, Series U — 0 shares (Indirect, By Spouse); Common Stock, $1 2/3 Par Value — 44,454.1154 shares (Direct); Preferred Shares, Series BB — 39 shares (Indirect, By Spouse); Preferred Shares, Series EE — 100 shares (Indirect, By Spouse)

Footnotes (2)

1. F1. Depository shares, each representing a 1/25th interest in a share of Wells Fargo & Company 5.875% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series U, were called for redemption by the issuer at a price equal to their face value.
2. F2. Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider trading activity occurred at WFC on June 16, 2025?

On June 16, 2025, Fernando Rivas, Sr. Executive Vice President at Wells Fargo, disposed of 46 Preferred Shares, Series U. These shares were called for redemption by Wells Fargo at face value ($1,000). This was not a typical sale but rather a mandatory redemption initiated by the company.

How many WFC common shares does Fernando Rivas own as of June 2025?

According to the Form 4 filing, Fernando Rivas directly owns 44,454.1154 shares of Wells Fargo Common Stock ($1 2/3 Par Value). This amount includes shares acquired through a dividend reinvestment program since his previous Form 4 filing.

What preferred shares of WFC does Fernando Rivas indirectly own?

Fernando Rivas indirectly owns, through his spouse, 39 Preferred Shares Series BB and 100 Preferred Shares Series EE of Wells Fargo. These holdings are listed as indirect beneficial ownership in the filing.

What was the redemption price of WFC's Series U Preferred Shares in June 2025?

The Series U Preferred Shares (specifically, depository shares representing 1/25th interest in Wells Fargo's 5.875% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock) were called for redemption at their face value of $1,000 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/18/2025 - 05:29 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rivas Fernando

(Last) (First) (Middle)

30 HUDSON YARDS

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Preferred Shares, Series U	06/16/2025		J(1)		46	D	$1,000	0	I	By Spouse
Common Stock, $1 2/3 Par Value								44,454.1154(2)	D
Preferred Shares, Series BB								39	I	By Spouse
Preferred Shares, Series EE								100	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Depository shares, each representing a 1/25th interest in a share of Wells Fargo & Company 5.875% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series U, were called for redemption by the issuer at a price equal to their face value.

2. Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.

Remarks:

Exhibit 24 - Power of Attorney

	Fernando S. Rivas, by Meghan Daly, as Attorney-in-Fact	06/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.