STOCK TITAN

[Form 4] Wells Fargo & Co. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Fernando Rivas, Sr. Executive Vice President of Wells Fargo, reported multiple securities transactions and holdings on June 28, 2025. Key changes include:

  • Disposition of 46 Series U Preferred Shares on June 16, 2025, which were called for redemption by Wells Fargo at face value ($1,000)
  • Current beneficial ownership of 44,454.1154 shares of Common Stock (Direct ownership)
  • Indirect holdings through spouse include: - 39 Preferred Shares, Series BB - 100 Preferred Shares, Series EE

The filing indicates ongoing participation in a dividend reinvestment program, as reflected in the common stock holdings. The transaction was executed through Power of Attorney by Meghan Daly on behalf of Fernando Rivas.

Fernando Rivas, Vicepresidente Esecutivo Senior di Wells Fargo, ha comunicato il 28 giugno 2025 diverse operazioni e detenzioni di titoli. Le modifiche principali includono:

  • Disposizione di 46 azioni privilegiate Serie U il 16 giugno 2025, richiamate da Wells Fargo al valore nominale ($1.000)
  • Detenzione diretta attuale di 44.454,1154 azioni di azioni ordinarie
  • Detenzioni indirette tramite il coniuge comprendono:
    • 39 azioni privilegiate, Serie BB
    • 100 azioni privilegiate, Serie EE

La comunicazione indica una partecipazione continua a un programma di reinvestimento dei dividendi, come evidenziato dalle azioni ordinarie detenute. La transazione è stata eseguita tramite procura da Meghan Daly per conto di Fernando Rivas.

Fernando Rivas, Vicepresidente Ejecutivo Senior de Wells Fargo, reportó múltiples transacciones y tenencias de valores el 28 de junio de 2025. Los cambios clave incluyen:

  • Disposición de 46 acciones preferentes Serie U el 16 de junio de 2025, que fueron llamadas para redención por Wells Fargo al valor nominal ($1,000)
  • Propiedad beneficiosa actual de 44,454.1154 acciones ordinarias (propiedad directa)
  • Tenencias indirectas a través del cónyuge incluyen:
    • 39 acciones preferentes, Serie BB
    • 100 acciones preferentes, Serie EE

El reporte indica participación continua en un programa de reinversión de dividendos, reflejado en las tenencias de acciones ordinarias. La transacción fue ejecutada mediante poder notarial por Meghan Daly en nombre de Fernando Rivas.

페르난도 리바스, 웰스파고 수석 부사장은 2025년 6월 28일 여러 증권 거래 및 보유 내역을 보고했습니다. 주요 변경 사항은 다음과 같습니다:

  • 2025년 6월 16일에 46주 시리즈 U 우선주 처분, 웰스파고가 액면가($1,000)로 상환 요청
  • 현재 직접 보유 중인 44,454.1154주 보통주
  • 배우자를 통한 간접 보유 내역:
    • 시리즈 BB 우선주 39주
    • 시리즈 EE 우선주 100주

보고서에는 보통주 보유에 반영된 배당금 재투자 프로그램에 계속 참여 중임을 나타냅니다. 거래는 페르난도 리바스를 대신해 메건 데일리가 위임장을 통해 실행했습니다.

Fernando Rivas, Vice-Président Exécutif Senior de Wells Fargo, a déclaré plusieurs transactions et détentions de titres le 28 juin 2025. Les changements clés incluent :

  • Disposition de 46 actions privilégiées Série U le 16 juin 2025, rachetées par Wells Fargo à leur valeur nominale (1 000 $)
  • Possession bénéficiaire actuelle de 44 454,1154 actions ordinaires (possession directe)
  • Detentions indirectes via l'épouse comprenant :
    • 39 actions privilégiées, Série BB
    • 100 actions privilégiées, Série EE

Le dépôt indique une participation continue à un programme de réinvestissement des dividendes, reflétée dans les détentions d'actions ordinaires. La transaction a été exécutée par procuration par Meghan Daly au nom de Fernando Rivas.

Fernando Rivas, Senior Executive Vice President von Wells Fargo, meldete am 28. Juni 2025 mehrere Wertpapiertransaktionen und -bestände. Wichtige Änderungen umfassen:

  • Veräußerung von 46 Series U Vorzugsaktien am 16. Juni 2025, die von Wells Fargo zum Nennwert ($1.000) zur Rückzahlung aufgerufen wurden
  • Derzeitiger wirtschaftlicher Eigentum an 44.454,1154 Aktien Stammaktien (Direktbesitz)
  • Indirekte Beteiligungen über den Ehepartner umfassen:
    • 39 Vorzugsaktien, Serie BB
    • 100 Vorzugsaktien, Serie EE

Die Meldung zeigt eine fortlaufende Teilnahme an einem Dividenden-Reinvestitionsprogramm, wie in den Stammaktienbeständen ersichtlich. Die Transaktion wurde durch eine Vollmacht von Meghan Daly im Namen von Fernando Rivas ausgeführt.

Positive
  • None.
Negative
  • None.

Fernando Rivas, Vicepresidente Esecutivo Senior di Wells Fargo, ha comunicato il 28 giugno 2025 diverse operazioni e detenzioni di titoli. Le modifiche principali includono:

  • Disposizione di 46 azioni privilegiate Serie U il 16 giugno 2025, richiamate da Wells Fargo al valore nominale ($1.000)
  • Detenzione diretta attuale di 44.454,1154 azioni di azioni ordinarie
  • Detenzioni indirette tramite il coniuge comprendono:
    • 39 azioni privilegiate, Serie BB
    • 100 azioni privilegiate, Serie EE

La comunicazione indica una partecipazione continua a un programma di reinvestimento dei dividendi, come evidenziato dalle azioni ordinarie detenute. La transazione è stata eseguita tramite procura da Meghan Daly per conto di Fernando Rivas.

Fernando Rivas, Vicepresidente Ejecutivo Senior de Wells Fargo, reportó múltiples transacciones y tenencias de valores el 28 de junio de 2025. Los cambios clave incluyen:

  • Disposición de 46 acciones preferentes Serie U el 16 de junio de 2025, que fueron llamadas para redención por Wells Fargo al valor nominal ($1,000)
  • Propiedad beneficiosa actual de 44,454.1154 acciones ordinarias (propiedad directa)
  • Tenencias indirectas a través del cónyuge incluyen:
    • 39 acciones preferentes, Serie BB
    • 100 acciones preferentes, Serie EE

El reporte indica participación continua en un programa de reinversión de dividendos, reflejado en las tenencias de acciones ordinarias. La transacción fue ejecutada mediante poder notarial por Meghan Daly en nombre de Fernando Rivas.

페르난도 리바스, 웰스파고 수석 부사장은 2025년 6월 28일 여러 증권 거래 및 보유 내역을 보고했습니다. 주요 변경 사항은 다음과 같습니다:

  • 2025년 6월 16일에 46주 시리즈 U 우선주 처분, 웰스파고가 액면가($1,000)로 상환 요청
  • 현재 직접 보유 중인 44,454.1154주 보통주
  • 배우자를 통한 간접 보유 내역:
    • 시리즈 BB 우선주 39주
    • 시리즈 EE 우선주 100주

보고서에는 보통주 보유에 반영된 배당금 재투자 프로그램에 계속 참여 중임을 나타냅니다. 거래는 페르난도 리바스를 대신해 메건 데일리가 위임장을 통해 실행했습니다.

Fernando Rivas, Vice-Président Exécutif Senior de Wells Fargo, a déclaré plusieurs transactions et détentions de titres le 28 juin 2025. Les changements clés incluent :

  • Disposition de 46 actions privilégiées Série U le 16 juin 2025, rachetées par Wells Fargo à leur valeur nominale (1 000 $)
  • Possession bénéficiaire actuelle de 44 454,1154 actions ordinaires (possession directe)
  • Detentions indirectes via l'épouse comprenant :
    • 39 actions privilégiées, Série BB
    • 100 actions privilégiées, Série EE

Le dépôt indique une participation continue à un programme de réinvestissement des dividendes, reflétée dans les détentions d'actions ordinaires. La transaction a été exécutée par procuration par Meghan Daly au nom de Fernando Rivas.

Fernando Rivas, Senior Executive Vice President von Wells Fargo, meldete am 28. Juni 2025 mehrere Wertpapiertransaktionen und -bestände. Wichtige Änderungen umfassen:

  • Veräußerung von 46 Series U Vorzugsaktien am 16. Juni 2025, die von Wells Fargo zum Nennwert ($1.000) zur Rückzahlung aufgerufen wurden
  • Derzeitiger wirtschaftlicher Eigentum an 44.454,1154 Aktien Stammaktien (Direktbesitz)
  • Indirekte Beteiligungen über den Ehepartner umfassen:
    • 39 Vorzugsaktien, Serie BB
    • 100 Vorzugsaktien, Serie EE

Die Meldung zeigt eine fortlaufende Teilnahme an einem Dividenden-Reinvestitionsprogramm, wie in den Stammaktienbeständen ersichtlich. Die Transaktion wurde durch eine Vollmacht von Meghan Daly im Namen von Fernando Rivas ausgeführt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rivas Fernando

(Last) (First) (Middle)
30 HUDSON YARDS

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Preferred Shares, Series U 06/16/2025 J(1) 46 D $1,000 0 I By Spouse
Common Stock, $1 2/3 Par Value 44,454.1154(2) D
Preferred Shares, Series BB 39 I By Spouse
Preferred Shares, Series EE 100 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Depository shares, each representing a 1/25th interest in a share of Wells Fargo & Company 5.875% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series U, were called for redemption by the issuer at a price equal to their face value.
2. Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.
Remarks:
Exhibit 24 - Power of Attorney
Fernando S. Rivas, by Meghan Daly, as Attorney-in-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider trading activity occurred at WFC on June 16, 2025?

On June 16, 2025, Fernando Rivas, Sr. Executive Vice President at Wells Fargo, disposed of 46 Preferred Shares, Series U. These shares were called for redemption by Wells Fargo at face value ($1,000). This was not a typical sale but rather a mandatory redemption initiated by the company.

How many WFC common shares does Fernando Rivas own as of June 2025?

According to the Form 4 filing, Fernando Rivas directly owns 44,454.1154 shares of Wells Fargo Common Stock ($1 2/3 Par Value). This amount includes shares acquired through a dividend reinvestment program since his previous Form 4 filing.

What preferred shares of WFC does Fernando Rivas indirectly own?

Fernando Rivas indirectly owns, through his spouse, 39 Preferred Shares Series BB and 100 Preferred Shares Series EE of Wells Fargo. These holdings are listed as indirect beneficial ownership in the filing.

What was the redemption price of WFC's Series U Preferred Shares in June 2025?

The Series U Preferred Shares (specifically, depository shares representing 1/25th interest in Wells Fargo's 5.875% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock) were called for redemption at their face value of $1,000 per share.
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