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Wells Fargo (WFC) EVP Saul Van Beurden awarded 45,373 Restricted Share Rights

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wells Fargo & Company senior executive Saul Van Beurden reported a new equity award of 45,373 Restricted Share Rights on January 27, 2026. Each Restricted Share Right represents a contingent right to receive one share of Wells Fargo common stock at no cash exercise price.

After this grant, he holds 45,373 Restricted Share Rights directly. He also reports 188,474.1725 shares of common stock held directly, plus indirect holdings through the company 401(k) plan and accounts for three children. The Restricted Share Rights vest in three equal installments on February 5, 2027, 2028, and 2029, and are subject to the company’s stock ownership policy requiring him to hold shares while employed and for one year after retirement.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Van Beurden Saul

(Last) (First) (Middle)
30 HUDSON YARDS

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1 2/3 Par Value 188,474.1725 D
Common Stock, $1 2/3 Par Value 1,290.16(1) I Through 401(k) Plan
Common Stock, $1 2/3 Par Value 1,916.234 I By Child 1
Common Stock, $1 2/3 Par Value 1,882 I By Child 2
Common Stock, $1 2/3 Par Value 1,882 I By Child 3
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Right (2) 01/27/2026 A 45,373 (3) (3) Common Stock, $1 2/3 Par Value 45,373 $0 45,373 D
Explanation of Responses:
1. Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of December 31, 2025, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
2. Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.
3. These RSRs vest in three installments: one-third on 2/5/2027, 2/5/2028, and 2/5/2029. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Saul Van Beurden, by Meghan Daly, as Attorney-in-Fact 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Wells Fargo (WFC) insider Saul Van Beurden report on this Form 4?

Saul Van Beurden reported an award of 45,373 Restricted Share Rights on January 27, 2026. Each right is a contingent claim to one share of Wells Fargo common stock, granted at a $0 exercise price as part of his executive compensation.

How many Wells Fargo (WFC) Restricted Share Rights does Saul Van Beurden now hold?

Following the reported transaction, Saul Van Beurden directly holds 45,373 Restricted Share Rights. According to the filing, each right corresponds to one share of Wells Fargo common stock and vests over time in three equal annual installments starting in 2027.

When do Saul Van Beurden’s new Wells Fargo (WFC) Restricted Share Rights vest?

The 45,373 Restricted Share Rights vest in three equal installments. One-third vests on February 5, 2027, another third on February 5, 2028, and the final third on February 5, 2029, subject to the applicable employment and holding conditions.

What Wells Fargo (WFC) share ownership does Saul Van Beurden report besides the new grant?

He reports 188,474.1725 common shares held directly, plus indirect holdings including 1,290.16 share equivalents through the company 401(k) ESOP fund and additional common shares held for three children, all listed as indirect beneficial ownership positions.

What stock holding conditions apply to Saul Van Beurden’s Wells Fargo (WFC) Restricted Share Rights?

As a condition of receiving the grant, he agreed to hold Wells Fargo common stock in line with the company’s Stock Ownership Policy. This requires maintaining holdings while employed by Wells Fargo and for one year after retirement, in addition to the scheduled vesting dates.
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