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WELLS FARGO & COMPANY/MN (WFC) SEC Filings, Oct 5-6, 2026

WFC NYSE
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Wells Fargo & Company (WFC) guarantees a Wells Fargo Finance LLC offering with a total original offering price of $1,585,000 for auto-callable notes linked to the lower-performing of the MSCI Emerging Markets Index and Global X U.S. Infrastructure Development ETF. The terms provide $1,553,300 in total proceeds to the issuer. The original offering price is $1,000 per security, compared with an estimated value of $962.79 per security.

On a call date, if the lower-performing underlier is at least 85% of its starting value, the notes are called for $1,120 to $1,480 per security, with call premiums ranging from 12% to 48% of face amount. If not called, the notes pay $1,000 at maturity when the lowest-performing underlier ends below 85% but at or above the 70% downside threshold. Below 70%, payment reflects the underlier’s full decline from its starting value and could be zero. The notes pay no interest, cap returns at the applicable call premium, are unlisted, and carry issuer and guarantor credit risk.

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Wells Fargo Finance LLC is offering $1,000-face-amount market-linked notes, fully and unconditionally guaranteed by Wells Fargo & Company (WFC). Returns depend on the lowest-performing of the iShares MSCI EAFE ETF, Nasdaq-100 Index and Russell 2000 Index. The contingent coupon rate, set on the pricing date, will be at least 11.50% per annum; quarterly coupons are paid only if the weakest underlier closes at or above 70% of its starting value. The issuer may redeem on quarterly coupon dates beginning approximately three months after issuance, paying face amount and a final coupon if payable.

If not redeemed, the notes mature July 10, 2028, subject to postponement. At maturity, a weakest-underlier value at or above 65% of its starting value on the final calculation day returns $1,000 per security; below 65%, payment is $1,000 multiplied by that underlier’s performance factor, exposing principal to its full decline from its starting value and potentially all principal loss. The notes provide no underlier appreciation or dividends. Current estimated value is approximately $989.70 per security; the pricing-date estimate will be at least $959.70, versus a $1,000 offering price. These are unsecured obligations of Wells Fargo Finance LLC, guaranteed by WFC, and are unlisted with no assured secondary market.

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Wells Fargo & Company (WFC) guarantees Wells Fargo Finance LLC’s preliminary offering of $1,000 face-amount equity index-linked digital securities tied to the EURO STOXX 50 Index. The securities pay no interest, and the determination date is expected 24 to 27 months after the trade date.

If the final index level is at least 85.00% of its initial level, each security is expected to pay $1,170.90 to $1,201.00 at maturity, a contingent fixed return of 17.09% to 20.10%, to be set on the trade date. Below 85.00%, the payment declines by approximately 1.1765% of face amount for each 1% decline below the threshold; the payment could be zero. The current estimated value is approximately $993.40 per security, and the estimated value on the trade date will be at least $963.40. The notes are unsecured and unlisted, and a secondary market is not assured; payments are subject to the issuer’s and guarantor’s credit risk.

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Rhea-AI Summary

Wells Fargo Finance LLC sets out preliminary pricing terms for callable market-linked debt securities tied to the lowest-performing of the Russell 2000 Index, S&P 500 Index and Utilities Select Sector SPDR ETF. Wells Fargo & Company (WFC) fully and unconditionally guarantees the unsecured notes. Each security has a $1,000 face amount and original offering price; the stated proceeds to Wells Fargo Finance LLC are $992.50 per security, with a $7.50 agent discount.

Monthly contingent coupons, at a rate to be set on the pricing date of at least 10.40% per annum, are paid only if the lowest-performing underlier closes at or above 70% of its starting value; otherwise, that month’s coupon is not paid. Wells Fargo Finance LLC may redeem the securities in whole, not in part, on coupon payment dates beginning approximately six months after issuance. If not redeemed, maturity is October 10, 2031: the full face amount is paid only if the lowest-performing underlier ends at or above 65% of its starting value; below that, payment reflects its full decline from its starting value and may be zero. The notes do not participate in underlier appreciation or dividends and are not exchange-listed. Current estimated value is approximately $977.08 per security; the pricing-date estimate will not be less than $947.08.

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Wells Fargo Finance LLC is offering preliminary market-linked notes at $1,000 per security, fully and unconditionally guaranteed by Wells Fargo & Company (WFC). Returns depend on the lowest-performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500. Quarterly coupons are paid only when that index closes at or above 70% of its starting value; the coupon rate will be set on the pricing date and will be at least 9.15% per annum.

Wells Fargo Finance LLC may redeem the notes quarterly beginning approximately six months after issuance. If not redeemed, the stated maturity date is October 31, 2031, subject to postponement. Holders receive the $1,000 face amount at maturity if the lowest performer is at or above 50% of its starting value; below that threshold, payment reflects its full decline from the starting value and may be zero. The current estimated value is approximately $983.80 per security, with a pricing-date floor of $953.80. The notes are unlisted, and a secondary market is not assured.

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Wells Fargo & Company director Ronald Sargent acquired 529.595 Phantom Stock Units on October 1, 2026, with a reported price of $80.25 per share. Each unit represents the right to receive one share of common stock, and the deferred compensation is payable in a lump sum or installments based on the director’s election. His reported balance after the acquisition was 72,073.4427 Phantom Stock Units, including dividend equivalents reinvested in additional units. He also reported 81 common shares held directly and 18,050 common shares held through a revocable trust as of October 1, 2026.

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Wells Fargo & Company director Wayne M. Hewett acquired 451.7134 Phantom Stock Units on October 1, 2026; the reported per-share figure was $80.25. Each unit represents the right to receive one share of Wells Fargo common stock. His reported post-transaction position was 42,707.4493 Phantom Stock Units, including dividend equivalents reinvested in additional units. He also held 101 shares of common stock directly.

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Wells Fargo & Company director Steven D. Black acquired 1,152.6480 Phantom Stock Units on October 1, 2026, at a reported price of $80.2500 per unit. Each unit represents the right to receive one share of common stock. His direct balance after the acquisition was 59,565.4382 Phantom Stock Units, including dividend equivalents reinvested, and 141.5710 shares of common stock; the common stock balance includes shares acquired through a dividend reinvestment program since his most recent Form 4.

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Wells Fargo Finance LLC is offering preliminary equity-index-linked notes, fully and unconditionally guaranteed by Wells Fargo & Company (WFC), at $1,000 per security. The notes are linked to a weighted basket of the EURO STOXX 50 (40%), TOPIX (25%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (7%). They pay no periodic interest, and holders forgo dividends on the basket securities.

If the basket rises, the notes provide 180% upside participation, subject to a cap level expected at 122.10%–126.00% and a maximum settlement amount expected at $1,397.80–$1,468.00 per security. A decline of up to 15.00% returns the $1,000 face amount; losses apply below that buffer at approximately 117.65% of each additional 1% decline, potentially reaching the full investment. The determination date is expected 27 to 30 months after the trade date. The current estimated value is approximately $986.00 per security, with a trade-date estimate no lower than $956.00. The notes are unlisted and a secondary market is not assured.

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Wells Fargo Finance LLC is offering market-linked notes with a $471,000 aggregate original offering price; Wells Fargo & Company (WFC) fully and unconditionally guarantees them. Each security has a $1,000 face amount, with total proceeds to Wells Fargo Finance LLC of $468,645 after a $2,355 agent discount. The notes are due October 4, 2029, subject to postponement, unless called earlier. Their estimated value on the pricing date is $980.04 per security, below the $1,000 offering price.

Coupon payments are conditional on the worst-performing of the Nasdaq-100, Russell 2000 and S&P 500 closing at or above 65% of its starting value on a monthly calculation day; the contingent rate is 10.40% per annum. Wells Fargo Finance LLC may redeem the notes at its option on monthly dates from April 2027 through September 2029. If not redeemed, principal is returned at maturity only if the lowest-performing index ends at or above 65%; below that level, repayment is $1,000 multiplied by that index’s performance factor, exposing holders to loss of more than 35%, potentially all principal. The notes do not share in index appreciation or dividends and are unlisted; a secondary market is not assured.

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FAQ

How many WELLS FARGO & COMPANY/MN (WFC) SEC filings are available on StockTitan?

StockTitan tracks 969 SEC filings for WELLS FARGO & COMPANY/MN (WFC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for WELLS FARGO & COMPANY/MN (WFC)?

The most recent SEC filing for WELLS FARGO & COMPANY/MN (WFC) was filed on October 6, 2026.