STOCK TITAN

[Form 4] GeneDx Holdings Corp. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

GeneDx Holdings Corp (WGS) director Richard C. Pfenniger Jr. reported multiple transactions involving Restricted Stock Units (RSUs) on June 18, 2025:

  • Acquired 3,576 new RSUs that vest at the earlier of next annual shareholder meeting or first grant anniversary
  • Converted 12,924 RSUs into Class A Common Stock at $0 exercise price
  • Following these transactions, Pfenniger directly owns 41,506 shares of Class A Common Stock and 3,576 RSUs

The transactions were executed under standard director compensation arrangements, with RSUs representing contingent rights to receive one share of Class A Common Stock upon settlement. The filing was submitted by attorney-in-fact Bridget Brown on June 23, 2025.

Richard C. Pfenniger Jr., direttore di GeneDx Holdings Corp (WGS), ha segnalato il 18 giugno 2025 diverse operazioni riguardanti Restricted Stock Units (RSU):

  • Acquisizione di 3.576 nuove RSU che maturano alla data del prossimo incontro annuale degli azionisti o al primo anniversario della concessione, a seconda di quale avvenga prima
  • Conversione di 12.924 RSU in azioni ordinarie di Classe A con prezzo di esercizio pari a 0$
  • Dopo queste operazioni, Pfenniger detiene direttamente 41.506 azioni ordinarie di Classe A e 3.576 RSU

Le operazioni sono state effettuate secondo le normali condizioni di compenso per i direttori, con le RSU che rappresentano diritti condizionati a ricevere una azione ordinaria di Classe A al momento del regolamento. La comunicazione è stata presentata dall’avvocato procuratore Bridget Brown il 23 giugno 2025.

Richard C. Pfenniger Jr., director de GeneDx Holdings Corp (WGS), informó el 18 de junio de 2025 varias transacciones relacionadas con Restricted Stock Units (RSU):

  • Adquisición de 3.576 nuevas RSU que se consolidan en la fecha del próximo reunión anual de accionistas o en el primer aniversario de la concesión, lo que ocurra primero
  • Conversión de 12.924 RSU en acciones ordinarias Clase A con precio de ejercicio de 0$
  • Tras estas transacciones, Pfenniger posee directamente 41.506 acciones ordinarias Clase A y 3.576 RSU

Las transacciones se realizaron bajo los términos estándar de compensación para directores, siendo las RSU derechos contingentes para recibir una acción ordinaria Clase A al momento del pago. La presentación fue realizada por la apoderada Bridget Brown el 23 de junio de 2025.

GeneDx Holdings Corp (WGS) 이사인 Richard C. Pfenniger Jr.는 2025년 6월 18일 제한 주식 단위(RSUs)와 관련된 여러 거래를 보고했습니다:

  • 다음 연례 주주총회 또는 최초 부여 기념일 중 빠른 시점에 권리가 확정되는 3,576개의 신규 RSU 취득
  • 12,924개의 RSU를 행사가격 0달러로 클래스 A 보통주로 전환
  • 이 거래 후 Pfenniger는 클래스 A 보통주 41,506주와 RSU 3,576주를 직접 보유

이 거래들은 이사 보상 규정에 따라 이루어졌으며, RSU는 결제 시 클래스 A 보통주 1주를 받을 수 있는 조건부 권리를 의미합니다. 해당 제출은 2025년 6월 23일 법정 대리인 브리짓 브라운에 의해 이루어졌습니다.

Richard C. Pfenniger Jr., administrateur de GeneDx Holdings Corp (WGS), a déclaré plusieurs opérations impliquant des Restricted Stock Units (RSU) le 18 juin 2025 :

  • Acquisition de 3 576 nouvelles RSU qui seront acquises au plus tôt lors de la prochaine assemblée annuelle des actionnaires ou à la première date anniversaire de l’attribution
  • Conversion de 12 924 RSU en actions ordinaires de Classe A au prix d’exercice de 0$
  • Suite à ces opérations, Pfenniger détient directement 41 506 actions ordinaires de Classe A et 3 576 RSU

Ces transactions ont été réalisées dans le cadre des arrangements habituels de rémunération des administrateurs, les RSU représentant des droits conditionnels à recevoir une action ordinaire de Classe A lors du règlement. Le dépôt a été effectué par la mandataire Bridget Brown le 23 juin 2025.

Richard C. Pfenniger Jr., Direktor von GeneDx Holdings Corp (WGS), meldete am 18. Juni 2025 mehrere Transaktionen im Zusammenhang mit Restricted Stock Units (RSUs):

  • Erwerb von 3.576 neuen RSUs, die entweder bei der nächsten jährlichen Hauptversammlung oder am ersten Jahrestag der Gewährung fällig werden, je nachdem, was zuerst eintritt
  • Umwandlung von 12.924 RSUs in Class A Stammaktien zum Ausübungspreis von 0$
  • Nach diesen Transaktionen besitzt Pfenniger direkt 41.506 Class A Stammaktien und 3.576 RSUs

Die Transaktionen erfolgten im Rahmen der üblichen Vergütungsregelungen für Direktoren, wobei RSUs bedingte Rechte darstellen, bei Abwicklung eine Class A Stammaktie zu erhalten. Die Meldung wurde am 23. Juni 2025 von der Bevollmächtigten Bridget Brown eingereicht.

Positive
  • None.
Negative
  • None.

Richard C. Pfenniger Jr., direttore di GeneDx Holdings Corp (WGS), ha segnalato il 18 giugno 2025 diverse operazioni riguardanti Restricted Stock Units (RSU):

  • Acquisizione di 3.576 nuove RSU che maturano alla data del prossimo incontro annuale degli azionisti o al primo anniversario della concessione, a seconda di quale avvenga prima
  • Conversione di 12.924 RSU in azioni ordinarie di Classe A con prezzo di esercizio pari a 0$
  • Dopo queste operazioni, Pfenniger detiene direttamente 41.506 azioni ordinarie di Classe A e 3.576 RSU

Le operazioni sono state effettuate secondo le normali condizioni di compenso per i direttori, con le RSU che rappresentano diritti condizionati a ricevere una azione ordinaria di Classe A al momento del regolamento. La comunicazione è stata presentata dall’avvocato procuratore Bridget Brown il 23 giugno 2025.

Richard C. Pfenniger Jr., director de GeneDx Holdings Corp (WGS), informó el 18 de junio de 2025 varias transacciones relacionadas con Restricted Stock Units (RSU):

  • Adquisición de 3.576 nuevas RSU que se consolidan en la fecha del próximo reunión anual de accionistas o en el primer aniversario de la concesión, lo que ocurra primero
  • Conversión de 12.924 RSU en acciones ordinarias Clase A con precio de ejercicio de 0$
  • Tras estas transacciones, Pfenniger posee directamente 41.506 acciones ordinarias Clase A y 3.576 RSU

Las transacciones se realizaron bajo los términos estándar de compensación para directores, siendo las RSU derechos contingentes para recibir una acción ordinaria Clase A al momento del pago. La presentación fue realizada por la apoderada Bridget Brown el 23 de junio de 2025.

GeneDx Holdings Corp (WGS) 이사인 Richard C. Pfenniger Jr.는 2025년 6월 18일 제한 주식 단위(RSUs)와 관련된 여러 거래를 보고했습니다:

  • 다음 연례 주주총회 또는 최초 부여 기념일 중 빠른 시점에 권리가 확정되는 3,576개의 신규 RSU 취득
  • 12,924개의 RSU를 행사가격 0달러로 클래스 A 보통주로 전환
  • 이 거래 후 Pfenniger는 클래스 A 보통주 41,506주와 RSU 3,576주를 직접 보유

이 거래들은 이사 보상 규정에 따라 이루어졌으며, RSU는 결제 시 클래스 A 보통주 1주를 받을 수 있는 조건부 권리를 의미합니다. 해당 제출은 2025년 6월 23일 법정 대리인 브리짓 브라운에 의해 이루어졌습니다.

Richard C. Pfenniger Jr., administrateur de GeneDx Holdings Corp (WGS), a déclaré plusieurs opérations impliquant des Restricted Stock Units (RSU) le 18 juin 2025 :

  • Acquisition de 3 576 nouvelles RSU qui seront acquises au plus tôt lors de la prochaine assemblée annuelle des actionnaires ou à la première date anniversaire de l’attribution
  • Conversion de 12 924 RSU en actions ordinaires de Classe A au prix d’exercice de 0$
  • Suite à ces opérations, Pfenniger détient directement 41 506 actions ordinaires de Classe A et 3 576 RSU

Ces transactions ont été réalisées dans le cadre des arrangements habituels de rémunération des administrateurs, les RSU représentant des droits conditionnels à recevoir une action ordinaire de Classe A lors du règlement. Le dépôt a été effectué par la mandataire Bridget Brown le 23 juin 2025.

Richard C. Pfenniger Jr., Direktor von GeneDx Holdings Corp (WGS), meldete am 18. Juni 2025 mehrere Transaktionen im Zusammenhang mit Restricted Stock Units (RSUs):

  • Erwerb von 3.576 neuen RSUs, die entweder bei der nächsten jährlichen Hauptversammlung oder am ersten Jahrestag der Gewährung fällig werden, je nachdem, was zuerst eintritt
  • Umwandlung von 12.924 RSUs in Class A Stammaktien zum Ausübungspreis von 0$
  • Nach diesen Transaktionen besitzt Pfenniger direkt 41.506 Class A Stammaktien und 3.576 RSUs

Die Transaktionen erfolgten im Rahmen der üblichen Vergütungsregelungen für Direktoren, wobei RSUs bedingte Rechte darstellen, bei Abwicklung eine Class A Stammaktie zu erhalten. Die Meldung wurde am 23. Juni 2025 von der Bevollmächtigten Bridget Brown eingereicht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PFENNIGER RICHARD C JR

(Last) (First) (Middle)
C/O GENEDX HOLDINGS CORP.

(Street)
STAMFORD CT 06902

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GeneDx Holdings Corp. [ WGS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/18/2025 M 12,924 A $0(1) 41,506 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 06/18/2025 A 3,576 (2) (2) Class A Common Stock 3,576 $0 3,576 D
Restricted Stock Unit (1) 06/18/2025 M 12,924 (2) (2) Class A Common Stock 12,924 $0 0 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
2. The RSUs shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.
/s/ Bridget Brown, Attorney-in-Fact 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider trading activity occurred at GeneDx Holdings (WGS) on June 18, 2025?

Director Richard C. Pfenniger Jr. acquired 12,924 shares of Class A Common Stock through the conversion of Restricted Stock Units (RSUs). Additionally, he was granted 3,576 new RSUs on the same date.

How many shares of WGS does Richard Pfenniger own after the June 18, 2025 transaction?

Following the reported transaction, Richard Pfenniger directly owns 41,506 shares of GeneDx Holdings (WGS) Class A Common Stock, plus 3,576 unvested RSUs.

What are the vesting terms for the new WGS RSUs granted to Pfenniger?

The RSUs will vest at the earlier of: (a) the date of the next annual meeting of GeneDx's shareholders following the grant date, or (b) the first anniversary of the grant date, subject to Pfenniger continuing to provide services to the company through the vesting date.

What was the exercise price of the WGS RSUs converted by Pfenniger?

The RSUs were converted to Class A Common Stock for no consideration ($0). Each RSU represented a contingent right to receive 1 share of GeneDx Holdings' Class A Common Stock upon settlement.
GeneDx Holdings Corp

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