Welcome to our dedicated page for Whitehorse SEC filings (Ticker: WHF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Independent Bank Corp. (IBCP) – Form 4 insider transaction
Director Ronia F. Kruse reported two acquisitions of phantom stock units under the company’s Deferred Compensation and Stock Purchase Plan for Non-Employee Directors:
- 15 May 2025: 172.90 units acquired at a reference price of $32.57.
- 01 Jul 2025: 685.66 units acquired at a reference price of $29.17.
After the transactions, Kruse’s total holdings in derivative phantom units rose to 22,517.77. These units are designed to mirror the value of IBCP common stock and will be settled in shares when the director retires from the Board.
No common shares were bought or sold on the open market, and the filing contains no indication of dispositions or sales. The transactions are routine, compensation-related awards that increase the director’s equity-linked exposure and further align board incentives with shareholder interests, but they do not change the public float or directly affect cash flow.
WhiteHorse Finance, Inc. (NASDAQ: WHF) has released its 2025 Definitive Proxy Statement. Stockholders as of June 6, 2025 are invited to a fully-virtual annual meeting on July 30, 2025 at 1:00 p.m. ET.
Key voting items
- Proposal 1: Elect two Class I independent directors—G. Stacy Smith and John P. Volpe—for terms expiring in 2028.
- Proposal 2: Ratify Crowe LLP as independent registered public accounting firm for FY 2025.
Ownership & capital
- 23,243,088 shares of common stock outstanding; one vote per share.
- Largest holder: H.I.G. Bayside Loan Opportunity Fund IV, L.P. with 17.1%.
- All officers & directors as a group control 2.5% of shares.
Governance structure
- Seven-member staggered board; four independent directors (majority).
- Independent directors chair Audit, Compensation, and Nominating/Governance committees.
- John Bolduc (H.I.G. Capital) remains non-independent Board Chair; no Lead Independent Director, but Audit Chair Rick P. Puckett acts as liaison.
Advisor & fee highlights
- Base management fee paid to WhiteHorse Advisers totaled $12.1 million for FY 2024; fee rate reduced to 1.75% from 2.00% effective Jan 1 2024.
- Performance-based incentive fee was $9.3 million.
- Administration fees to WhiteHorse Administration were $0.7 million.
Audit & financial controls
- Crowe billed WHF $0.517 million in FY 2024 (audit fees $0.487 million; other fees $0.030 million).
- Audit Committee (all independent) pre-approves all audit/non-audit services; Rick D. Puckett qualified as financial expert.
Director compensation
- Independent director annual retainer increased to $107,500 (from $102,000) effective Oct 30 2024; additional chair fees apply.
Notable governance considerations for investors: management and H.I.G. affiliates continue to hold significant ownership and receive externally-managed fee streams, creating potential conflicts addressed via existing policies. No material business transactions, mergers, or changes in capital structure are proposed.
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