Welcome to our dedicated page for Wheeler Real Estate Investment Trust SEC filings (Ticker: WHLR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Wheeler Real Estate Investment Trust, Inc. filings document the reporting, capital structure, and governance of a self-managed commercial REIT that owns, leases, and operates income-producing retail properties. Periodic reports and related 8-K disclosures cover financial and operating results, supplemental information, and REIT reporting obligations.
Material-event filings also describe securities activity involving common stock, Series B preferred stock, Series D Cumulative Convertible Preferred Stock, 7.00% Subordinated Convertible Notes due 2031, and registered warrant exercises. Other disclosures address charter amendments, preferred stock redemptions and exchanges, subsidiary Cedar Realty Trust preferred securities, executive and board changes, registration statements, and modifications to security-holder rights.
Wheeler Real Estate Investment Trust, Inc. (WHLR) has filed a prospectus covering the resale of up to 710,466 shares of its Series B Preferred Stock by affiliates of director Joseph Stilwell. This is a resale registration; the company is not selling securities and will not receive any proceeds from these sales.
The Series B Preferred Stock trades on Nasdaq Capital Market under the symbol WHLRP, carries a 9% annual cash dividend on a $25 liquidation preference when declared, and ranks junior to all indebtedness and other liabilities. As of September 10, 2026, 2,041,297 Series B shares were outstanding, and the last reported sales price was $9.00 per share.
The preferred is convertible into common stock at a post–reverse-split conversion price of $290,304,000,000 per share, with mandatory conversion only if the 20‑trading‑day volume‑weighted average price of the common stock exceeds $420,940,800,000 per share, so conversion would result in less than one whole common share for all registered Series B shares combined. The prospectus highlights extensive risks, including high leverage, multiple reverse stock splits, concentrated retail real estate exposure, dependence on external capital, and REIT qualification and asset coverage requirements.
Wheeler Real Estate Investment Trust, Inc. (WHLR) had a Form 4 filed by ten percent owner HRT FINANCIAL LP reporting a sale of 5,048 shares of common stock on September 10, 2026 at $0.369 per share in an open-market or private transaction.
After this transaction, the reporting person shows 1,315 shares resulting in short sales, held as a direct position. No transactions are reported as made under a Rule 10b5-1 trading plan.
Wheeler Real Estate Investment Trust, Inc. (WHLR) reported that major shareholder HRT FINANCIAL LP purchased WHLR common stock in two open-market or private transactions. On September 8, 2026, it bought 8,197 shares at $0.3900 per share, and on September 9, 2026, it bought 11,253 shares at $0.3760 per share, totaling 19,450 shares acquired. A footnote states that the September 8 transaction resulted in short sales. No Rule 10b5-1 trading plan is reported.
Wheeler Real Estate Investment Trust, Inc. (WHLR) has a new Form 3 filing from HRT Financial LP, identified as a ten percent owner. The filing reports a position in common stock totaling 15,717 shares
Wheeler Real Estate Investment Trust, Inc. (WHLR) filed Prospectus Supplement No. 29 to a March 20, 2026 prospectus, covering the offer and sale of up to 673,971 shares of common stock issuable upon exercise of warrants held by selling stockholders. The attached current report describes September 2026 redemptions of Series D Cumulative Convertible Preferred Stock and the related impact on its 7.00% Subordinated Convertible Notes due 2031. On the 36th monthly Holder Redemption Date, September 8, 2026, holders redeemed 8,200 Series D preferred shares at a redemption price of approximately $41.66 per share, settled through issuance of 348,896 common shares. The ten-day volume weighted average closing price of the common stock before that date was about $0.98 per share. Under the note indenture, the note conversion price was further adjusted to approximately $0.54 per share, or about 46.43 common shares for each $25 principal amount. Cumulatively, WHLR has processed 442 redemption requests totaling 1,827,228 Series D preferred shares, issuing approximately 473,000 common shares in settlement, and as of September 8, 2026 had 4,924,701 common shares and 1,726,704 Series D preferred shares outstanding.
Wheeler Real Estate Investment Trust, Inc. (WHLR) files Prospectus Supplement No. 15 under an existing shelf registration covering the potential issuance from time to time of up to 100,090,365 shares of its common stock. The supplement attaches and incorporates a Current Report on Form 8-K dated September 9, 2026.
The 8-K reports September 2026 redemptions of 8,200 Series D Preferred shares at a redemption price of about $41.66 per share, settled through issuing 348,896 common shares. Based on a roughly $0.98 ten-day volume-weighted average common price, the conversion price of WHLR’s 7.00% Subordinated Convertible Notes due 2031 was adjusted to about $0.54 per share, or about 46.43 common shares for each $25 principal amount. Cumulatively, 1,827,228 Series D shares have been redeemed, with about 473,000 common shares issued in settlement, and as of September 8, 2026, 4,924,701 common shares and 1,726,704 Series D Preferred shares were outstanding.
Wheeler Real Estate Investment Trust, Inc. (WHLR) filed a prospectus supplement incorporating a current report that updates investors on September 2026 Series D Cumulative Convertible Preferred Stock redemptions and a resulting adjustment to the conversion terms of its 7.00% Subordinated Convertible Notes due 2031.
For September redemptions, 8,200 Series D Preferred shares were redeemed at a Redemption Price of approximately $41.66 per share and settled through the issuance of 348,896 shares of common stock. The volume weighted average closing price of the common stock over the 10 trading days before September 8, 2026 was approximately $0.98 per share.
Under the note indenture’s optional conversion provision, the lowest Series D conversion price in September triggered a further adjustment of the notes’ conversion price to approximately $0.54 per share of common stock, or approximately 46.43 shares for each $25.00 principal amount converted. Cumulatively, 1,827,228 Series D Preferred shares have been redeemed, with approximately 473,000 common shares issued in settlement, and as of September 8, 2026 there were 4,924,701 common shares and 1,726,704 Series D Preferred shares outstanding.
Wheeler Real Estate Investment Trust, Inc. (WHLR) reports that, following September 2026 conversions of its Series D Cumulative Convertible Preferred Stock at a lowest conversion price of approximately $0.98 per common share, the conversion price of its 7.00% Subordinated Convertible Notes due 2031 was further adjusted to approximately $0.54 per share. This equates to about 46.43 shares of common stock for each $25.00 principal amount of notes, a 45% discount to the $0.98 reference price. On the 36th monthly Holder Redemption Date, September 8, 2026, the company processed 8,200 Series D preferred shares for redemption at approximately $41.66 per share, settling the aggregate redemption price through issuance of 348,896 common shares. Cumulatively, 1,827,228 Series D preferred shares have been redeemed, with approximately 473,000 common shares issued in settlement, and as of September 8, 2026 WHLR had 4,924,701 common shares and 1,726,704 Series D preferred shares outstanding.
Wheeler Real Estate Investment Trust, Inc. (WHLR) filed Prospectus Supplement No. 28 to a March 20, 2026 prospectus covering the offer and sale of up to 673,971 shares of common stock issuable upon exercise of warrants held by selling stockholders.
The attached Form 8-K describes September 2026 privately negotiated exchanges in which WHLR agreed to issue a total of 841,628 shares of common stock: 581,328 shares on September 2 in exchange for 23,664 Series B and 3,537 Series D preferred shares, and 260,300 shares on September 3 in exchange for 7,600 Series B and 1,900 Series D preferred shares. The preferred shares received were retired and cancelled, WHLR received no cash proceeds, and the exchanges relied on the Section 3(a)(9) exemption as exchanges with existing security holders with no commissions paid.
Wheeler Real Estate Investment Trust, Inc. (WHLR) has filed Prospectus Supplement No. 14 to its July 2, 2026 prospectus covering the potential issuance from time to time of up to 100,090,365 shares of common stock. The supplement incorporates a recent report of preferred stock exchanges into common stock.
WHLR disclosed exchanging preferred stock for common stock with existing holders in September 2026, issuing 581,328 common shares on September 2 and 260,300 common shares on September 3 in return for Series B and Series D preferred shares, which were retired and cancelled. These exchanges were completed without cash proceeds under a Section 3(a)(9) exemption.