STOCK TITAN

Whirlpool (WHR) VP & Controller Todd Tomczak details stock, options and RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Whirlpool Corporation executive Todd N. Tomczak, Vice President and Controller, reported his beneficial ownership of Whirlpool common stock and equity awards. He directly holds 1,302.199 shares of common stock and indirectly holds 281.203 shares through a 401(k) stock fund. He also holds employee stock options to purchase 272 and 405 shares of common stock at exercise prices of $177.19 and $172.70, respectively.

In addition, Tomczak holds several grants of restricted stock units that convert one-for-one into common shares as they vest, including awards tied to vesting dates in March 2026, 2027 and 2028. He also has 181.959 shares of deferred stock credited under Whirlpool's Executive Deferred Savings Plan II, which are payable after his employment with Whirlpool ends.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Tomczak Todd N

(Last) (First) (Middle)
2000 N. M-63

(Street)
BENTON HARBOAR MI 49022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President and Controller
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,302.199 D
Common Stock 281.203 I 401(k) Stock Fund
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (Right to Buy) (1) 02/20/2027 Common Stock 272 $177.19 D
Employee Stock Options (Right to Buy) (2) 02/19/2028 Common Stock 405 $172.7 D
Restricted Stock Units (3) (3) Common Stock 89 (3) D
Restricted Stock Units (4) (4) Common Stock 251 (4) D
Restricted Stock Units (5) (5) Common Stock 404 (5) D
Restricted Stock Units (6) (6) Common Stock 253 (6) D
Restricted Stock Units (6) (6) Common 253 (6) D
Deferred Stock (7) (7) Common Stock 181.959 (7) I Executive Deferred Savings Plan II
Explanation of Responses:
1. The stock options became exercisable in three substantially equal annual installments beginning on February 20, 2018
2. The stock options became exercisable in three substantially equal annual installments beginning on February 19, 2019.
3. The 268 restricted stock units granted on February 20, 2023 have one remaining vest date, March 1, 2026, for an amount of 89 restricted stock units, which will vest and convert one-for-one to shares on that date.
4. The 377 restricted stock units granted on February 19, 2024 have two remaining vest dates, March 1, 2026 and March 1, 2027 and will vest in substantially equal installments and convert one-for-one to shares on those dates.
5. The 404 restricted stock units granted on February 17, 2025 will vest in three substantially equal installments on March 1, 2026, March 1, 2027 and March 1, 2028 and convert one-for-one to shares on those dates.
6. The two grants of 253 restricted stock units made on August 1, 2025 will each vest in three substantially equal installments on March 1, 2026, March 1, 2027 and March 1, 2028 and convert one-for-one to shares on those dates.
7. Represents shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
Remarks:
/s/ Bridget K. Quinn, Attorney-In-Fact 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the Whirlpool (WHR) insider reporting ownership in this filing?

The filing reports holdings for Todd N. Tomczak, who serves as Whirlpool's Vice President and Controller.

How many Whirlpool (WHR) common shares does Todd N. Tomczak directly own?

Todd N. Tomczak directly owns 1,302.199 shares of Whirlpool common stock according to the filing.

What indirect Whirlpool (WHR) stock holdings does Todd N. Tomczak report?

He reports 281.203 shares of Whirlpool common stock held indirectly through a 401(k) Stock Fund, and 181.959 shares of deferred stock in the Executive Deferred Savings Plan II.

What employee stock options does Todd N. Tomczak hold in Whirlpool (WHR)?

He holds employee stock options to buy 272 shares at $177.19 per share, expiring on 02/20/2027, and 405 shares at $172.70 per share, expiring on 02/19/2028.

What restricted stock units are reported for Todd N. Tomczak at Whirlpool (WHR)?

The filing lists multiple restricted stock unit grants, including 89, 251, 404, and two grants of 253 units, each converting one-for-one into common stock as they vest on dates in 2026, 2027, and 2028.

When will the deferred stock for Todd N. Tomczak at Whirlpool (WHR) be paid?

The deferred stock under Whirlpool's Executive Deferred Savings Plan II is payable following Tomczak's termination of employment with Whirlpool Corporation.

Does this Whirlpool (WHR) insider filing show stock purchases or sales?

This filing presents holdings and equity awards for Todd N. Tomczak, including stock, options, restricted stock units and deferred stock, rather than reporting new purchases or sales.
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