[25-NSE] Western Asset Short Duration Income ETF SEC Filing

Rhea-AI Filing Summary

The filing is a Form 25 notification that Nasdaq Stock Market LLC is removing a class of securities of Legg Mason ETF Investment Trust from listing and/or registration on Nasdaq. The form cites compliance with the Exchange's rules and with 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c) governing withdrawal of a class of securities. The document identifies Nasdaq as the exchange but does not include a signing name, signature, or a date and provides no reason or effective date for the removal.

Positive

• Exchange states procedural compliance with 17 CFR 240.12d2-2(b) and 12d2-2(c), indicating the removal follows Nasdaq and SEC rule processes

Negative

• No signature or date provided on the filing, preventing confirmation of filing timing or authorization
• No reason or effective date disclosed for the removal, so investor impact and next steps are unspecified
• Issuer identification ambiguous relative to metadata: the form lists Legg Mason ETF Investment Trust but metadata references Western Asset Short Duration Income ETF, creating uncertainty

Insights

Financial Analyst

TL;DR: Form 25 filed to remove an ETF class from Nasdaq; procedural compliance stated but material details are missing.

The document formally notifies removal of a class of securities of Legg Mason ETF Investment Trust from Nasdaq and references regulatory provisions for withdrawal. It confirms the Exchange believes it meets filing requirements and asserts compliance with 17 CFR 240.12d2-2(b) and 12d2-2(c). The filing lacks a signature, date, and any explanation of the cause, timeline, or investor impact, limiting its usefulness for valuation or trading decisions.

Corporate Governance Expert

TL;DR: Governance paperwork indicates a delisting process but omits execution details and effective timing.

The notice follows the procedural template for withdrawing a security under the Exchange Act and cites applicable Nasdaq rule compliance. From a governance perspective, the absence of a signed attestation, effective date, or statement from the issuer prevents assessment of board or shareholder action, regulatory approvals, or any transitional arrangements for shareholders.

UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-37653

Issuer:	Legg Mason ETF Investment Trust
Exchange:	Nasdaq Stock Market LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	100 International Drive
	Baltimore	MARYLAND	21202
Telephone number:					212-805-3615

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

Western Asset Total Return ETF, Western Asset Short Duration Income ETF

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2025-08-22	By	Tara Petta		AVP
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 25 filing say about WINC?

The filing notifies Nasdaq's removal of a class of securities of Legg Mason ETF Investment Trust; it does not state an effective date or provide reasons.

Does the filing include an effective delisting date for the security?

No. The document does not include any effective date or timeline for the removal.

Is the filing signed and dated by Nasdaq or the issuer?

No. The form does not include a signature, signer name, or date in the provided content.

Does the document explain why the securities are being removed from Nasdaq?

No. The filing states compliance with withdrawal rules but provides no explanation or underlying reason.

Which regulatory provisions does the Form 25 cite?

The filing cites 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c) as governing the withdrawal process.