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  4. [Form 4] WORKIVA INC Insider Trading Activity

Director at Workiva (NYSE: WK) granted 4,070 stock units as award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Malik Astha reported acquisition or exercise transactions in this Form 4 filing.

Workiva Inc. reported a new equity award to director Astha Malik. On June 1, 2026, Malik received 4,070 shares of Class A Common Stock as a grant of restricted stock units under the Workiva Inc. 2014 Equity Incentive Plan, at a stated price of $0.00 per share.

Following this compensation-related grant, Malik directly holds 7,288 shares of Workiva Class A Common Stock. The filing does not reflect any open-market buying or selling, only a stock-based award to a board member.

Positive

  • None.

Negative

  • None.
Insider Malik Astha
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 4,070 $0.00 --
Holdings After Transaction: Class A Common Stock — 7,288 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant 4,070 shares Grant of restricted stock units on June 1, 2026
Grant price $0.00 per share Stated transaction price for RSU award
Post-grant holdings 7,288 shares Total Class A Common Stock directly held after transaction
restricted stock units financial
"Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2014 Equity Incentive Plan financial
"Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan."
Class A Common Stock financial
"Security title is Class A Common Stock for the reported grant."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Malik Astha
(Last)(First)(Middle)
2900 UNIVERSITY BOULEVARD
(Street)
AMES IOWA 50010
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026A(1)4,070A(1)7,288D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.
Remarks:
/s/ Brandon E. Ziegler as attorney-in-fact for Astha Malik06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Workiva (WK) director Astha Malik report?

Director Astha Malik reported receiving 4,070 shares of Class A Common Stock as restricted stock units. The grant was made under Workiva Inc.’s 2014 Equity Incentive Plan and reflects stock-based compensation rather than an open-market purchase or sale.

How many Workiva (WK) shares does Astha Malik hold after the Form 4 transaction?

After the reported grant, Astha Malik directly holds 7,288 shares of Workiva Class A Common Stock. This total includes the 4,070 restricted stock unit shares granted on June 1, 2026 under the company’s 2014 Equity Incentive Plan.

Was the Workiva (WK) Form 4 transaction a stock purchase or a compensation grant?

The Form 4 shows a compensation grant, not a market purchase. Astha Malik received 4,070 restricted stock units at a stated price of $0.00 per share, issued under the Workiva Inc. 2014 Equity Incentive Plan as an equity award.

What does the transaction code "A" mean in the Workiva (WK) Form 4?

Transaction code “A” represents a grant, award, or other acquisition of securities. In this case, it records Astha Malik’s 4,070-share restricted stock unit award as director compensation, rather than an open-market buy or sell of Workiva stock.

Which plan governed the restricted stock unit award reported for Workiva (WK)?

The restricted stock unit grant to Astha Malik was made pursuant to the Workiva Inc. 2014 Equity Incentive Plan. This plan authorizes equity-based compensation awards such as the 4,070-share grant disclosed in the Form 4 filing.