Workiva (NYSE: WK) grants CFO 141,103 RSUs for hiring and annual awards

Rhea-AI Filing Summary

Workiva Inc. reported that EVP, CFO & Treasurer Barbara A. Larson received an equity grant covering 141,103 shares of Class A common stock on 02/02/2026. The award consists of 104,521 restricted stock units granted in connection with her hiring under her employment agreement and 36,582 restricted stock units granted under the company’s annual grant procedures, all pursuant to the 2014 Equity Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, and following this grant she beneficially owns 141,103 shares directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Larson Barbara A

(Last) (First) (Middle)

2900 UNIVERSITY BLVD.

(Street)

AMES IA 50010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CFO & Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/02/2026		A(1)		141,103(2)	A	$76.54	141,103	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Consists of 104,521 RSUs granted in connection with her hiring and pursuant to her employment agreement, and 36,582 RSUs granted as per the Company's annual granting procedures.

2. Vests in three equal annual installments commencing on the first anniversary of the grant date.

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Barbara A. Larson	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Workiva (WK) report for Barbara A. Larson?

Workiva reported that EVP, CFO & Treasurer Barbara A. Larson received an equity grant tied to 141,103 shares of Class A common stock. The award consists entirely of restricted stock units under the company’s 2014 Equity Incentive Plan rather than an open-market stock purchase or sale.

How many RSUs were granted to the Workiva (WK) CFO and for what purposes?

Barbara A. Larson received 141,103 restricted stock units in total. This includes 104,521 RSUs granted in connection with her hiring under her employment agreement and 36,582 RSUs granted according to Workiva’s regular annual equity grant procedures under the 2014 Equity Incentive Plan.

What is the vesting schedule for Barbara Larson’s Workiva (WK) RSU award?

The restricted stock units granted to Barbara A. Larson vest in three equal annual installments. Vesting begins on the first anniversary of the 02/02/2026 grant date, meaning one-third of the RSUs becomes vested each year over a three-year period, subject to continued service conditions.

What position does Barbara A. Larson hold at Workiva (WK) in this Form 4?

In this filing, Barbara A. Larson is identified as Workiva’s EVP, CFO & Treasurer. Her role as a senior executive explains why she receives restricted stock units as part of her compensation, aligning her interests with shareholders through equity-based incentives tied to company performance and tenure.

How many Workiva (WK) shares does Barbara Larson beneficially own after this grant?

Following the reported grant, Barbara A. Larson is listed as beneficially owning 141,103 shares of Workiva’s Class A common stock directly. This figure reflects the full amount associated with the restricted stock unit award reported in the Form 4, subject to the stated vesting schedule over three years.

Under which plan were the Workiva (WK) RSUs to Barbara Larson granted?

The restricted stock units granted to Barbara A. Larson were made pursuant to Workiva’s 2014 Equity Incentive Plan. This plan governs the company’s stock-based awards, including new-hire grants tied to employment agreements and annual equity grants used for ongoing executive compensation and retention.